0001437749-16-030825.txt : 20160504 0001437749-16-030825.hdr.sgml : 20160504 20160504203657 ACCESSION NUMBER: 0001437749-16-030825 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160502 FILED AS OF DATE: 20160504 DATE AS OF CHANGE: 20160504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUTERA INC CENTRAL INDEX KEY: 0001162461 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 770492262 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3240 BAYSHORE BOULEVARD CITY: BRISBANE STATE: CA ZIP: 94005 BUSINESS PHONE: 94005 MAIL ADDRESS: STREET 1: 3240 BAYSHORE BOULEVARD CITY: BRISBANE STATE: CA ZIP: 94005 FORMER COMPANY: FORMER CONFORMED NAME: ALTUS MEDICAL INC DATE OF NAME CHANGE: 20011119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CONNORS KEVIN P CENTRAL INDEX KEY: 0001285171 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50644 FILM NUMBER: 161621254 MAIL ADDRESS: STREET 1: C/O CUTERA INC STREET 2: 3240 BAYSHORE BLVD CITY: BRISBANE STATE: CA ZIP: 94005 4 1 rdgdoc.xml FORM 4 KPC X0306 4 2016-05-02 0001162461 CUTERA INC CUTR 0001285171 CONNORS KEVIN P C/O CUTERA, INC. 3240 BAYSHORE BLVD BRISBANE CA 94005 1 1 President & CEO Common Stock 2016-05-02 4 M 0 42123 8.66 A 686001 D Common Stock 2016-05-02 4 S 0 42123 11.319 D 643878 D Common Stock 2016-05-03 4 M 0 13172 8.66 A 657050 D Common Stock 2016-05-03 4 S 0 13172 11.447 D 643878 D Common Stock 2016-05-04 4 M 0 10001 8.66 A 653879 D Common Stock 2016-05-04 4 S 0 10001 11.50 D 643878 D Employee Stock Option (Right to Buy) 8.66 2016-05-02 4 M 0 42123 0 D 2010-07-01 2016-06-08 Common Stock 120000 77877 D Employee Stock Option (Right to Buy) 8.66 2016-05-03 4 M 0 13172 0 D 2010-11-01 2016-06-08 Common Stock 120000 64705 D Employee Stock Option (Right to Buy) 8.66 2016-05-04 4 M 0 10001 0 D 2011-02-01 2016-06-08 Common Stock 120000 54704 D Stock sold pursuant to a 10b5-1 trading plan for employee options that are expiring on June 8,2016. Stock prices ranged from $11.25 to $11.38, with $11.319 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Stock sold pursuant to a 10b5-1 trading plan for employee options that are expiring on June 8,2016. Stock prices ranged from $11.40 to $11.705, with $11.447 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Stock sold pursuant to a 10b5-1 trading plan for employee options that are expiring on June 8,2016. Stock prices ranged from $11.50 to $11.55, with $11.50 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Options vested according to the following schedule: 1/3rd on 06/1/2010 and 1/36th vested monthly thereafter. /s/ Kevin P. Connors 2016-05-04