0001162194-21-000045.txt : 20210524 0001162194-21-000045.hdr.sgml : 20210524 20210524160929 ACCESSION NUMBER: 0001162194-21-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210520 FILED AS OF DATE: 20210524 DATE AS OF CHANGE: 20210524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Linthwaite Stephen Christopher CENTRAL INDEX KEY: 0001680808 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34180 FILM NUMBER: 21954945 MAIL ADDRESS: STREET 1: C/O FLUIDIGM CORPORATION STREET 2: 7000 SHORELINE COURT, SUITE 100 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLUIDIGM CORP CENTRAL INDEX KEY: 0001162194 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 770513190 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 TOWER PLACE STREET 2: SUITE 2000 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 6502666000 MAIL ADDRESS: STREET 1: 2 TOWER PLACE STREET 2: SUITE 2000 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 4 1 wf-form4_162188694955372.xml FORM 4 X0306 4 2021-05-20 0 0001162194 FLUIDIGM CORP FLDM 0001680808 Linthwaite Stephen Christopher C/O FLUIDIGM CORPORATION 2 TOWER PLACE, STE 2000 SOUTH SAN FRANCISCO CA 94080 0 1 0 0 President & CEO Common Stock 2021-05-20 4 M 0 7813 0 A 210894 D Common Stock 2021-05-20 4 M 0 6882 0 A 217776 D Common Stock 2021-05-20 4 M 0 7722 0 A 225498 D Common Stock 2021-05-20 4 M 0 155000 0 A 380498 D Common Stock 2021-05-20 4 F 0 89329 5.52 D 291169 D Restricted Stock Units 2021-05-20 4 M 0 7813 0 D Common Stock 7813.0 31252 D Restricted Stock Units 2021-05-20 4 M 0 6882 0 D Common Stock 6882.0 48174 D Restricted Stock Units 2021-05-20 4 M 0 7722 0 D Common Stock 7722.0 84945 D Restricted Stock Units 2021-05-20 4 M 0 155000 0 D Common Stock 155000.0 155000 D Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock. On June 11, 2018, the Reporting Person was granted 125,000 Restricted Stock Units vesting as to 1/16th of the total number of shares on August 20, 2018, and as to 1/16th of the total number of shares each quarter thereafter. On February 19, 2019, the Reporting Person was granted 110,112 Restricted Stock Units vesting as to 1/4th of the total number of shares on February 20, 2020, and as to 1/16th of the total number of shares each quarter thereafter. On March 10, 2020, the Reporting Person was granted 123,555 Restricted Stock Units vesting as to 1/4th of the underlying shares on February 20, 2021, and as to 1/16th of the total number of shares each quarter thereafter. On May 23, 2020, the Reporting Person was granted 310,000 Restricted Stock Units vesting as to 1/2 of the total number of shares on May 20, 2021, and as to 1/4th of the total number of shares on each of May 20, 2022 and May 20, 2023. /s/ Stephen Christopher Linthwaite by Nicholas Khadder, Attorney-in-Fact 2021-05-24