0001162194-20-000115.txt : 20201124
0001162194-20-000115.hdr.sgml : 20201124
20201124172251
ACCESSION NUMBER: 0001162194-20-000115
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201120
FILED AS OF DATE: 20201124
DATE AS OF CHANGE: 20201124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Linthwaite Stephen Christopher
CENTRAL INDEX KEY: 0001680808
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34180
FILM NUMBER: 201345413
MAIL ADDRESS:
STREET 1: C/O FLUIDIGM CORPORATION
STREET 2: 7000 SHORELINE COURT, SUITE 100
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FLUIDIGM CORP
CENTRAL INDEX KEY: 0001162194
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826]
IRS NUMBER: 770513190
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7000 SHORELINE COURT
STREET 2: SUITE 100
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
BUSINESS PHONE: 6502666000
MAIL ADDRESS:
STREET 1: 7000 SHORELINE COURT
STREET 2: SUITE 100
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
4
1
wf-form4_160625655692240.xml
FORM 4
X0306
4
2020-11-20
0
0001162194
FLUIDIGM CORP
FLDM
0001680808
Linthwaite Stephen Christopher
C/O FLUIDIGM CORPORATION
2 TOWER PLACE, STE 2000
SOUTH SAN FRANCISCO
CA
94080
0
1
0
0
President & CEO
Common Stock
2020-11-20
4
M
0
4750
0
A
225263
D
Common Stock
2020-11-20
4
M
0
7813
0
A
233076
D
Common Stock
2020-11-20
4
M
0
6882
0
A
239958
D
Common Stock
2020-11-20
4
F
0
9791
6.28
D
230167
D
Common Stock
2020-11-23
4
S
0
84820
6.06
D
145347
D
Restricted Stock Units
2020-11-20
4
M
0
4750
0
D
Common Stock
4750.0
3167
D
Restricted Stock Units
2020-11-20
4
M
0
7813
0
D
Common Stock
7813.0
46878
D
Restricted Stock Units
2020-11-20
4
M
0
6882
0
D
Common Stock
6882.0
61938
D
The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 14, 2020.
The range of prices for the transactions reported is between $6.28 and $5.925 per share. $6.06 represents the weighted average sale price per share. The Reporting Person will provide upon request by the Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price.
Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock.
On February 13, 2017, the Reporting Person was granted 76,000 Restricted Stock Units vesting as to 1/12th of the total number of shares on May 20, 2017, and as to 1/16th of the total number of shares each quarter thereafter.
On June 11, 2018, the Reporting Person was granted 125,000 Restricted Stock Units vesting as to 1/16th of the total number of shares on August 20, 2018, and as to 1/16th of the total number of shares each quarter thereafter.
On February 19, 2019, the Reporting Person was granted 110,112 Restricted Stock Units vesting as to 1/4th of the total number of shares on February 20, 2020, and as to 1/16th of the total number of shares each quarter thereafter.
/s/ Stephen Christopher Linthwaite by Nicholas Khadder, Attorney-in-Fact
2020-11-24