0001162194-18-000052.txt : 20180403 0001162194-18-000052.hdr.sgml : 20180403 20180403164408 ACCESSION NUMBER: 0001162194-18-000052 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170920 FILED AS OF DATE: 20180403 DATE AS OF CHANGE: 20180403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McPhail Steven CENTRAL INDEX KEY: 0001641858 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34180 FILM NUMBER: 18734068 MAIL ADDRESS: STREET 1: 7000 SHORELINE COURT STREET 2: SUITE 100 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLUIDIGM CORP CENTRAL INDEX KEY: 0001162194 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 770513190 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7000 SHORELINE COURT STREET 2: SUITE 100 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 6502666000 MAIL ADDRESS: STREET 1: 7000 SHORELINE COURT STREET 2: SUITE 100 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 4/A 1 wf-form4a_152278821347547.xml FORM 4/A X0306 4/A 2017-09-20 2017-09-22 0 0001162194 FLUIDIGM CORP FLDM 0001641858 McPhail Steven C/O FLUIDIGM CORPORATION 7000 SHORELINE COURT, SUITE 100 SOUTH SAN FRANCISCO CA 94080 0 1 0 0 Chief Commercial Officer Employee Stock Option (Right to Buy) 25.23 2017-09-20 4 D 0 31000 D 2025-05-21 Common Stock 31000.0 0 D Employee Stock Option (Right to Buy) 5.13 2017-09-20 4 A 0 7127 A 2027-09-20 Common Stock 7127.0 7127 D Employee Stock Option (Right to Buy) 7.1 2017-09-20 4 D 0 13500 D 2026-03-04 Common Stock 13500.0 0 D Employee Stock Option (Right to Buy) 5.13 2017-09-20 4 A 0 8941 A Common Stock 8941.0 8941 D Employee Stock Option (Right to Buy) 6.16 2017-09-20 4 D 0 51375 D 2027-02-13 Common Stock 51375.0 0 D Employee Stock Option (Right to Buy) 5.13 2017-09-20 4 A 0 36697 A Common Stock 36697.0 36697 D Employee Stock Option (Right to Buy) 7.1 2017-09-20 4 D 0 6750 D 2026-03-04 Common Stock 6750.0 0 D Employee Stock Option (Right to Buy) 5.13 2017-09-20 4 A 0 4471 A Common Stock 4471.0 4471 D The Option provided for vesting of 12/48th of the total number of shares subject to the Option on May 7, 2016 and thirty-six equal monthly installments beginning on June 7, 2017. On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 31,000 shares of FLDM common stock granted to the Reporting Person on May 21, 2015. In exchange, the Reporting Person received a replacement Option, for 7,127 shares, having an exercise price of $5.13 per share. 1/12th of the total number of shares underlying the Option will vest on February 20, 2018, and 1/12th of the total number of shares underlying the Option granted will vest every three months thereafter until fully vested, subject to the Reporting Person's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. The Option provided for vesting in forty-eight equal monthly installments beginning on February 1, 2016. On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 13,500 shares of FLDM common stock granted to the Reporting Person on March 4, 2016. In exchange, the Reporting Person received a replacement Option, for 8,941 shares, having an exercise price of $5.13 per share. The Option expiration date is September 20, 2027. The Option provided for vesting in forty-eight equal monthly installments beginning on February 1, 2017. On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 51,375 shares of FLDM common stock granted to the Reporting Person on February 13, 2017. In exchange, the Reporting Person received a replacement Option, for 36,697 shares, having an exercise price of $5.13 per share. On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 6,750 shares of FLDM common stock granted to the Reporting Person on March 4, 2016. In exchange, the Reporting Person received a replacement Option, for 4,471 shares, having an exercise price of $5.13 per share. /s/ Steven McPhail by Nicholas Khadder, Attorney-in-Fact 2018-04-03