0001628280-16-016613.txt : 20160523 0001628280-16-016613.hdr.sgml : 20160523 20160523164801 ACCESSION NUMBER: 0001628280-16-016613 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160520 FILED AS OF DATE: 20160523 DATE AS OF CHANGE: 20160523 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLUIDIGM CORP CENTRAL INDEX KEY: 0001162194 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 770513190 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7000 SHORELINE COURT STREET 2: SUITE 100 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 6502666000 MAIL ADDRESS: STREET 1: 7000 SHORELINE COURT STREET 2: SUITE 100 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McPhail Steven CENTRAL INDEX KEY: 0001641858 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34180 FILM NUMBER: 161669657 MAIL ADDRESS: STREET 1: 7000 SHORELINE COURT STREET 2: SUITE 100 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 4 1 wf-form4_146403646854302.xml FORM 4 X0306 4 2016-05-20 0 0001162194 FLUIDIGM CORP FLDM 0001641858 McPhail Steven FLUIDIGM CORPORATION 7000 SHORELINE COURT, SUITE 100 SOUTH SAN FRANCISCO CA 94080 0 1 0 0 GM, PRODUCTION GENOMICS Common Stock 2016-05-20 4 M 0 3100 A 3100 D Common Stock 2016-05-20 4 M 0 449 A 3549 D Common Stock 2016-05-20 4 M 0 2000 A 5549 D Common Stock 2016-05-20 4 F 0 1794 8.65 D 3755 D Restricted Stock Units 2016-05-20 4 M 0 3100 0 D Common Stock 3100.0 9300 D Restricted Stock Units 2016-05-20 4 M 0 449 0 D Common Stock 449.0 4951 D Restricted Stock Units 2016-05-20 4 M 0 2000 0 D Common Stock 2000.0 0 D Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. On May 21, 2015, the Reporting Person was granted 12,400 Restricted Stock Units of which 12/48th of the total number of shares underlying the Restricted Stock Units granted will vest on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. 100% of the total number of shares underlying the Restricted Stock Units granted will vest on May 20, 2016, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. /s/ William M. Smith, attorney-in-fact 2016-05-23