0001628280-15-009434.txt : 20151215 0001628280-15-009434.hdr.sgml : 20151215 20151215183702 ACCESSION NUMBER: 0001628280-15-009434 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151214 FILED AS OF DATE: 20151215 DATE AS OF CHANGE: 20151215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLUIDIGM CORP CENTRAL INDEX KEY: 0001162194 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 770513190 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7000 SHORELINE COURT STREET 2: SUITE 100 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 6502666000 MAIL ADDRESS: STREET 1: 7000 SHORELINE COURT STREET 2: SUITE 100 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: UNGER MARC CENTRAL INDEX KEY: 0001651032 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34180 FILM NUMBER: 151289581 MAIL ADDRESS: STREET 1: C/O FLUIDIGM CORPORATION STREET 2: 7000 SHORELINE COURT, SUITE 100 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 4 1 wf-form4_145022261170255.xml FORM 4 X0306 4 2015-12-14 0 0001162194 FLUIDIGM CORP FLDM 0001651032 UNGER MARC FLUIDIGM CORPORATION 7000 SHORELINE COURT, SUITE 100 SOUTH SAN FRANCISCO CA 94080 0 1 0 0 EVP, R&D and Marketing Restricted Stock Units 2015-12-14 4 A 0 6000 0 A Common Stock 6000.0 6000 D Employee Stock Option (Right to Buy) 9.44 2015-12-14 4 A 0 15000 0 A 2025-12-14 Common Stock 15000.0 15000 D Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. 2/48th of the total number of shares underlying the Restricted Stock Units granted will vest on February 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through each applicable vest date. 1/48th of the shares subject to the Option will vest on January 10, 2016, and 1/48th of the shares subject to the Option will vest each month thereafter such that the Option will be fully vested on the fourth anniversary of the vesting start date, subject to recipient's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through each applicable vest date. /s/ Robert F. Kornegay, attorney-in-fact 2015-12-15