0001162194-18-000075.txt : 20180601
0001162194-18-000075.hdr.sgml : 20180601
20180601205528
ACCESSION NUMBER: 0001162194-18-000075
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180530
FILED AS OF DATE: 20180601
DATE AS OF CHANGE: 20180601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Burbach Gerhard F
CENTRAL INDEX KEY: 0001307313
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34180
FILM NUMBER: 18876712
MAIL ADDRESS:
STREET 1: C/O THORATEC CORPORATION
STREET 2: 6035 STONERIDGE DRIVE
CITY: PLEASANTON
STATE: CA
ZIP: 94588
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FLUIDIGM CORP
CENTRAL INDEX KEY: 0001162194
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826]
IRS NUMBER: 770513190
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7000 SHORELINE COURT
STREET 2: SUITE 100
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
BUSINESS PHONE: 6502666000
MAIL ADDRESS:
STREET 1: 7000 SHORELINE COURT
STREET 2: SUITE 100
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
4
1
wf-form4_152790086939808.xml
FORM 4
X0306
4
2018-05-30
0
0001162194
FLUIDIGM CORP
FLDM
0001307313
Burbach Gerhard F
C/O FLUIDIGM CORPORATION
7000 SHORELINE COURT, SUITE 100
SOUTH SAN FRANCISCO
CA
94080
1
0
0
0
Common Stock
2018-05-30
4
M
0
5000
0
A
29115
D
Common Stock
2018-05-30
4
M
0
3000
0
A
32115
D
Common Stock
2018-05-31
4
A
0
6100
0
A
38215
D
Restricted Stock Units
2018-05-30
4
M
0
5000
0
D
Common Stock
5000.0
0
D
Restricted Stock Units
2018-05-30
4
M
0
3000
0
D
Common Stock
3000.0
0
D
Stock Option (Right to Buy)
5.57
2018-05-31
4
A
0
10600
0
A
2028-05-31
Common Stock
10600.0
10600
D
Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.
All shares underlying the Restricted Stock Units will fully vest on the earlier to occur of: (i) one day prior to the date of the next annual meeting of the stockholders of the Company; or (ii) May 31, 2019, subject to continued service as a director through the vesting date.The Reporting Person has deferred settlement of the Restricted Stock Units to occur within the thirty (30) day period immediately following the earlier to occur of: (a) the Reporting Person's termination of service with the Issuer; or (b) a Change of Control (as defined in the Company's 2011 Equity Incentive Plan).
Includes an aggregate of 30,215 vested Restricted Stock Units for which the Reporting Person has deferred settlement as described above.
On August 1, 2017, the Reporting Person was granted Restricted Stock Units, vesting fully on the earlier to occur of: (i) one day prior to the date of the next annual meeting of the stockholders of the Company; or (ii) August 1, 2018, subject to continued service as a director through the vesting date.
On September 13, 2017, the Reporting Person was granted Restricted Stock Units, vesting fully on the earlier to occur of: (i) one day prior to the date of the next annual meeting of the stockholders of the Company; or (ii) August 1, 2018, subject to continued service as a director through the vesting date.
1/12th of the shares subject to the Option will vest monthly over twelve months, subject to continued service as a director, such that the Option will be fully vested on May 31, 2019.
/s/ Gerhard F. Burbach by Nicholas Khadder, Attorney-in-Fact
2018-06-01