0001162194-17-000143.txt : 20170922
0001162194-17-000143.hdr.sgml : 20170922
20170922211609
ACCESSION NUMBER: 0001162194-17-000143
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170920
FILED AS OF DATE: 20170922
DATE AS OF CHANGE: 20170922
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Linthwaite Stephen Christopher
CENTRAL INDEX KEY: 0001680808
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34180
FILM NUMBER: 171098492
MAIL ADDRESS:
STREET 1: C/O FLUIDIGM CORPORATION
STREET 2: 7000 SHORELINE COURT, SUITE 100
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FLUIDIGM CORP
CENTRAL INDEX KEY: 0001162194
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826]
IRS NUMBER: 770513190
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7000 SHORELINE COURT
STREET 2: SUITE 100
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
BUSINESS PHONE: 6502666000
MAIL ADDRESS:
STREET 1: 7000 SHORELINE COURT
STREET 2: SUITE 100
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
4
1
wf-form4_150612935504039.xml
FORM 4
X0306
4
2017-09-20
0
0001162194
FLUIDIGM CORP
FLDM
0001680808
Linthwaite Stephen Christopher
C/O FLUIDIGM CORPORATION
7000 SHORELINE COURT, SUITE 100
SOUTH SAN FRANCISCO
CA
94080
0
1
0
0
President & CEO
Employee Stock Option (Right to Buy)
9.05
2017-09-20
4
D
0
140000
D
2026-08-09
Common Stock
140000.0
0
D
Employee Stock Option (Right to Buy)
5.13
2017-09-20
4
A
0
70000
A
2027-09-20
Common Stock
70000.0
70000
D
The Option provided for vesting of 12/48th of the total number of shares subject to the Option on August 1, 2017 and thirty-six equal monthly installments beginning on September 1, 2017.
On September 20, 2017, the Issuer cancelled, pursuant to the Issuer's option exchange program, an Option for 140,000 shares of FLDM common stock granted to the Reporting Person on August 9, 2016. In exchange, the Reporting Person received a replacement Option, for 70,000 shares, having an exercise price of $5.13 per share.
1/12th of the total number of shares underlying the Option will vest on February 20, 2018, and 1/12th of the total number of shares underlying the Option granted will vest every three months thereafter until fully vested, subject to the Reporting Person's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date.
/s/ Nicholas Khadder, Attorney-in-fact
2017-09-22