0001209191-23-046900.txt : 20230822 0001209191-23-046900.hdr.sgml : 20230822 20230822162714 ACCESSION NUMBER: 0001209191-23-046900 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230818 FILED AS OF DATE: 20230822 DATE AS OF CHANGE: 20230822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harris Taylor C. CENTRAL INDEX KEY: 0001560168 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50644 FILM NUMBER: 231193860 MAIL ADDRESS: STREET 1: 6035 STONERIDGE DRIVE CITY: PLEASANTON STATE: CA ZIP: 94588 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUTERA INC CENTRAL INDEX KEY: 0001162461 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 770492262 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3240 BAYSHORE BOULEVARD CITY: BRISBANE STATE: CA ZIP: 94005 BUSINESS PHONE: 94005 MAIL ADDRESS: STREET 1: 3240 BAYSHORE BOULEVARD CITY: BRISBANE STATE: CA ZIP: 94005 FORMER COMPANY: FORMER CONFORMED NAME: ALTUS MEDICAL INC DATE OF NAME CHANGE: 20011119 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-08-18 0 0001162461 CUTERA INC CUTR 0001560168 Harris Taylor C. C/O CUTERA, INC. 3240 BAYSHORE BLVD. BRISBANE CA 94005 1 0 0 0 0 Common Stock 2023-08-18 4 A 0 249336 0.00 A 249336 D Stock Option (Right to Buy) 11.02 2023-08-18 4 A 0 735295 0.00 A 2030-08-18 Common Stock 735295 735295 D Grant of Restricted Stock Units (RSU's) that will entitle the Reporting Person to receive one share of Common Stock per one RSU. One-fourth of the RSUs shall vest on August 7, 2024 and 1/12 of the RSUs shall vest each quarter thereafter, subject to the Reporting Person continuing as a service provider through each such date. One-fourth of the shares subject to the option will be eligible to vest upon the date the 30 calendar-day trailing average closing price of the Company's Common Stock first meets each of the following levels within four years of the grant date: $20.00, $25.00, $30.00, and $35.00. Once a level is attained, one-fourth of the options subject to such tranche will vest on the later of (i) the date such level is attained or (ii) August 7, 2024. The remaining options in such tranche will vest over the next 12 quarters, subject to the Reporting Person continuing as a service provider through each such date. /s/ Taylor C. Harris 2023-08-22