0001162194-19-000015.txt : 20190221 0001162194-19-000015.hdr.sgml : 20190221 20190221210858 ACCESSION NUMBER: 0001162194-19-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190219 FILED AS OF DATE: 20190221 DATE AS OF CHANGE: 20190221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOG VIKRAM CENTRAL INDEX KEY: 0001222641 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34180 FILM NUMBER: 19623829 MAIL ADDRESS: STREET 1: C/O FLUIDIGM CORPORATION STREET 2: 7000 SHORELINE COURT, SUITE 100 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLUIDIGM CORP CENTRAL INDEX KEY: 0001162194 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 770513190 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7000 SHORELINE COURT STREET 2: SUITE 100 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 6502666000 MAIL ADDRESS: STREET 1: 7000 SHORELINE COURT STREET 2: SUITE 100 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 4 1 wf-form4_155080132376602.xml FORM 4 X0306 4 2019-02-19 0 0001162194 FLUIDIGM CORP FLDM 0001222641 JOG VIKRAM C/O FLUIDIGM CORPORATION 7000 SHORELINE COURT, SUITE 100 SOUTH SAN FRANCISCO CA 94080 0 1 0 0 CHIEF FINANCIAL OFFICER Common Stock 2019-02-20 4 M 0 201 0 A 32670 D Common Stock 2019-02-20 4 M 0 338 0 A 33008 D Common Stock 2019-02-20 4 M 0 2162 0 A 35170 D Common Stock 2019-02-20 4 M 0 2251 0 A 37421 D Common Stock 2019-02-20 4 F 0 2010 10.78 D 35411 D Common Stock 52061 I See Footnote Restricted Stock Units 2019-02-19 4 A 0 35787 0 A Common Stock 35787.0 35787 D Restricted Stock Units 2019-02-20 4 M 0 201 0 D Common Stock 201.0 0 D Restricted Stock Units 2019-02-20 4 M 0 338 0 D Common Stock 338.0 1238 D Restricted Stock Units 2019-02-20 4 M 0 2162 0 D Common Stock 2162.0 16580 D Restricted Stock Units 2019-02-20 4 M 0 2251 0 D Common Stock 2251.0 29263 D Shares held indirectly by the Vikram and Pratima Family Trust U/A dated June 23, 2009. Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. 12/48th of the total number of shares underlying the Restricted Stock Units granted will vest on February 20, 2020, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date. On March 12, 2015, the Reporting Person was granted 4,800 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2015, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date. On March 4, 2016, the Reporting Person was granted 5,400 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2016, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date. On February 13, 2017, the Reporting Person was granted 34,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2017, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date. On June 11, 2018, the Reporting Person was granted 36,016 Restricted Stock Units of which 3/48th of the total number of shares underlying the Restricted Stock Units granted vested on August 20, 2018, and 3/48th of the total number of shares underlying the Restricted Stock Units granted have vested and will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider (as defined in the Company's 2011 Equity Incentive Plan) through the applicable vest date. /s/ Vikram Jog by Nicholas Khadder, Attorney-in-Fact 2019-02-21