0001162194-15-000166.txt : 20151124 0001162194-15-000166.hdr.sgml : 20151124 20151124174555 ACCESSION NUMBER: 0001162194-15-000166 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151120 FILED AS OF DATE: 20151124 DATE AS OF CHANGE: 20151124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FLUIDIGM CORP CENTRAL INDEX KEY: 0001162194 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 770513190 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7000 SHORELINE COURT STREET 2: SUITE 100 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 6502666000 MAIL ADDRESS: STREET 1: 7000 SHORELINE COURT STREET 2: SUITE 100 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: UNGER MARC CENTRAL INDEX KEY: 0001651032 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34180 FILM NUMBER: 151253749 MAIL ADDRESS: STREET 1: C/O FLUIDIGM CORPORATION STREET 2: 7000 SHORELINE COURT, SUITE 100 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 4 1 wf-form4_144840513396506.xml FORM 4 X0306 4 2015-11-20 0 0001162194 FLUIDIGM CORP FLDM 0001651032 UNGER MARC FLUIDIGM CORPORATION 7000 SHORELINE COURT, SUITE 100 SOUTH SAN FRANCISCO CA 94080 0 1 0 0 See Remarks Common Stock 2015-11-20 4 M 0 350 A 3343 D Common Stock 2015-11-20 4 M 0 300 A 3643 D Common Stock 2015-11-20 4 M 0 300 A 3943 D Common Stock 2015-11-20 4 F 0 358 9.80 D 3585 D Restricted Stock Units 0.0 2015-11-20 4 M 0 350 0 D Common Stock 350.0 3034 D Restricted Stock Units 0.0 2015-11-20 4 M 0 300 0 D Common Stock 300.0 2600 D Restricted Stock Units 0.0 2015-11-20 4 M 0 300 0 D Common Stock 300.0 3800 D Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit. On March 14, 2014, the Reporting Person was granted 5,600 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2014, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. On March 14, 2014, the Reporting Person was granted 4,800 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2014, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. On March 12, 2015, the Reporting Person was granted 4,800 Restricted Stock Units of which 4/48th of the total number of shares underlying the Restricted Stock Units granted vested on May 20, 2015, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued status as a Service Provider as defined in the Company's 2011 Equity Incentive Plan through the applicable vest date. Sr. Vice President, R&D and Single-Cell Biology Marketing /s/ Courtney O. Mathes, attorney-in-fact 2015-11-24