0001162194-19-000015.txt : 20190221
0001162194-19-000015.hdr.sgml : 20190221
20190221210858
ACCESSION NUMBER: 0001162194-19-000015
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190219
FILED AS OF DATE: 20190221
DATE AS OF CHANGE: 20190221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JOG VIKRAM
CENTRAL INDEX KEY: 0001222641
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34180
FILM NUMBER: 19623829
MAIL ADDRESS:
STREET 1: C/O FLUIDIGM CORPORATION
STREET 2: 7000 SHORELINE COURT, SUITE 100
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FLUIDIGM CORP
CENTRAL INDEX KEY: 0001162194
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826]
IRS NUMBER: 770513190
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7000 SHORELINE COURT
STREET 2: SUITE 100
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
BUSINESS PHONE: 6502666000
MAIL ADDRESS:
STREET 1: 7000 SHORELINE COURT
STREET 2: SUITE 100
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
4
1
wf-form4_155080132376602.xml
FORM 4
X0306
4
2019-02-19
0
0001162194
FLUIDIGM CORP
FLDM
0001222641
JOG VIKRAM
C/O FLUIDIGM CORPORATION
7000 SHORELINE COURT, SUITE 100
SOUTH SAN FRANCISCO
CA
94080
0
1
0
0
CHIEF FINANCIAL OFFICER
Common Stock
2019-02-20
4
M
0
201
0
A
32670
D
Common Stock
2019-02-20
4
M
0
338
0
A
33008
D
Common Stock
2019-02-20
4
M
0
2162
0
A
35170
D
Common Stock
2019-02-20
4
M
0
2251
0
A
37421
D
Common Stock
2019-02-20
4
F
0
2010
10.78
D
35411
D
Common Stock
52061
I
See Footnote
Restricted Stock Units
2019-02-19
4
A
0
35787
0
A
Common Stock
35787.0
35787
D
Restricted Stock Units
2019-02-20
4
M
0
201
0
D
Common Stock
201.0
0
D
Restricted Stock Units
2019-02-20
4
M
0
338
0
D
Common Stock
338.0
1238
D
Restricted Stock Units
2019-02-20
4
M
0
2162
0
D
Common Stock
2162.0
16580
D
Restricted Stock Units
2019-02-20
4
M
0
2251
0
D
Common Stock
2251.0
29263
D
Shares held indirectly by the Vikram and Pratima Family Trust U/A dated June 23, 2009.
Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.
12/48th of the total number of shares underlying the Restricted Stock Units granted will vest on February 20, 2020, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date.
On March 12, 2015, the Reporting Person was granted 4,800 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2015, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date.
On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date.
On February 13, 2017, the Reporting Person was granted 34,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date.
On June 11, 2018, the Reporting Person was granted 36,016 Restricted Stock Units of which 3/48th of the total number of shares underlying the Restricted Stock Units granted vested on August 20, 2018, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date.
/s/ Vikram Jog by Nicholas Khadder, Attorney-in-Fact
2019-02-21