0001162194-18-000075.txt : 20180601 0001162194-18-000075.hdr.sgml : 20180601 20180601205528 ACCESSION NUMBER: 0001162194-18-000075 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180530 FILED AS OF DATE: 20180601 DATE AS OF CHANGE: 20180601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Burbach Gerhard F CENTRAL INDEX KEY: 0001307313 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34180 FILM NUMBER: 18876712 MAIL ADDRESS: STREET 1: C/O THORATEC CORPORATION STREET 2: 6035 STONERIDGE DRIVE CITY: PLEASANTON STATE: CA ZIP: 94588 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLUIDIGM CORP CENTRAL INDEX KEY: 0001162194 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 770513190 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7000 SHORELINE COURT STREET 2: SUITE 100 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 6502666000 MAIL ADDRESS: STREET 1: 7000 SHORELINE COURT STREET 2: SUITE 100 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 4 1 wf-form4_152790086939808.xml FORM 4 X0306 4 2018-05-30 0 0001162194 FLUIDIGM CORP FLDM 0001307313 Burbach Gerhard F C/O FLUIDIGM CORPORATION 7000 SHORELINE COURT, SUITE 100 SOUTH SAN FRANCISCO CA 94080 1 0 0 0 Common Stock 2018-05-30 4 M 0 5000 0 A 29115 D Common Stock 2018-05-30 4 M 0 3000 0 A 32115 D Common Stock 2018-05-31 4 A 0 6100 0 A 38215 D Restricted Stock Units 2018-05-30 4 M 0 5000 0 D Common Stock 5000.0 0 D Restricted Stock Units 2018-05-30 4 M 0 3000 0 D Common Stock 3000.0 0 D Stock Option (Right to Buy) 5.57 2018-05-31 4 A 0 10600 0 A 2028-05-31 Common Stock 10600.0 10600 D Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. All shares underlying the Restricted Stock Units will fully vest on the earlier to occur of: (i) one day prior to the date of the next annual meeting of the stockholders of the Company; or (ii) May 31, 2019, subject to continued service as a director through the vesting date.The Reporting Person has deferred settlement of the Restricted Stock Units to occur within the thirty (30) day period immediately following the earlier to occur of: (a) the Reporting Person's termination of service with the Issuer; or (b) a Change of Control (as defined in the Company's 2011 Equity Incentive Plan). Includes an aggregate of 30,215 vested Restricted Stock Units for which the Reporting Person has deferred settlement as described above. On August 1, 2017, the Reporting Person was granted Restricted Stock Units, vesting fully on the earlier to occur of: (i) one day prior to the date of the next annual meeting of the stockholders of the Company; or (ii) August 1, 2018, subject to continued service as a director through the vesting date. On September 13, 2017, the Reporting Person was granted Restricted Stock Units, vesting fully on the earlier to occur of: (i) one day prior to the date of the next annual meeting of the stockholders of the Company; or (ii) August 1, 2018, subject to continued service as a director through the vesting date. 1/12th of the shares subject to the Option will vest monthly over twelve months, subject to continued service as a director, such that the Option will be fully vested on May 31, 2019. /s/ Gerhard F. Burbach by Nicholas Khadder, Attorney-in-Fact 2018-06-01