-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R/jQG/UvIOGsNjYfQBgdmDtryS/C6bdgtAqnr9RLalJ3oeKbLusz022w/AOSvLBT 5X4tyhnG2+GEMPmEm89UyQ== 0001402778-07-000001.txt : 20070612 0001402778-07-000001.hdr.sgml : 20070612 20070612194416 ACCESSION NUMBER: 0001402778-07-000001 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070608 FILED AS OF DATE: 20070612 DATE AS OF CHANGE: 20070612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Davis Jordan CENTRAL INDEX KEY: 0001328592 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52108 FILM NUMBER: 07916133 BUSINESS ADDRESS: BUSINESS PHONE: (914) 592-2355 MAIL ADDRESS: STREET 1: C/O AMERICAN BANK NOTE HOLOGRAPHICS, INC STREET 2: 399 EXECUTIVE BOULEVARD CITY: ELMSFORD STATE: NY ZIP: 10523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Radius Venture Partners III, LLC CENTRAL INDEX KEY: 0001402970 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52108 FILM NUMBER: 07916134 BUSINESS ADDRESS: STREET 1: 400 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-897-7778 MAIL ADDRESS: STREET 1: 400 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Radius Venture Partners II, LLC CENTRAL INDEX KEY: 0001402969 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52108 FILM NUMBER: 07916135 BUSINESS ADDRESS: STREET 1: 400 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-897-7778 MAIL ADDRESS: STREET 1: 400 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Radius Venture Partners III QP, L.P. CENTRAL INDEX KEY: 0001402778 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52108 FILM NUMBER: 07916136 BUSINESS ADDRESS: STREET 1: 400 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-897-7778 MAIL ADDRESS: STREET 1: 400 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RADIUS VENTURE PARTNERS III L P CENTRAL INDEX KEY: 0001386468 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52108 FILM NUMBER: 07916137 BUSINESS ADDRESS: STREET 1: 400 MADISON AVE 8TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-897-7778 MAIL ADDRESS: STREET 1: 400 MADISON AVE 8TH FL CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RADIUS VENTURE PARTNERS II LP CENTRAL INDEX KEY: 0001161747 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52108 FILM NUMBER: 07916138 BUSINESS ADDRESS: STREET 1: ONE ROCKEFFER PLAZA STREET 2: STE 920 CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2128977778 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUBIN DANIEL C CENTRAL INDEX KEY: 0001335280 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52108 FILM NUMBER: 07916139 BUSINESS ADDRESS: BUSINESS PHONE: 212-897-7778 MAIL ADDRESS: STREET 1: RADIUS VENTURE PARTNERS II LLC STREET 2: 400 MADISON AVE 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BTHC VI Inc CENTRAL INDEX KEY: 0001368148 STANDARD INDUSTRIAL CLASSIFICATION: [9995] IRS NUMBER: 204864095 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12890 HILLTOP ROAD CITY: ARGYLE STATE: TX ZIP: 76226 BUSINESS PHONE: 940-241-1991 MAIL ADDRESS: STREET 1: 12890 HILLTOP ROAD CITY: ARGYLE STATE: TX ZIP: 76226 3 1 primary_doc.xml PRIMARY DOCUMENT X0202 3 2007-06-08 0 0001368148 BTHC VI Inc BVIC 0001161747 RADIUS VENTURE PARTNERS II LP 400 MADISON AVENUE 8TH FLOOR NEW YORK NY 10017 0 0 1 0 0001386468 RADIUS VENTURE PARTNERS III L P 400 MADISON AVE 8TH FL NEW YORK NY 10017 0 0 1 0 0001402778 Radius Venture Partners III QP, L.P. 400 MADISON AVENUE 8TH FLOOR NEW YORK NY 10017 0 0 1 0 0001402969 Radius Venture Partners II, LLC 400 MADISON AVENUE 8TH FLOOR NEW YORK NY 10017 0 0 1 0 0001402970 Radius Venture Partners III, LLC 400 MADISON AVENUE 8TH FLOOR NEW YORK NY 10017 0 0 1 0 0001328592 Davis Jordan RADIUS VENTURE PARTNERS II, LLC 400 MADISON AVENUE, 8TH FLOOR NEW YORK NY 10017 1 0 0 0 0001335280 LUBIN DANIEL C RADIUS VENTURE PARTNERS II LLC 400 MADISON AVE 8TH FLOOR NEW YORK NY 10017 0 0 1 0 Common Stock 800000 D Common Stock 103766 D Common Stock 696234 D Warrant (right to purchase) 6 2007-06-08 2012-06-08 Common Stock 200000 D Warrant (right to purchase) 6 2007-06-08 2012-06-08 Common Stock 200000 D Warrant (right to purchase) 6 2007-06-08 2012-06-08 Common Stock 25941 D Warrant (right to purchase) 6 2007-06-08 2012-06-08 Common Stock 25942 D Warrant (right to purchase) 6 2007-06-08 2012-06-08 Common Stock 174058 D Warrant (right to purchase) 6 2007-06-08 2012-06-08 Common Stock 174059 D These securities are held directly by Radius Venture Partners II, L.P. and indirectly by Radius Venture Partners II, LLC, the general partner of Radius Venture Partners II, L.P., Jordan S. Davis, a director of BTHC VI, Inc. and managing member of Radius Venture Partners II, LLC, and Daniel C. Lubin, managing member of Radius Venture Partners II, LLC. Each of Radius Venture Partners II, LLC, Mr. Davis and Mr. Lubin may be deemed to beneficially own such securities, and disclaims such beneficial ownership except to the extent of its or his pecuniary interest therein. These securities are held directly by Radius Venture Partners III, L.P. and indirectly by Radius Venture Partners III, LLC, the general partner of Radius Venture Partners III, L.P., Jordan S. Davis, a director of BTHC VI, Inc. and managing member of Radius Venture Partners III, LLC and Daniel C. Lubin, managing member of Radius Venture Partners III, LLC. Each of Radius Venture Partners III, LLC, Mr. Davis and Mr. Lubin may be deemed to beneficially own such securities, and disclaims such beneficial ownership except to the extent of its or his pecuniary interest therein. These securities are held directly by Radius Venture Partners III QP, L.P. and indirectly by Radius Venture Partners III, LLC, the general partner of Radius Venture Partners III QP, L.P., Jordan S. Davis, a director of BTHC VI, Inc. and managing member of Radius Venture Partners III, LLC, and Daniel C. Lubin, managing member of Radius Venture Partners III, LLC. Each of Radius Venture Partners III, LLC, Mr. Davis and Mr. Lubin may be deemed to beneficially own such securities, and disclaims such beneficial ownership except to the extent of its or his pecuniary interest therein. All of Jordan S. Davis, Daniel C. Lubin, Radius Venture Partners II, L.P., Radius Venture Partners III, L.P., Radius Venture Partners III QP, L.P., Radius Venture Partners II, LLC and Radius Venture Partners III, LLC have as their business address the following: 400 Madison Avenue, 8th Floor, New York, NY 10017. Warrants contain cashless exercise provision. Warrants generally do not contain cashless exercise provision. /s/ Jordan S. Davis, Managing Member of Radius Venture Partners II, LLC, General Partner of Radius Venture Partners II, L.P. 2007-06-12 /s/ Jordan S. Davis, Managing Member of Radius Venture Partners III, LLC, General Partner of Radius Venture Partners III, L.P. 2007-06-12 /s/ Jordan S. Davis, Managing Member of Radius Venture Partners III, LLC, General Partner of Radius Venture Partners III QP, L.P. 2007-06-12 /s/ Jordan S. Davis, Managing Member of Radius Venture Partners II, LLC 2007-06-12 /s/ Jordan S. Davis, Managing Member of Radius Venture Partners III, LLC 2007-06-12 /s/ Jordan S. Davis 2007-06-12 /s/ Daniel C. Lubin 2007-06-12 -----END PRIVACY-ENHANCED MESSAGE-----