0001162194-17-000143.txt : 20170922 0001162194-17-000143.hdr.sgml : 20170922 20170922211609 ACCESSION NUMBER: 0001162194-17-000143 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170920 FILED AS OF DATE: 20170922 DATE AS OF CHANGE: 20170922 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Linthwaite Stephen Christopher CENTRAL INDEX KEY: 0001680808 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34180 FILM NUMBER: 171098492 MAIL ADDRESS: STREET 1: C/O FLUIDIGM CORPORATION STREET 2: 7000 SHORELINE COURT, SUITE 100 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLUIDIGM CORP CENTRAL INDEX KEY: 0001162194 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 770513190 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7000 SHORELINE COURT STREET 2: SUITE 100 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 6502666000 MAIL ADDRESS: STREET 1: 7000 SHORELINE COURT STREET 2: SUITE 100 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 4 1 wf-form4_150612935504039.xml FORM 4 X0306 4 2017-09-20 0 0001162194 FLUIDIGM CORP FLDM 0001680808 Linthwaite Stephen Christopher C/O FLUIDIGM CORPORATION 7000 SHORELINE COURT, SUITE 100 SOUTH SAN FRANCISCO CA 94080 0 1 0 0 President & CEO Employee Stock Option (Right to Buy) 9.05 2017-09-20 4 D 0 140000 D 2026-08-09 Common Stock 140000.0 0 D Employee Stock Option (Right to Buy) 5.13 2017-09-20 4 A 0 70000 A 2027-09-20 Common Stock 70000.0 70000 D The Option provided for vesting of 12/48th of the total number of shares subject to the Option on August 1, 2017 and thirty-six equal monthly installments beginning on September 1, 2017. On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 140,000 shares of FLDM common stock granted to the Reporting Person on August 9, 2016. In exchange, the Reporting Person received a replacement Option, for 70,000 shares, having an exercise price of $5.13 per share. 1/12th of the total number of shares underlying the Option will vest on February 20, 2018, and 1/12th of the total number of shares underlying the Option granted will vest every three months thereafter until fully vested, subject to the Reporting Person's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. /s/ Nicholas Khadder, Attorney-in-fact 2017-09-22