0001162194-17-000132.txt : 20170914 0001162194-17-000132.hdr.sgml : 20170914 20170914210707 ACCESSION NUMBER: 0001162194-17-000132 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170913 FILED AS OF DATE: 20170914 DATE AS OF CHANGE: 20170914 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Burbach Gerhard F CENTRAL INDEX KEY: 0001307313 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34180 FILM NUMBER: 171086709 MAIL ADDRESS: STREET 1: C/O THORATEC CORPORATION STREET 2: 6035 STONERIDGE DRIVE CITY: PLEASANTON STATE: CA ZIP: 94588 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLUIDIGM CORP CENTRAL INDEX KEY: 0001162194 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 770513190 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7000 SHORELINE COURT STREET 2: SUITE 100 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 6502666000 MAIL ADDRESS: STREET 1: 7000 SHORELINE COURT STREET 2: SUITE 100 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 4 1 wf-form4_150543761242479.xml FORM 4 X0306 4 2017-09-13 0 0001162194 FLUIDIGM CORP FLDM 0001307313 Burbach Gerhard F FLUIDIGM CORPORATION 7000 SHORELINE COURT, SUITE 100 SOUTH SAN FRANCISCO CA 94080 1 0 0 0 Restricted Stock Units 2017-09-13 4 A 0 3000 0 A Common Stock 3000.0 3000 D Stock Option (Right to Buy) 5.44 2017-09-13 4 A 0 3000 0 A 2027-08-01 Common Stock 3000.0 3000 D Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. All shares underlying the Restricted Stock Units will fully vest on the earlier to occur of (i) one day prior to the date of the next annual meeting of the stockholders of the Company or (ii) August 1, 2018, in each case subject to recipient's continued service as a director through the applicable vest date. 1/12th of the total number of shares subject to the Option will vest each month after the Vesting Commencement Date, on the same day of the month as the Vesting Commencement Date (and if there is no corresponding day, on the last day of the month), such that the Option will be fully vested one year following the Vesting Commencement Date, subject to recipient continuing to serve as a director of the Company through each such vesting date. "Vesting Commencement Date" shall mean August 1, 2017. /s/ Nicholas Khadder, Attorney-in-fact 2017-09-14