0001437749-18-011907.txt : 20180615 0001437749-18-011907.hdr.sgml : 20180615 20180615160223 ACCESSION NUMBER: 0001437749-18-011907 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180614 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20180615 DATE AS OF CHANGE: 20180615 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CUTERA INC CENTRAL INDEX KEY: 0001162461 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 770492262 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-50644 FILM NUMBER: 18902201 BUSINESS ADDRESS: STREET 1: 3240 BAYSHORE BOULEVARD CITY: BRISBANE STATE: CA ZIP: 94005 BUSINESS PHONE: 94005 MAIL ADDRESS: STREET 1: 3240 BAYSHORE BOULEVARD CITY: BRISBANE STATE: CA ZIP: 94005 FORMER COMPANY: FORMER CONFORMED NAME: ALTUS MEDICAL INC DATE OF NAME CHANGE: 20011119 8-K 1 cutr20180614_8k.htm FORM 8-K cutr20180614_8k.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 


 

FORM 8-K

 


CURRENT REPORT

Pursuant to Section 13 or 15(d) of

the Securities Exchange Act of 1934

 

June 14, 2018

Date of Report (date of earliest event reported)

 

 


 

Cutera, Inc.

(Exact name of Registrant as specified in its charter)

 


 

Delaware

 

000-50644

 

77-0492262

(State or other jurisdiction of

incorporation or organization)

 

(Commission File Number)

 

(I.R.S. Employer

Identification Number)

 

3240 Bayshore Blvd.

Brisbane, California 94005

(Address of principal executive offices)

 

(415) 657-5500

(Registrant’s telephone number, including area code)

 

N/A

(Former name or former address, if changed since last report)

 


 

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.

 

Emerging growth company  ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 

 

 

 

 

Item 5.07. Submission of Matters to a Vote of Security Holders.

 

Cutera, Inc. (the “Company” or “Cutera”) held its Annual Meeting of Stockholders on June 14, 2018 (the “Annual Meeting”). As of April 23, 2018, the record date of the Annual Meeting, 13,634,154 shares of our common stock were outstanding and entitled to vote at the Annual Meeting. A total of 12,474,926 shares, or approximately 91.5%, of our common stock, constituting a quorum, were represented in person or by proxy at the Annual Meeting.

 

Cutera’s stockholders voted on three proposals at the Annual Meeting. The final results of the votes regarding each proposal are set forth below.

 

Proposal One - Election of Directors. The following nominees were elected as directors to serve for one-year terms expiring at the 2019 Annual Meeting of Stockholders based on the following votes: 

 

Nominees

 

Votes For

   

Votes

Withheld

   

Broker

Non-Votes

 

Dr. David B. Apfelberg

    10,460,039       435,270       1,579,617  

Mr. Gregory A. Barrett

    7,607,142       3,288,167       1,579,617  

Ms. Elisha W. Finney

    9,853,144       1,042,165       1,579,617  

Mr. Timothy J. O’Shea

    10,445,843       449,466       1,579,617  

Mr. J. Daniel Plants

    10,767,203       128,106       1,579,617  

Mr. James A. Reinstein

    10,441,178       454,131       1,579,617  

Mr. Clinton H. Severson

    8,974,206       1,921,103       1,579,617  

 

Proposal Two -Ratification of BDO USA, LLP as our Independent Registered Public Accounting Firm. The proposal was approved and the results of the voting were as follows:

 

Votes For

 

Votes Against

 

Abstain

 

Broker Non-Votes

12,460,415

 

9,252

 

5,259

 

0

 

Proposal Three - Non-Binding Advisory Vote on the Compensation of our Named Executive Officers. The proposal was approved and the results of the voting were as follows:

 

Votes For

 

Votes Against

 

Abstain

 

Broker Non-Votes

8,898,967

 

1,968,244

 

28,098

 

1,579,617

 

 

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

Cutera, Inc.

 

 

 

Date: June 14, 2018

By:

 /s/ Darren W. Alch

 

 

Darren W. Alch

 

 

Vice President, General Counsel & Corporate Secretary

 

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