N-PX 1 bcifformnpx2009.htm Blue Chip Investor Fund

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549



FORM N-PX


ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY


Investment Company Act file number 811-10571


BLUE CHIP INVESTOR FUNDS

(Exact name of registrant as specified in charter)


480 N. Magnolia Ave., Suite 103, El Cajon, CA 92020

(Address of principal executive offices)           (Zip code)


Ross C. Provence

Blue Chip Investor Funds

480 N. Magnolia Ave., Suite 103, El Cajon, CA 92020

(Name and address of agent for service)


Registrant's telephone number, including area code: (619) 588-9700


Date of fiscal year end: December 31


Date of reporting period: July 1, 2008 - June 30, 2009


Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).  The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.


A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public.  A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number.  Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609.  The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.


ITEM 1. PROXY VOTING RECORD:


Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:


(a). The name of the issuer of the portfolio security;

(b). The exchange ticker symbol of the portfolio security;

(c). The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;

(d). The shareholder meeting date;

(e). A brief identification of the matter voted on;

 (f). Whether the matter was proposed by the issuer or by a security holder;

(g). Whether the Registrant cast its vote on the matter;

(h). How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding   

       election of directors); and

 (i). Whether the Registrant cast its vote for or against management.



Account Name: BLUE CHIP INVESTOR FUND

Custodian Name: J.P.MORGAN CHASE BANK, N.A.

 

                        

 

 

                        

 

 

LEGG MASON, INC.

 

 

Security

 

524901105

 

 

 

 

 

Meeting Type

 

Annual  

 

Ticker Symbol

 

LM             

 

 

 

 

 

Meeting Date

 

22-Jul-2008

 

 

 

ISIN

 

US5249011058

 

 

 

 

 

Agenda

 

932930642 - Management

 

City

 

 

 

 

 

 

 

Holding Recon Date

 

23-May-2008

 

 

 

Country

 

United States

 

 

Vote Deadline Date

 

21-Jul-2008

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

 

 

Item

Proposal

Type

 

Vote

 

For/Against
Management

 

01   

DIRECTOR

Management

 

 

 

 

 

 

 

 

 

 

1

DENNIS R. BERESFORD*

 

 

 

 

For

 

For

 

 

2

W. ALLEN REED*

 

 

 

 

For

 

For

 

 

3

ROGER W. SCHIPKE*

 

 

 

 

For

 

For

 

 

4

NICHOLAS J. ST. GEORGE*

 

 

 

 

For

 

For

 

 

5

MARK R. FETTING**

 

 

 

 

For

 

For

 

 

6

SCOTT C. NUTTALL***

 

 

 

 

For

 

For

 

02   

RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.

Management

 

For

 

For

 

03   

STOCKHOLDER PROPOSAL RELATING TO AN
INDEPENDENT DIRECTOR SERVING AS THE CHAIRMAN OF
THE BOARD.

Shareholder

 

For

 

Against

 

04   

STOCKHOLDER PROPOSAL RELATING TO AN ADVISORY
VOTE ON EXECUTIVE COMPENSATION.

Shareholder

 

Against

 

For

 

 

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date Confirmed

 

 

 

CTC

 

7500

 

0

 

02-Jul-2008

 

02-Jul-2008

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PAYCHEX, INC.

 

 

Security

 

704326107

 

 

 

 

 

Meeting Type

 

Annual  

 

Ticker Symbol

 

PAYX           

 

 

 

 

 

Meeting Date

 

07-Oct-2008

 

 

 

ISIN

 

US7043261079

 

 

 

 

 

Agenda

 

932950050 - Management

 

City

 

 

 

 

 

 

 

Holding Recon Date

 

11-Aug-2008

 

 

 

Country

 

United States

 

 

Vote Deadline Date

 

06-Oct-2008

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

 

 

Item

Proposal

Type

 

Vote

 

For/Against
Management

 

1A   

ELECTION OF DIRECTOR: B. THOMAS GOLISANO

Management

 

For

 

For

 

1B   

ELECTION OF DIRECTOR: DAVID J.S. FLASCHEN

Management

 

For

 

For

 

1C   

ELECTION OF DIRECTOR: PHILLIP HORSLEY

Management

 

For

 

For

 

1D   

ELECTION OF DIRECTOR: GRANT M. INMAN

Management

 

For

 

For

 

1E   

ELECTION OF DIRECTOR: PAMELA A. JOSEPH

Management

 

For

 

For

 

1F   

ELECTION OF DIRECTOR: JONATHAN J. JUDGE

Management

 

For

 

For

 

1G   

ELECTION OF DIRECTOR: JOSEPH M. TUCCI

Management

 

For

 

For

 

1H   

ELECTION OF DIRECTOR: JOSEPH M. VELLI

Management

 

For

 

For

 

02   

RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF
ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.

Management

 

For

 

For

 

 

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date Confirmed

 

 

 

CTC

 

12000

 

0

 

28-Aug-2008

 

28-Aug-2008

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

MEREDITH CORPORATION

 

 

Security

 

589433101

 

 

 

 

 

Meeting Type

 

Annual  

 

Ticker Symbol

 

MDP            

 

 

 

 

 

Meeting Date

 

05-Nov-2008

 

 

 

ISIN

 

US5894331017

 

 

 

 

 

Agenda

 

932955985 - Management

 

City

 

 

 

 

 

 

 

Holding Recon Date

 

11-Sep-2008

 

 

 

Country

 

United States

 

 

Vote Deadline Date

 

04-Nov-2008

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

 

 

Item

Proposal

Type

 

Vote

 

For/Against
Management

 

1    

DIRECTOR

Management

 

 

 

 

 

 

 

 

 

 

1

ALFRED H. DREWES

 

 

 

 

For

 

For

 

 

2

DAVID J. LONDONER

 

 

 

 

For

 

For

 

 

3

PHILIP A. MARINEAU

 

 

 

 

For

 

For

 

 

4

ELIZABETH E. TALLETT

 

 

 

 

For

 

For

 

2    

TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING JUNE 30, 2009.

Management

 

For

 

For

 

3    

TO VOTE UPON THE PROPOSED AMENDMENT TO THE
MEREDITH CORPORATION EMPLOYEE STOCK PURCHASE
PLAN OF 2002 TO AUTHORIZE AN ADDITIONAL 500,000
SHARES FOR ISSUANCE AND SALE TO EMPLOYEES.

Management

 

For

 

For

 

4    

TO VOTE ON SHAREHOLDER PROPOSALS, IF PROPERLY
PRESENTED AT THE MEETING.

Shareholder

 

Against

 

For

 

 

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date Confirmed

 

 

 

CTC

 

15600

 

0

 

19-Sep-2008

 

19-Sep-2008

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

AUTOMATIC DATA PROCESSING, INC.

 

 

Security

 

053015103

 

 

 

 

 

Meeting Type

 

Annual  

 

Ticker Symbol

 

ADP            

 

 

 

 

 

Meeting Date

 

11-Nov-2008

 

 

 

ISIN

 

US0530151036

 

 

 

 

 

Agenda

 

932958501 - Management

 

City

 

 

 

 

 

 

 

Holding Recon Date

 

12-Sep-2008

 

 

 

Country

 

United States

 

 

Vote Deadline Date

 

10-Nov-2008

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

 

 

Item

Proposal

Type

 

Vote

 

For/Against
Management

 

01   

DIRECTOR

Management

 

 

 

 

 

 

 

 

 

 

1

GREGORY D. BRENNEMAN

 

 

 

 

For

 

For

 

 

2

LESLIE A. BRUN

 

 

 

 

For

 

For

 

 

3

GARY C. BUTLER

 

 

 

 

For

 

For

 

 

4

LEON G. COOPERMAN

 

 

 

 

For

 

For

 

 

5

ERIC C. FAST

 

 

 

 

For

 

For

 

 

6

R. GLENN HUBBARD

 

 

 

 

For

 

For

 

 

7

JOHN P. JONES

 

 

 

 

For

 

For

 

 

8

FREDERIC V. MALEK

 

 

 

 

For

 

For

 

 

9

CHARLES H. NOSKI

 

 

 

 

For

 

For

 

 

10

SHARON T. ROWLANDS

 

 

 

 

For

 

For

 

 

11

GREGORY L. SUMME

 

 

 

 

For

 

For

 

 

12

HENRY TAUB

 

 

 

 

For

 

For

 

02   

APPROVAL OF THE 2008 OMNIBUS AWARD PLAN

Management

 

For

 

For

 

03   

APPOINTMENT OF DELOITTE & TOUCHE LLP

Management

 

For

 

For

 

 

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date Confirmed

 

 

 

CTC

 

9300

 

0

 

26-Sep-2008

 

26-Sep-2008

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

CISCO SYSTEMS, INC.

 

 

Security

 

17275R102

 

 

 

 

 

Meeting Type

 

Annual  

 

Ticker Symbol

 

CSCO           

 

 

 

 

 

Meeting Date

 

13-Nov-2008

 

 

 

ISIN

 

US17275R1023

 

 

 

 

 

Agenda

 

932954729 - Management

 

City

 

 

 

 

 

 

 

Holding Recon Date

 

15-Sep-2008

 

 

 

Country

 

United States

 

 

Vote Deadline Date

 

12-Nov-2008

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

 

 

Item

Proposal

Type

 

Vote

 

For/Against
Management

 

1A   

ELECTION OF DIRECTOR: CAROL A. BARTZ

Management

 

For

 

For

 

1B   

ELECTION OF DIRECTOR: M. MICHELE BURNS

Management

 

For

 

For

 

1C   

ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS

Management

 

For

 

For

 

1D   

ELECTION OF DIRECTOR: LARRY R. CARTER

Management

 

For

 

For

 

1E   

ELECTION OF DIRECTOR: JOHN T. CHAMBERS

Management

 

For

 

For

 

1F   

ELECTION OF DIRECTOR: BRIAN L. HALLA

Management

 

For

 

For

 

1G   

ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY

Management

 

For

 

For

 

1H   

ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH

Management

 

For

 

For

 

1I   

ELECTION OF DIRECTOR: RODERICK C. MCGEARY

Management

 

For

 

For

 

1J   

ELECTION OF DIRECTOR: MICHAEL K. POWELL

Management

 

For

 

For

 

1K   

ELECTION OF DIRECTOR: STEVEN M. WEST

Management

 

For

 

For

 

1L   

ELECTION OF DIRECTOR: JERRY YANG

Management

 

For

 

For

 

02   

TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS CISCO'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JULY 25, 2009.

Management

 

For

 

For

 

03   

PROPOSAL SUBMITTED BY A SHAREHOLDER TO AMEND
THE COMPANY'S BYLAWS TO ESTABLISH A BOARD
COMMITTEE ON HUMAN RIGHTS.

Shareholder

 

Against

 

For

 

04   

PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING
THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS
WITHIN SIX MONTHS PROVIDING A SUMMARIZED LISTING
AND ASSESSMENT OF CONCRETE STEPS CISCO COULD
REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT ITS
BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE
THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH IN THE
PROXY STATEMENT.

Shareholder

 

Against

 

For

 

 

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date Confirmed

 

 

 

CTC

 

18000

 

0

 

23-Sep-2008

 

23-Sep-2008

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

MICROSOFT CORPORATION

 

 

Security

 

594918104

 

 

 

 

 

Meeting Type

 

Annual  

 

Ticker Symbol

 

MSFT           

 

 

 

 

 

Meeting Date

 

19-Nov-2008

 

 

 

ISIN

 

US5949181045

 

 

 

 

 

Agenda

 

932960013 - Management

 

City

 

 

 

 

 

 

 

Holding Recon Date

 

05-Sep-2008

 

 

 

Country

 

United States

 

 

Vote Deadline Date

 

18-Nov-2008

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

 

 

Item

Proposal

Type

 

Vote

 

For/Against
Management

 

01   

ELECTION OF DIRECTOR: STEVEN A. BALLMER

Management

 

For

 

For

 

02   

ELECTION OF DIRECTOR: JAMES I. CASH JR.

Management

 

For

 

For

 

03   

ELECTION OF DIRECTOR: DINA DUBLON

Management

 

For

 

For

 

04   

ELECTION OF DIRECTOR: WILLIAM H. GATES III

Management

 

For

 

For

 

05   

ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN

Management

 

For

 

For

 

06   

ELECTION OF DIRECTOR: REED HASTINGS

Management

 

For

 

For

 

07   

ELECTION OF DIRECTOR: DAVID F. MARQUARDT

Management

 

For

 

For

 

08   

ELECTION OF DIRECTOR: CHARLES H. NOSKI

Management

 

For

 

For

 

09   

ELECTION OF DIRECTOR: HELMUT PANKE

Management

 

For

 

For

 

10   

APPROVAL OF  MATERIAL TERMS OF PERFORMANCE
CRITERIA UNDER THE EXECUTIVE OFFICER INCENTIVE
PLAN.

Management

 

For

 

For

 

11   

APPROVAL OF AMENDMENTS TO THE 1999 STOCK OPTION
PLAN FOR NON-EMPLOYEE DIRECTORS.

Management

 

For

 

For

 

12   

RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE
LLP AS THE COMPANY'S INDEPENDENT AUDITOR.

Management

 

For

 

For

 

13   

SHAREHOLDER PROPOSAL - ADOPTION OF POLICIES ON
INTERNET CENSORSHIP.

Shareholder

 

Abstain

 

Against

 

14   

SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD
COMMITTEE ON HUMAN RIGHTS.

Shareholder

 

Against

 

For

 

15   

SHAREHOLDER PROPOSAL - DISCLOSURE OF CHARITABLE
CONTRIBUTIONS.

Shareholder

 

Against

 

For

 

 

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date Confirmed

 

 

 

CTC

 

15000

 

0

 

02-Oct-2008

 

02-Oct-2008

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

WALGREEN CO.

 

 

Security

 

931422109

 

 

 

 

 

Meeting Type

 

Annual  

 

Ticker Symbol

 

WAG            

 

 

 

 

 

Meeting Date

 

14-Jan-2009

 

 

 

ISIN

 

US9314221097

 

 

 

 

 

Agenda

 

932978046 - Management

 

City

 

 

 

 

 

 

 

Holding Recon Date

 

17-Nov-2008

 

 

 

Country

 

United States

 

 

Vote Deadline Date

 

13-Jan-2009

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

 

 

Item

Proposal

Type

 

Vote

 

For/Against
Management

 

01   

DIRECTOR

Management

 

 

 

 

 

 

 

 

 

 

1

WILLIAM C. FOOTE

 

 

 

 

For

 

For

 

 

2

MARK P. FRISSORA

 

 

 

 

For

 

For

 

 

3

ALAN G. MCNALLY

 

 

 

 

For

 

For

 

 

4

CORDELL REED

 

 

 

 

For

 

For

 

 

5

NANCY M. SCHLICHTING

 

 

 

 

For

 

For

 

 

6

DAVID Y. SCHWARTZ

 

 

 

 

For

 

For

 

 

7

ALEJANDRO SILVA

 

 

 

 

For

 

For

 

 

8

JAMES A. SKINNER

 

 

 

 

For

 

For

 

 

9

MARILOU M. VON FERSTEL

 

 

 

 

For

 

For

 

 

10

CHARLES R. WALGREEN III

 

 

 

 

For

 

For

 

02   

RATIFICATION OF THE APPOINTMENT OF DELOITTE &
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.

Management

 

For

 

For

 

03   

TO AMEND THE WALGREEN CO. 1982 EMPLOYEES STOCK
PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES
OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER
THE PLAN.

Management

 

For

 

For

 

04   

SHAREHOLDER PROPOSAL THAT THE CHAIRMAN OF THE
BOARD BE AN INDEPENDENT DIRECTOR WHO HAS NOT
PREVIOUSLY SERVED AS AN EXECUTIVE OFFICER OF
WALGREEN CO.

Shareholder

 

Against

 

For

 

05   

SHAREHOLDER PROPOSAL THAT WALGREEN CO.
SHAREHOLDERS VOTE TO RATIFY THE COMPENSATION OF
THE NAMED EXECUTIVE OFFICERS.

Shareholder

 

Against

 

For

 

 

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date Confirmed

 

 

 

CTC

 

20000

 

0

 

25-Nov-2008

 

25-Nov-2008

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

EMERSON ELECTRIC CO.

 

 

Security

 

291011104

 

 

 

 

 

Meeting Type

 

Annual  

 

Ticker Symbol

 

EMR            

 

 

 

 

 

Meeting Date

 

03-Feb-2009

 

 

 

ISIN

 

US2910111044

 

 

 

 

 

Agenda

 

932983681 - Management

 

City

 

 

 

 

 

 

 

Holding Recon Date

 

25-Nov-2008

 

 

 

Country

 

United States

 

 

Vote Deadline Date

 

02-Feb-2009

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

 

 

Item

Proposal

Type

 

Vote

 

For/Against
Management

 

01   

DIRECTOR

Management

 

 

 

 

 

 

 

 

 

 

1

A.A. BUSCH III*

 

 

 

 

For

 

For

 

 

2

A.F. GOLDEN*

 

 

 

 

For

 

For

 

 

3

H. GREEN*

 

 

 

 

For

 

For

 

 

4

W.R. JOHNSON*

 

 

 

 

For

 

For

 

 

5

J.B. MENZER*

 

 

 

 

For

 

For

 

 

6

V.R. LOUCKS, JR.**

 

 

 

 

For

 

For

 

02   

RATIFICATION OF KPMG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.

Management

 

For

 

For

 

 

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date Confirmed

 

 

 

CTC

 

15000

 

0

 

18-Dec-2008

 

18-Dec-2008

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

ACCENTURE LTD

 

 

Security

 

G1150G111

 

 

 

 

 

Meeting Type

 

Annual  

 

Ticker Symbol

 

ACN            

 

 

 

 

 

Meeting Date

 

12-Feb-2009

 

 

 

ISIN

 

BMG1150G1116

 

 

 

 

 

Agenda

 

932988554 - Management

 

City

 

 

 

 

 

 

 

Holding Recon Date

 

15-Dec-2008

 

 

 

Country

 

United States

 

 

Vote Deadline Date

 

11-Feb-2009

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

 

 

Item

Proposal

Type

 

Vote

 

For/Against
Management

 

1A   

RE-APPOINTMENT TO THE BOARD OF DIRECTORS:
CHARLES H. GIANCARLO

Management

 

For

 

For

 

1B   

RE-APPOINTMENT TO THE BOARD OF DIRECTORS: DINA
DUBLON

Management

 

For

 

For

 

1C   

RE-APPOINTMENT TO THE BOARD OF DIRECTORS: WILLIAM
D. GREEN

Management

 

For

 

For

 

1D   

RE-APPOINTMENT TO THE BOARD OF DIRECTORS:
NOBUYUKI IDEI

Management

 

For

 

For

 

1E   

RE-APPOINTMENT TO THE BOARD OF DIRECTORS:
MARJORIE MAGNER

Management

 

For

 

For

 

2    

RE-APPOINTMENT OF KPMG LLP AS INDEPENDENT
AUDITORS FOR THE 2009 FISCAL YEAR AND
AUTHORIZATION OF THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS TO DETERMINE KPMG LLP'S
REMUNERATION.

Management

 

For

 

For

 

 

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date Confirmed

 

 

 

CTC

 

9600

 

0

 

02-Jan-2009

 

02-Jan-2009

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

FRANKLIN RESOURCES, INC.

 

 

Security

 

354613101

 

 

 

 

 

Meeting Type

 

Annual  

 

Ticker Symbol

 

BEN            

 

 

 

 

 

Meeting Date

 

11-Mar-2009

 

 

 

ISIN

 

US3546131018

 

 

 

 

 

Agenda

 

932991311 - Management

 

City

 

 

 

 

 

 

 

Holding Recon Date

 

12-Jan-2009

 

 

 

Country

 

United States

 

 

Vote Deadline Date

 

10-Mar-2009

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

 

 

Item

Proposal

Type

 

Vote

 

For/Against
Management

 

1A   

ELECTION OF DIRECTOR: SAMUEL H. ARMACOST

Management

 

For

 

For

 

1B   

ELECTION OF DIRECTOR: CHARLES CROCKER

Management

 

For

 

For

 

1C   

ELECTION OF DIRECTOR: JOSEPH R. HARDIMAN

Management

 

For

 

For

 

1D   

ELECTION OF DIRECTOR: ROBERT D. JOFFE

Management

 

For

 

For

 

1E   

ELECTION OF DIRECTOR: CHARLES B. JOHNSON

Management

 

For

 

For

 

1F   

ELECTION OF DIRECTOR: GREGORY E. JOHNSON

Management

 

For

 

For

 

1G   

ELECTION OF DIRECTOR: RUPERT H. JOHNSON, JR.

Management

 

For

 

For

 

1H   

ELECTION OF DIRECTOR: THOMAS H. KEAN

Management

 

For

 

For

 

1I   

ELECTION OF DIRECTOR: CHUTTA RATNATHICAM

Management

 

For

 

For

 

1J   

ELECTION OF DIRECTOR: PETER M. SACERDOTE

Management

 

For

 

For

 

1K   

ELECTION OF DIRECTOR: LAURA STEIN

Management

 

For

 

For

 

1L   

ELECTION OF DIRECTOR: ANNE M. TATLOCK

Management

 

For

 

For

 

02   

TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

 

For

 

For

 

03   

TO RESUBMIT FOR STOCKHOLDER APPROVAL THE 2004
KEY EXECUTIVE INCENTIVE COMPENSATION PLAN.

Management

 

For

 

For

 

 

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date Confirmed

 

 

 

CTC

 

10000

 

0

 

27-Jan-2009

 

27-Jan-2009

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

HEWLETT-PACKARD COMPANY

 

 

Security

 

428236103

 

 

 

 

 

Meeting Type

 

Annual  

 

Ticker Symbol

 

HPQ            

 

 

 

 

 

Meeting Date

 

18-Mar-2009

 

 

 

ISIN

 

US4282361033

 

 

 

 

 

Agenda

 

932994785 - Management

 

City

 

 

 

 

 

 

 

Holding Recon Date

 

20-Jan-2009

 

 

 

Country

 

United States

 

 

Vote Deadline Date

 

17-Mar-2009

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

 

 

Item

Proposal

Type

 

Vote

 

For/Against
Management

 

1A   

ELECTION OF DIRECTOR: L. T. BABBIO, JR.

Management

 

For

 

For

 

1B   

ELECTION OF DIRECTOR: S. M. BALDAUF

Management

 

For

 

For

 

1C   

ELECTION OF DIRECTOR: R. L. GUPTA

Management

 

For

 

For

 

1D   

ELECTION OF DIRECTOR: J. H. HAMMERGREN

Management

 

For

 

For

 

1E   

ELECTION OF DIRECTOR: M. V. HURD

Management

 

For

 

For

 

1F   

ELECTION OF DIRECTOR: J. Z. HYATT

Management

 

For

 

For

 

1G   

ELECTION OF DIRECTOR: J. R. JOYCE

Management

 

For

 

For

 

1H   

ELECTION OF DIRECTOR: R. L. RYAN

Management

 

For

 

For

 

1I   

ELECTION OF DIRECTOR: L. S. SALHANY

Management

 

For

 

For

 

1J   

ELECTION OF DIRECTOR: G. K. THOMPSON

Management

 

For

 

For

 

02   

PROPOSAL TO RATIFY THE APPOINTMENT OF THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING OCTOBER 31, 2009.

Management

 

For

 

For

 

 

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date Confirmed

 

 

 

CTC

 

15000

 

0

 

29-Jan-2009

 

29-Jan-2009

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

FASTENAL COMPANY

 

 

Security

 

311900104

 

 

 

 

 

Meeting Type

 

Annual  

 

Ticker Symbol

 

FAST           

 

 

 

 

 

Meeting Date

 

21-Apr-2009

 

 

 

ISIN

 

US3119001044

 

 

 

 

 

Agenda

 

933004107 - Management

 

City

 

 

 

 

 

 

 

Holding Recon Date

 

23-Feb-2009

 

 

 

Country

 

United States

 

 

Vote Deadline Date

 

20-Apr-2009

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

 

 

Item

Proposal

Type

 

Vote

 

For/Against
Management

 

01   

DIRECTOR

Management

 

 

 

 

 

 

 

 

 

 

1

ROBERT A. KIERLIN

 

 

 

 

For

 

For

 

 

2

STEPHEN M. SLAGGIE

 

 

 

 

For

 

For

 

 

3

MICHAEL M. GOSTOMSKI

 

 

 

 

For

 

For

 

 

4

HUGH L. MILLER

 

 

 

 

For

 

For

 

 

5

WILLARD D. OBERTON

 

 

 

 

For

 

For

 

 

6

MICHAEL J. DOLAN

 

 

 

 

For

 

For

 

 

7

REYNE K. WISECUP

 

 

 

 

For

 

For

 

 

8

MICHAEL J. ANCIUS

 

 

 

 

For

 

For

 

 

9

SCOTT A. SATTERLEE

 

 

 

 

For

 

For

 

02   

RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS
INDEPENDENT AUDITORS FOR THE 2009 FISCAL YEAR.

Management

 

For

 

For

 

 

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date Confirmed

 

 

 

CTC

 

20000

 

0

 

25-Mar-2009

 

25-Mar-2009

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

JOHNSON & JOHNSON

 

 

Security

 

478160104

 

 

 

 

 

Meeting Type

 

Annual  

 

Ticker Symbol

 

JNJ            

 

 

 

 

 

Meeting Date

 

23-Apr-2009

 

 

 

ISIN

 

US4781601046

 

 

 

 

 

Agenda

 

933008523 - Management

 

City

 

 

 

 

 

 

 

Holding Recon Date

 

24-Feb-2009

 

 

 

Country

 

United States

 

 

Vote Deadline Date

 

22-Apr-2009

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

 

 

Item

Proposal

Type

 

Vote

 

For/Against
Management

 

1A   

ELECTION OF DIRECTOR: MARY SUE COLEMAN

Management

 

For

 

For

 

1B   

ELECTION OF DIRECTOR: JAMES G. CULLEN

Management

 

For

 

For

 

1C   

ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS

Management

 

For

 

For

 

1D   

ELECTION OF DIRECTOR: ARNOLD G. LANGBO

Management

 

For

 

For

 

1E   

ELECTION OF DIRECTOR: SUSAN L. LINDQUIST

Management

 

For

 

For

 

1F   

ELECTION OF DIRECTOR: LEO F. MULLIN

Management

 

For

 

For

 

1G   

ELECTION OF DIRECTOR: WILLIAM D. PEREZ

Management

 

For

 

For

 

1H   

ELECTION OF DIRECTOR: CHARLES PRINCE

Management

 

For

 

For

 

1I   

ELECTION OF DIRECTOR: DAVID SATCHER

Management

 

For

 

For

 

1J   

ELECTION OF DIRECTOR: WILLIAM C. WELDON

Management

 

For

 

For

 

02   

RATIFICATION OF APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM

Management

 

For

 

For

 

03   

ADVISORY VOTE ON EXECUTIVE COMPENSATION POLICIES
AND DISCLOSURE

Shareholder

 

Against

 

For

 

 

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date Confirmed

 

 

 

CTC

 

6000

 

0

 

14-Apr-2009

 

14-Apr-2009

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

GRACO INC.

 

 

Security

 

384109104

 

 

 

 

 

Meeting Type

 

Annual  

 

Ticker Symbol

 

GGG            

 

 

 

 

 

Meeting Date

 

24-Apr-2009

 

 

 

ISIN

 

US3841091040

 

 

 

 

 

Agenda

 

933006290 - Management

 

City

 

 

 

 

 

 

 

Holding Recon Date

 

23-Feb-2009

 

 

 

Country

 

United States

 

 

Vote Deadline Date

 

23-Apr-2009

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

 

 

Item

Proposal

Type

 

Vote

 

For/Against
Management

 

01   

DIRECTOR

Management

 

 

 

 

 

 

 

 

 

 

1

WILLIAM J. CARROLL

 

 

 

 

For

 

For

 

 

2

JACK W. EUGSTER

 

 

 

 

For

 

For

 

 

3

R. WILLIAM VAN SANT

 

 

 

 

For

 

For

 

02   

RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.

Management

 

For

 

For

 

 

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date Confirmed

 

 

 

CTC

 

11000

 

0

 

14-Apr-2009

 

14-Apr-2009

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

AMERICAN EXPRESS COMPANY

 

 

Security

 

025816109

 

 

 

 

 

Meeting Type

 

Annual  

 

Ticker Symbol

 

AXP            

 

 

 

 

 

Meeting Date

 

27-Apr-2009

 

 

 

ISIN

 

US0258161092

 

 

 

 

 

Agenda

 

933007595 - Management

 

City

 

 

 

 

 

 

 

Holding Recon Date

 

27-Feb-2009

 

 

 

Country

 

United States

 

 

Vote Deadline Date

 

24-Apr-2009

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

 

 

Item

Proposal

Type

 

Vote

 

For/Against
Management

 

1A   

ELECTION OF DIRECTOR: D.F. AKERSON

Management

 

For

 

For

 

1B   

ELECTION OF DIRECTOR: C. BARSHEFSKY

Management

 

For

 

For

 

1C   

ELECTION OF DIRECTOR: U.M. BURNS

Management

 

For

 

For

 

1D   

ELECTION OF DIRECTOR: K.I. CHENAULT

Management

 

For

 

For

 

1E   

ELECTION OF DIRECTOR: P. CHERNIN

Management

 

For

 

For

 

1F   

ELECTION OF DIRECTOR: J. LESCHLY

Management

 

For

 

For

 

1G   

ELECTION OF DIRECTOR: R.C. LEVIN

Management

 

For

 

For

 

1H   

ELECTION OF DIRECTOR: R.A. MCGINN

Management

 

For

 

For

 

1I   

ELECTION OF DIRECTOR: E.D. MILLER

Management

 

For

 

For

 

1J   

ELECTION OF DIRECTOR: S.S REINEMUND

Management

 

For

 

For

 

1K   

ELECTION OF DIRECTOR: R.D. WALTER

Management

 

For

 

For

 

1L   

ELECTION OF DIRECTOR: R.A. WILLIAMS

Management

 

For

 

For

 

02   

RATIFICATION OF APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.

Management

 

For

 

For

 

03   

ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE
COMPENSATION.

Management

 

For

 

For

 

04   

SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE
VOTING FOR DIRECTORS.

Shareholder

 

Against

 

For

 

05   

SHAREHOLDER PROPOSAL RELATING TO THE CALLING OF
SPECIAL SHAREHOLDER MEETINGS.

Shareholder

 

Against

 

For

 

 

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date Confirmed

 

 

 

CTC

 

23000

 

0

 

14-Apr-2009

 

14-Apr-2009

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

HARLEY-DAVIDSON, INC.

 

 

Security

 

412822108

 

 

 

 

 

Meeting Type

 

Annual  

 

Ticker Symbol

 

HOG            

 

 

 

 

 

Meeting Date

 

27-Apr-2009

 

 

 

ISIN

 

US4128221086

 

 

 

 

 

Agenda

 

933043438 - Management

 

City

 

 

 

 

 

 

 

Holding Recon Date

 

11-Mar-2009

 

 

 

Country

 

United States

 

 

Vote Deadline Date

 

24-Apr-2009

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

 

 

Item

Proposal

Type

 

Vote

 

For/Against
Management

 

01   

DIRECTOR

Management

 

 

 

 

 

 

 

 

 

 

1

MARTHA F. BROOKS

 

 

 

 

For

 

For

 

 

2

DONALD A. JAMES

 

 

 

 

For

 

For

 

 

3

JAMES A. NORLING

 

 

 

 

For

 

For

 

 

4

JAMES L. ZIEMER

 

 

 

 

For

 

For

 

02   

APPROVAL OF THE HARLEY-DAVIDSON, INC. 2009
INCENTIVE STOCK PLAN.

Management

 

For

 

For

 

03   

RATIFICATION OF SELECTION OF ERNST & YOUNG LLP,
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM,
TO BE THE AUDITORS.

Management

 

For

 

For

 

04   

SHAREHOLDER PROPOSAL TO REORGANIZE THE BOARD
OF DIRECTORS INTO ONE CLASS.

Shareholder

 

Against

 

For

 

 

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date Confirmed

 

 

 

CTC

 

24000

 

0

 

24-Apr-2009

 

24-Apr-2009

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

WELLS FARGO & COMPANY

 

 

Security

 

949746101

 

 

 

 

 

Meeting Type

 

Annual  

 

Ticker Symbol

 

WFC            

 

 

 

 

 

Meeting Date

 

28-Apr-2009

 

 

 

ISIN

 

US9497461015

 

 

 

 

 

Agenda

 

933008422 - Management

 

City

 

 

 

 

 

 

 

Holding Recon Date

 

27-Feb-2009

 

 

 

Country

 

United States

 

 

Vote Deadline Date

 

27-Apr-2009

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

 

 

Item

Proposal

Type

 

Vote

 

For/Against
Management

 

1A   

ELECTION OF DIRECTOR: JOHN D. BAKER II

Management

 

For

 

For

 

1B   

ELECTION OF DIRECTOR: JOHN S. CHEN

Management

 

For

 

For

 

1C   

ELECTION OF DIRECTOR: LLOYD H. DEAN

Management

 

For

 

For

 

1D   

ELECTION OF DIRECTOR: SUSAN E. ENGEL

Management

 

For

 

For

 

1E   

ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR.

Management

 

For

 

For

 

1F   

ELECTION OF DIRECTOR: DONALD M. JAMES

Management

 

For

 

For

 

1G   

ELECTION OF DIRECTOR: ROBERT L. JOSS

Management

 

For

 

For

 

1H   

ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH

Management

 

For

 

For

 

1I   

ELECTION OF DIRECTOR: RICHARD D. MCCORMICK

Management

 

For

 

For

 

1J   

ELECTION OF DIRECTOR: MACKEY J. MCDONALD

Management

 

For

 

For

 

1K   

ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN

Management

 

For

 

For

 

1L   

ELECTION OF DIRECTOR: NICHOLAS G. MOORE

Management

 

For

 

For

 

1M   

ELECTION OF DIRECTOR: PHILIP J. QUIGLEY

Management

 

For

 

For

 

1N   

ELECTION OF DIRECTOR: DONALD B. RICE

Management

 

For

 

For

 

1O   

ELECTION OF DIRECTOR: JUDITH M. RUNSTAD

Management

 

For

 

For

 

1P   

ELECTION OF DIRECTOR: STEPHEN W. SANGER

Management

 

For

 

For

 

1Q   

ELECTION OF DIRECTOR: ROBERT K. STEEL

Management

 

For

 

For

 

1R   

ELECTION OF DIRECTOR: JOHN G. STUMPF

Management

 

For

 

For

 

1S   

ELECTION OF DIRECTOR: SUSAN G. SWENSON

Management

 

For

 

For

 

02   

PROPOSAL TO APPROVE A NON-BINDING ADVISORY
RESOLUTION REGARDING THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVES.

Management

 

For

 

For

 

03   

PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP AS
INDEPENDENT AUDITORS FOR 2009.

Management

 

For

 

For

 

04   

PROPOSAL TO APPROVE AN AMENDMENT TO THE
COMPANY'S LONG-TERM INCENTIVE COMPENSATION PLAN.

Management

 

For

 

For

 

05   

STOCKHOLDER PROPOSAL REGARDING A BY-LAWS
AMENDMENT TO REQUIRE AN INDEPENDENT CHAIRMAN.

Shareholder

 

Against

 

For

 

06   

STOCKHOLDER PROPOSAL REGARDING A REPORT ON
POLITICAL CONTRIBUTIONS.

Shareholder

 

Against

 

For

 

 

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date Confirmed

 

 

 

CTC

 

30000

 

0

 

24-Apr-2009

 

24-Apr-2009

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

W.W. GRAINGER, INC.

 

 

Security

 

384802104

 

 

 

 

 

Meeting Type

 

Annual  

 

Ticker Symbol

 

GWW            

 

 

 

 

 

Meeting Date

 

29-Apr-2009

 

 

 

ISIN

 

US3848021040

 

 

 

 

 

Agenda

 

933010908 - Management

 

City

 

 

 

 

 

 

 

Holding Recon Date

 

02-Mar-2009

 

 

 

Country

 

United States

 

 

Vote Deadline Date

 

28-Apr-2009

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

 

 

Item

Proposal

Type

 

Vote

 

For/Against
Management

 

01   

DIRECTOR

Management

 

 

 

 

 

 

 

 

 

 

1

BRIAN P. ANDERSON

 

 

 

 

For

 

For

 

 

2

WILBUR H. GANTZ

 

 

 

 

For

 

For

 

 

3

V. ANN HAILEY

 

 

 

 

For

 

For

 

 

4

WILLIAM K. HALL

 

 

 

 

For

 

For

 

 

5

RICHARD L. KEYSER

 

 

 

 

For

 

For

 

 

6

STUART L. LEVENICK

 

 

 

 

For

 

For

 

 

7

JOHN W. MCCARTER, JR.

 

 

 

 

For

 

For

 

 

8

NEIL S. NOVICH

 

 

 

 

For

 

For

 

 

9

MICHAEL J. ROBERTS

 

 

 

 

For

 

For

 

 

10

GARY L. ROGERS

 

 

 

 

For

 

For

 

 

11

JAMES T. RYAN

 

 

 

 

For

 

For

 

 

12

JAMES D. SLAVIK

 

 

 

 

For

 

For

 

 

13

HAROLD B. SMITH

 

 

 

 

For

 

For

 

02   

PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS INDEPENDENT AUDITOR FOR THE YEAR
ENDING DECEMBER 31, 2009.

Management

 

For

 

For

 

 

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date Confirmed

 

 

 

CTC

 

5600

 

0

 

24-Apr-2009

 

24-Apr-2009

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

BERKSHIRE HATHAWAY INC.

 

 

Security

 

084670108

 

 

 

 

 

Meeting Type

 

Annual  

 

Ticker Symbol

 

BRKA           

 

 

 

 

 

Meeting Date

 

02-May-2009

 

 

 

ISIN

 

US0846701086

 

 

 

 

 

Agenda

 

933011049 - Management

 

City

 

 

 

 

 

 

 

Holding Recon Date

 

04-Mar-2009

 

 

 

Country

 

United States

 

 

Vote Deadline Date

 

01-May-2009

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

 

 

Item

Proposal

Type

 

Vote

 

For/Against
Management

 

01   

DIRECTOR

Management

 

 

 

 

 

 

 

 

 

 

1

WARREN E. BUFFETT

 

 

 

 

For

 

For

 

 

2

CHARLES T. MUNGER

 

 

 

 

For

 

For

 

 

3

HOWARD G. BUFFETT

 

 

 

 

For

 

For

 

 

4

SUSAN L. DECKER

 

 

 

 

For

 

For

 

 

5

WILLIAM H. GATES III

 

 

 

 

For

 

For

 

 

6

DAVID S. GOTTESMAN

 

 

 

 

For

 

For

 

 

7

CHARLOTTE GUYMAN

 

 

 

 

For

 

For

 

 

8

DONALD R. KEOUGH

 

 

 

 

For

 

For

 

 

9

THOMAS S. MURPHY

 

 

 

 

For

 

For

 

 

10

RONALD L. OLSON

 

 

 

 

For

 

For

 

 

11

WALTER SCOTT, JR.

 

 

 

 

For

 

For

 

02   

TO APPROVE THE SHAREHOLDER PROPOSAL WITH
RESPECT TO THE PRODUCTION OF A SUSTAINABILITY
REPORT.

Shareholder

 

Against

 

For

 

 

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date Confirmed

 

 

 

CTC

 

40

 

0

 

01-May-2009

 

01-May-2009

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

AFLAC INCORPORATED

 

 

Security

 

001055102

 

 

 

 

 

Meeting Type

 

Annual  

 

Ticker Symbol

 

AFL            

 

 

 

 

 

Meeting Date

 

04-May-2009

 

 

 

ISIN

 

US0010551028

 

 

 

 

 

Agenda

 

933013841 - Management

 

City

 

 

 

 

 

 

 

Holding Recon Date

 

24-Feb-2009

 

 

 

Country

 

United States

 

 

Vote Deadline Date

 

01-May-2009

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

 

 

Item

Proposal

Type

 

Vote

 

For/Against
Management

 

1A   

ELECTION OF DIRECTOR: DANIEL P. AMOS

Management

 

For

 

For

 

1B   

ELECTION OF DIRECTOR: JOHN SHELBY AMOS II

Management

 

For

 

For

 

1C   

ELECTION OF DIRECTOR: PAUL S. AMOS II

Management

 

For

 

For

 

1D   

ELECTION OF DIRECTOR: YOSHIRO AOKI

Management

 

For

 

For

 

1E   

ELECTION OF DIRECTOR: MICHAEL H. ARMACOST

Management

 

For

 

For

 

1F   

ELECTION OF DIRECTOR: KRISS CLONINGER III

Management

 

For

 

For

 

1G   

ELECTION OF DIRECTOR: JOE FRANK HARRIS

Management

 

For

 

For

 

1H   

ELECTION OF DIRECTOR: ELIZABETH J. HUDSON

Management

 

For

 

For

 

1I   

ELECTION OF DIRECTOR: KENNETH S. JANKE SR.

Management

 

For

 

For

 

1J   

ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON

Management

 

For

 

For

 

1K   

ELECTION OF DIRECTOR: ROBERT B. JOHNSON

Management

 

For

 

For

 

1L   

ELECTION OF DIRECTOR: CHARLES B. KNAPP

Management

 

For

 

For

 

1M   

ELECTION OF DIRECTOR: E. STEPHEN PURDOM

Management

 

For

 

For

 

1N   

ELECTION OF DIRECTOR: BARBARA K. RIMER, DR. PH

Management

 

For

 

For

 

1O   

ELECTION OF DIRECTOR: MARVIN R. SCHUSTER

Management

 

For

 

For

 

1P   

ELECTION OF DIRECTOR: DAVID GARY THOMPSON

Management

 

For

 

For

 

1Q   

ELECTION OF DIRECTOR: ROBERT L. WRIGHT

Management

 

For

 

For

 

02   

TO CONSIDER AND APPROVE THE FOLLOWING ADVISORY
(NON-BINDING) PROPOSAL: "RESOLVED, THAT THE
SHAREHOLDERS APPROVE THE OVERALL EXECUTIVE PAY-
FOR-PERFORMANCE COMPENSATION POLICIES AND
PROCEDURES EMPLOYED BY THE COMPANY, AS
DESCRIBED IN THE COMPENSATION DISCUSSION AND
ANALYSIS AND THE TABULAR DISCLOSURE REGARDING
NAMED EXECUTIVE OFFICER COMPENSATION IN THIS
PROXY STATEMENT."

Management

 

For

 

For

 

03   

RATIFICATION OF APPOINTMENT OF KPMG LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR THE YEAR ENDING DECEMBER 31,
2009.

Management

 

For

 

For

 

 

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date Confirmed

 

 

 

CTC

 

25000

 

0

 

01-May-2009

 

01-May-2009

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

ILLINOIS TOOL WORKS INC.

 

 

Security

 

452308109

 

 

 

 

 

Meeting Type

 

Annual  

 

Ticker Symbol

 

ITW            

 

 

 

 

 

Meeting Date

 

08-May-2009

 

 

 

ISIN

 

US4523081093

 

 

 

 

 

Agenda

 

933016962 - Management

 

City

 

 

 

 

 

 

 

Holding Recon Date

 

10-Mar-2009

 

 

 

Country

 

United States

 

 

Vote Deadline Date

 

07-May-2009

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

 

 

Item

Proposal

Type

 

Vote

 

For/Against
Management

 

1A   

ELECTION OF DIRECTOR: WILLIAM F. ALDINGER

Management

 

For

 

For

 

1B   

ELECTION OF DIRECTOR: MARVIN D. BRAILSFORD

Management

 

For

 

For

 

1C   

ELECTION OF DIRECTOR: SUSAN CROWN

Management

 

For

 

For

 

1D   

ELECTION OF DIRECTOR: DON H. DAVIS, JR.

Management

 

For

 

For

 

1E   

ELECTION OF DIRECTOR: ROBERT C. MCCORMACK

Management

 

For

 

For

 

1F   

ELECTION OF DIRECTOR: ROBERT S. MORRISON

Management

 

For

 

For

 

1G   

ELECTION OF DIRECTOR: JAMES A. SKINNER

Management

 

For

 

For

 

1H   

ELECTION OF DIRECTOR: HAROLD B. SMITH

Management

 

For

 

For

 

1I   

ELECTION OF DIRECTOR: DAVID B. SPEER

Management

 

For

 

For

 

1J   

ELECTION OF DIRECTOR: PAMELA B. STROBEL

Management

 

For

 

For

 

02   

RATIFICATION OF THE APPOINTMENT OF DELOITTE &
TOUCHE LLP AS ITW'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2009.

Management

 

For

 

For

 

03   

STOCKHOLDER PROPOSAL, IF PRESENTED AT THE
MEETING, URGING THE BOARD OF DIRECTORS TO SEEK
STOCKHOLDER APPROVAL OF ANY FUTURE
EXTRAORDINARY RETIREMENT BENEFITS FOR SENIOR
EXECUTIVES.

Shareholder

 

Against

 

For

 

 

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date Confirmed

 

 

 

CTC

 

17000

 

0

 

07-May-2009

 

07-May-2009

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

OMNICOM GROUP INC.

 

 

Security

 

681919106

 

 

 

 

 

Meeting Type

 

Annual  

 

Ticker Symbol

 

OMC            

 

 

 

 

 

Meeting Date

 

19-May-2009

 

 

 

ISIN

 

US6819191064

 

 

 

 

 

Agenda

 

933037740 - Management

 

City

 

 

 

 

 

 

 

Holding Recon Date

 

30-Mar-2009

 

 

 

Country

 

United States

 

 

Vote Deadline Date

 

18-May-2009

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

 

 

Item

Proposal

Type

 

Vote

 

For/Against
Management

 

1    

DIRECTOR

Management

 

 

 

 

 

 

 

 

 

 

1

JOHN D. WREN

 

 

 

 

For

 

For

 

 

2

BRUCE CRAWFORD

 

 

 

 

For

 

For

 

 

3

ALAN R. BATKIN

 

 

 

 

For

 

For

 

 

4

ROBERT CHARLES CLARK

 

 

 

 

For

 

For

 

 

5

LEONARD S. COLEMAN, JR.

 

 

 

 

For

 

For

 

 

6

ERROL M. COOK

 

 

 

 

For

 

For

 

 

7

SUSAN S. DENISON

 

 

 

 

For

 

For

 

 

8

MICHAEL A. HENNING

 

 

 

 

For

 

For

 

 

9

JOHN R. MURPHY

 

 

 

 

For

 

For

 

 

10

JOHN R. PURCELL

 

 

 

 

For

 

For

 

 

11

LINDA JOHNSON RICE

 

 

 

 

For

 

For

 

 

12

GARY L. ROUBOS

 

 

 

 

For

 

For

 

2    

RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS
OUR INDEPENDENT AUDITORS FOR THE 2009 FISCAL YEAR.

Management

 

For

 

For

 

3    

AMENDMENT TO THE OMNICOM GROUP INC. EMPLOYEE
STOCK PURCHASE PLAN TO AUTHORIZE AN ADDITIONAL 10
MILLION SHARES FOR ISSUANCE AND SALE TO
EMPLOYEES.

Management

 

Against

 

Against

 

 

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date Confirmed

 

 

 

CTC

 

15000

 

0

 

15-May-2009

 

15-May-2009

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

FISERV, INC.

 

 

Security

 

337738108

 

 

 

 

 

Meeting Type

 

Annual  

 

Ticker Symbol

 

FISV           

 

 

 

 

 

Meeting Date

 

20-May-2009

 

 

 

ISIN

 

US3377381088

 

 

 

 

 

Agenda

 

933048705 - Management

 

City

 

 

 

 

 

 

 

Holding Recon Date

 

27-Mar-2009

 

 

 

Country

 

United States

 

 

Vote Deadline Date

 

19-May-2009

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

 

 

Item

Proposal

Type

 

Vote

 

For/Against
Management

 

1    

DIRECTOR

Management

 

 

 

 

 

 

 

 

 

 

1

D. P. KEARNEY

 

 

 

 

For

 

For

 

 

2

P. J. KIGHT

 

 

 

 

For

 

For

 

 

3

J. W. YABUKI

 

 

 

 

For

 

For

 

2    

TO APPROVE THE AMENDED AND RESTATED FISERV, INC.
EMPLOYEE STOCK PURCHASE PLAN.

Management

 

For

 

For

 

3    

TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2009.

Management

 

For

 

For

 

 

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date Confirmed

 

 

 

CTC

 

15000

 

0

 

15-May-2009

 

15-May-2009

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

UNITEDHEALTH GROUP INCORPORATED

 

 

Security

 

91324P102

 

 

 

 

 

Meeting Type

 

Annual  

 

Ticker Symbol

 

UNH            

 

 

 

 

 

Meeting Date

 

02-Jun-2009

 

 

 

ISIN

 

US91324P1021

 

 

 

 

 

Agenda

 

933031762 - Management

 

City

 

 

 

 

 

 

 

Holding Recon Date

 

03-Apr-2009

 

 

 

Country

 

United States

 

 

Vote Deadline Date

 

01-Jun-2009

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

 

 

Item

Proposal

Type

 

Vote

 

For/Against
Management

 

1A   

ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR.

Management

 

For

 

For

 

1B   

ELECTION OF DIRECTOR: RICHARD T. BURKE

Management

 

For

 

For

 

1C   

ELECTION OF DIRECTOR: ROBERT J. DARRETTA

Management

 

For

 

For

 

1D   

ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY

Management

 

For

 

For

 

1E   

ELECTION OF DIRECTOR: MICHELE J. HOOPER

Management

 

For

 

For

 

1F   

ELECTION OF DIRECTOR: DOUGLAS W. LEATHERDALE

Management

 

For

 

For

 

1G   

ELECTION OF DIRECTOR: GLENN M. RENWICK

Management

 

For

 

For

 

1H   

ELECTION OF DIRECTOR: KENNETH I. SHINE, M.D.

Management

 

For

 

For

 

1I   

ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D.

Management

 

For

 

For

 

02   

RATIFICATION OF THE APPOINTMENT OF DELOITTE &
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2009.

Management

 

For

 

For

 

03   

SHAREHOLDER PROPOSAL CONCERNING ADVISORY VOTE
ON EXECUTIVE COMPENSATION.

Shareholder

 

Against

 

For

 

 

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date Confirmed

 

 

 

CTC

 

20000

 

0

 

03-Jun-2009

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

WAL-MART STORES, INC.

 

 

Security

 

931142103

 

 

 

 

 

Meeting Type

 

Annual  

 

Ticker Symbol

 

WMT            

 

 

 

 

 

Meeting Date

 

05-Jun-2009

 

 

 

ISIN

 

US9311421039

 

 

 

 

 

Agenda

 

933057754 - Management

 

City

 

 

 

 

 

 

 

Holding Recon Date

 

09-Apr-2009

 

 

 

Country

 

United States

 

 

Vote Deadline Date

 

04-Jun-2009

 

 

 

SEDOL(s)

 

 

 

Quick Code

 

 

 

 

 

Item

Proposal

Type

 

Vote

 

For/Against
Management

 

1A   

ELECTION OF DIRECTOR: AIDA M. ALVAREZ

Management

 

For

 

For

 

1B   

ELECTION OF DIRECTOR: JAMES W. BREYER

Management

 

For

 

For

 

1C   

ELECTION OF DIRECTOR: M. MICHELE BURNS

Management

 

For

 

For

 

1D   

ELECTION OF DIRECTOR: JAMES I. CASH, JR.

Management

 

For

 

For

 

1E   

ELECTION OF DIRECTOR: ROGER C. CORBETT

Management

 

For

 

For

 

1F   

ELECTION OF DIRECTOR: DOUGLAS N. DAFT

Management

 

For

 

For

 

1G   

ELECTION OF DIRECTOR: MICHAEL T. DUKE

Management

 

For

 

For

 

1H   

ELECTION OF DIRECTOR: GREGORY B. PENNER

Management

 

For

 

For

 

1I   

ELECTION OF DIRECTOR: ALLEN I. QUESTROM

Management

 

For

 

For

 

1J   

ELECTION OF DIRECTOR: H. LEE SCOTT, JR.

Management

 

For

 

For

 

1K   

ELECTION OF DIRECTOR: ARNE M. SORENSON

Management

 

For

 

For

 

1L   

ELECTION OF DIRECTOR: JIM C. WALTON

Management

 

For

 

For

 

1M   

ELECTION OF DIRECTOR: S. ROBSON WALTON

Management

 

For

 

For

 

1N   

ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS

Management

 

For

 

For

 

1O   

ELECTION OF DIRECTOR: LINDA S. WOLF

Management

 

For

 

For

 

02   

RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT
ACCOUNTANTS

Management

 

For

 

For

 

03   

GENDER IDENTITY NON-DISCRIMINATION POLICY

Shareholder

 

Against

 

For

 

04   

PAY FOR SUPERIOR PERFORMANCE

Shareholder

 

Against

 

For

 

05   

ADVISORY VOTE ON EXECUTIVE COMPENSATION

Shareholder

 

Against

 

For

 

06   

POLITICAL CONTRIBUTIONS

Shareholder

 

Against

 

For

 

07   

SPECIAL SHAREOWNER MEETINGS

Shareholder

 

Against

 

For

 

08   

INCENTIVE COMPENSATION TO BE STOCK OPTIONS

Shareholder

 

Against

 

For

 

 

 

Custodian

 

Ballot Shares

 

Unavailable
Shares

 

Vote Date

 

Date Confirmed

 

 

 

CTC

 

10000

 

0

 

03-Jun-2009

 

03-Jun-2009


SIGNATURES


Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.



BLUE CHIP INVESTOR  FUNDS



By: /s/ Ross C. Provence                        

       Ross C. Provence, President


Date:         8/24/09