0001209191-13-031355.txt : 20130610
0001209191-13-031355.hdr.sgml : 20130610
20130610162117
ACCESSION NUMBER: 0001209191-13-031355
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130531
FILED AS OF DATE: 20130610
DATE AS OF CHANGE: 20130610
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BAXANO SURGICAL, INC.
CENTRAL INDEX KEY: 0001230355
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 110 HORIZON DRIVE, SUITE 230
CITY: RALEIGH
STATE: NC
ZIP: 27615
BUSINESS PHONE: (919) 800-0020
MAIL ADDRESS:
STREET 1: 110 HORIZON DRIVE, SUITE 230
CITY: RALEIGH
STATE: NC
ZIP: 27615
FORMER COMPANY:
FORMER CONFORMED NAME: TRANS1 INC
DATE OF NAME CHANGE: 20030501
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Prospect Management Co. III, L.L.C.
CENTRAL INDEX KEY: 0001331894
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33744
FILM NUMBER: 13903666
BUSINESS ADDRESS:
STREET 1: 435 TASSO STREET
STREET 2: SUITE 200
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 6503278800
MAIL ADDRESS:
STREET 1: 435 TASSO STREET
STREET 2: SUITE 200
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHNELL DAVID
CENTRAL INDEX KEY: 0001162060
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33744
FILM NUMBER: 13903667
MAIL ADDRESS:
STREET 1: 435 TASSO STREET
STREET 2: SUITE 200
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Prospect Venture Partners III L P
CENTRAL INDEX KEY: 0001311490
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33744
FILM NUMBER: 13903668
BUSINESS ADDRESS:
STREET 1: 435 TASSO ST
STREET 2: SUITE 200
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-327-8800
MAIL ADDRESS:
STREET 1: 435 TASSO ST
STREET 2: SUITE 200
CITY: PALO ALTO
STATE: CA
ZIP: 94301
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2013-05-31
0
0001230355
BAXANO SURGICAL, INC.
BAXS
0001331894
Prospect Management Co. III, L.L.C.
C/O PROSPECT VENTURE PARTNERS
435 TASSO STREET, SUITE 200
PALO ALTO
CA
94301
0
0
1
0
0001311490
Prospect Venture Partners III L P
C/O PROSPECT VENTURE PARTNERS
435 TASSO STREET, SUITE 200
PALO ALTO
CA
94301
0
0
1
0
0001162060
SCHNELL DAVID
C/O PROSPECT VENTURE PARTNERS
435 TASSO STREET, SUITE 200
PALO ALTO
CA
94301
0
0
1
0
Common Stock
5340616
I
By Prospect Venture Partners III, L.P.
The reported securities are owned by Prospect Venture Partners III, L.P. ("PVP III"). Prospect Management Co. III, L.L.C. ("PMC III") is the sole general partner of PVP III. David Schnell and Russell C. Hirsch are the managing directors of PMC III and share voting and dispositive power over the shares held by PVP III. Mr. Hirsch is a director of the issuer and files separate Section 16 reports. Each of the reporting persons disclaims beneficial ownership of the reported securities except to the extent of his or its respective pecuniary interest therein.
/s/ Russell C. Hirsch, Managing Director
2013-06-10
/s/ Russell C. Hirsch, Managing Director of Prospect Management Co. III, L.L.C., General Partner of Prospect Venture Partners III, L.P.
2013-06-10
/s/ David Schnell
2013-06-10