Client Relationship Specialist

0001161722-22-000003.txt : 20220107 0001161722-22-000003.hdr.sgml : 20220107 20220107162219 ACCESSION NUMBER: 0001161722-22-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220107 DATE AS OF CHANGE: 20220107 EFFECTIVENESS DATE: 20220107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOLLENCREST CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0001161722 IRS NUMBER: 954121065 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06753 FILM NUMBER: 22518406 BUSINESS ADDRESS: STREET 1: 100 BAYVIEW CIRCLE, SUITE 500 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9498237744 MAIL ADDRESS: STREET 1: 100 BAYVIEW CIRCLE, SUITE 500 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 FORMER COMPANY: FORMER CONFORMED NAME: HOLLENCREST SECURITIES LLC DATE OF NAME CHANGE: 20030729 FORMER COMPANY: FORMER CONFORMED NAME: RND RESOURCES INC DATE OF NAME CHANGE: 20011031 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001161722 XXXXXXXX 12-31-2021 12-31-2021 HOLLENCREST CAPITAL MANAGEMENT

100 BAYVIEW CIRCLE, SUITE 500 NEWPORT BEACH CA 92660

13F HOLDINGS REPORT 028-06753 N Michelle Petersen Client Relationship Specialist 7148868074 Michelle Petersen Newport Beach CA 01-07-2022 0 608 24169484 false INFORMATION TABLE 2 inftable.xml ANGLO AMERICAN PLATINU F SPONS ADR 03486t202 406 21000 SH SOLE 21000 0 0 ANGOLD ASHANTI F SPONSORED ADR ADR 035128206 1149 54755 SH SOLE 53555 0 1200 ANGOLD ASHANTI F SPONSORED ADR ADR 035128206 290 13800 SH OTR 0 0 13800 Allianz SE ADR 000000000 720 3000 SH OTR 0 0 3000 DEUTSCHE TELEKOM AG F SPONSORE ADR 251566105 453 24500 SH OTR 0 0 24500 DUFRY AG F SPONSORED ADR 1 ADR ADR 26433t108 83 17000 SH SOLE 0 0 17000 DUFRY AG F SPONSORED ADR 1 ADR ADR 26433t108 0 50 SH OTR 0 0 50 GOLDMINING INC F ADR 38149e101 25 21000 SH SOLE 21000 0 0 NESTLE S A F SPONSORED ADR 1 A ADR 641069406 87 623 SH SOLE 623 0 0 NESTLE S A F SPONSORED ADR 1 A ADR 641069406 140 1000 SH OTR 0 0 1000 PORSCHE AUTOMOBIL HO F SPONSOR ADR 73328p106 261 27810 SH OTR 0 0 27810 ROYAL DUTCH SHELL F SPONSORED ADR 780259206 953 21952 SH OTR 0 0 21952 SIEMENS A G F SPONSORED ADR 1 ADR 826197501 433 5000 SH OTR 0 0 5000 SONY GROUP CORP F SPONSORED AD ADR 835699307 427 3379 SH SOLE 3379 0 0 SONY GROUP CORP F SPONSORED AD ADR 835699307 9 75 SH OTR 75 0 0 TAIWAN SEMICONDUCTR F SPONSORE ADR 874039100 137 1135 SH SOLE 1135 0 0 TAIWAN SEMICONDUCTR F SPONSORE ADR 874039100 297 2470 SH OTR 0 0 2470 SPROTT PHYS SILVER TR F SPROTT COMMOD TXBLE CEF 85207k107 1071 133534 SH SOLE 133534 0 0 SPROTT PHYSICAL GOLD & S COMMOD TXBLE CEF 85208r101 5073 285960 SH SOLE 285960 0 0 SPROTT PHYSICAL GOLD ETV COMMOD TXBLE CEF 85207h104 1203 83765 SH SOLE 83765 0 0 ISHARES GOLD ETF XXX REVERSE S ETF 464285105 66 1897 SH SOLE 1747 0 150 ISHARES GOLD ETF XXX REVERSE S ETF 464285105 262 7515 SH OTR 15 0 7500 PROSHARES ULTRA SILVER ETF ETF 74347w353 168 4850 SH SOLE 4850 0 0 PROSHARES ULTRA SILVER ETF ETF 74347w353 74 2135 SH OTR 0 0 2135 SPDR GOLD SHARES ETF ETF 78463v107 488 2853 SH SOLE 2853 0 0 SPDR GOLD SHARES ETF ETF 78463v107 77 450 SH OTR 0 0 450 A T & T INC COM 00206r102 124 5045 SH SOLE 5045 0 0 A T & T INC COM 00206r102 145 5875 SH OTR 0 0 5875 ABBOTT LABORATORIES COM 002824100 208 1481 SH SOLE 1481 0 0 ABBOTT LABORATORIES COM 002824100 62 444 SH OTR 0 0 444 ABBVIE INC COM 00287y109 1233 9109 SH SOLE 9009 0 100 ABBVIE INC COM 00287y109 53 390 SH OTR 0 0 390 ADOBE INC COM 00724f101 213 375 SH SOLE 375 0 0 ADOBE INC COM 00724f101 307 542 SH OTR 0 0 542 ADVANCED MICRO DEVIC COM 007903107 199 1380 SH SOLE 1380 0 0 ADVANCED MICRO DEVIC COM 007903107 488 3390 SH OTR 0 0 3390 AGNICO EAGLE MINES F COM 008474108 451 8485 SH SOLE 7885 0 600 AGNICO EAGLE MINES F COM 008474108 585 11000 SH OTR 0 0 11000 ALEXCO RESOURCE CORP F COM 01535p106 209 120000 SH SOLE 120000 0 0 ALPHABET INC. 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SH SOLE 20000 0 0 QUALCOMM INC COM 747525103 1955 10693 SH SOLE 10449 0 244 QUOTIENT TECHNOLOGY INCCOM COM 749119103 111 15000 SH SOLE 0 0 15000 QUOTIENT TECHNOLOGY INCCOM COM 749119103 19 2500 SH OTR 0 0 2500 RAYMOND JAMES FINL COM 754730109 427 4249 SH SOLE 4249 0 0 REGIONS FINL CO COM 7591ep100 404 18549 SH SOLE 18549 0 0 ROYAL CARIBBEAN GROUP F COM v7780t103 670 8717 SH SOLE 8717 0 0 ROYAL CARIBBEAN GROUP F COM v7780t103 26 344 SH OTR 0 0 344 S S R MINING INC F COM 784730103 2399 135552 SH SOLE 135152 0 400 S S R MINING INC F COM 784730103 76 4268 SH OTR 0 0 4268 SALESFORCE COM COM 79466l302 41699 164087 SH SOLE 164087 0 0 SALESFORCE COM COM 79466l302 102 400 SH OTR 0 0 400 SHOPIFY INC F CLASS A COM 82509l107 215 156 SH SOLE 156 0 0 SHOPIFY INC F CLASS A COM 82509l107 41 30 SH OTR 0 0 30 SIGNIFY HEALTH INC COM 82671g100 523 36748 SH OTR 0 0 36748 SILVER DOLLAR RES INC F COM 82767l104 252 414000 SH SOLE 414000 0 0 SILVERCORP METALS F COM 82835p103 167 44400 SH SOLE 44400 0 0 SILVERCORP METALS F COM 82835p103 20 5325 SH OTR 0 0 5325 SKYWORKS SOLUTIONS COM 83088m102 186 1200 SH SOLE 1200 0 0 SKYWORKS SOLUTIONS COM 83088m102 200 1290 SH OTR 0 0 1290 SOKOMAN MINERALS CORP F COM 83410m101 424 1549035 SH SOLE 1450990 0 98045 SOKOMAN MINERALS CORP F COM 83410m101 23 84295 SH OTR 2250 0 82045 STARBUCKS CORP COM 855244109 1416 12104 SH SOLE 12104 0 0 SUNOPTA INC F COM 8676ep108 56 8000 SH SOLE 0 0 8000 SUNOPTA INC F COM 8676ep108 24 3500 SH OTR 0 0 3500 SUPER LEAGUE GAMING INC COM 86804f202 33 13995 SH SOLE 13995 0 0 SYNCHRONY FINL COM 87165b103 520 11209 SH SOLE 10800 0 409 SYNCHRONY FINL COM 87165b103 124 2664 SH OTR 0 0 2664 TARGET CORP COM 87612e106 196 849 SH SOLE 849 0 0 TARGET CORP COM 87612e106 81 351 SH OTR 0 0 351 TESLA INC COM 88160r101 8871 8394 SH SOLE 8294 0 100 TESLA INC COM 88160r101 1271 1203 SH OTR 10 0 1203 TEXAS INSTRUMENTS COM 882508104 334 1773 SH SOLE 1627 0 146 TEXAS INSTRUMENTS COM 882508104 404 2144 SH OTR 1032 0 1112 THE TRADE DESK INC CLASS A COM 88339j105 92 1000 SH SOLE 1000 0 0 THE TRADE DESK INC CLASS A COM 88339j105 110 1200 SH OTR 0 0 1200 THERMO FISHER SCIENTIFIC COM 883556102 1293 1938 SH SOLE 1844 0 94 THERMO FISHER SCIENTIFIC COM 883556102 697 1045 SH OTR 0 0 1045 TRUIST FINL CORP COM 89832q109 373 6364 SH SOLE 6364 0 0 TWILIO INC CLASS A COM 90138f102 836 3174 SH SOLE 3174 0 0 TYSON FOODS INC CLASS A COM 902494103 872 10000 SH OTR 0 0 10000 UNITED PARCEL SRVC CLASS B COM 911312106 58335 272161 SH SOLE 272024 0 137 UNITED PARCEL SRVC CLASS B COM 911312106 23668 110421 SH OTR 0 0 110421 UNITED RENTALS INC COM 911363109 500 1506 SH SOLE 1506 0 0 UNITEDHEALTH GRP INC COM 91324p102 1144 2278 SH SOLE 2278 0 0 UNIVERSAL HLTH SVCS CLASS B COM 913903100 302 2330 SH SOLE 2330 0 0 UNIVERSAL HLTH SVCS CLASS B COM 913903100 1 6 SH OTR 0 0 6 UNUM GROUP COM 91529y106 542 22076 SH SOLE 22076 0 0 UNUM GROUP COM 91529y106 5 215 SH OTR 0 0 215 VALERO ENERGY CORP COM 91913y100 263 3500 SH SOLE 3500 0 0 VALERO ENERGY CORP COM 91913y100 146 1944 SH OTR 0 0 1944 VERISIGN INC COM 92343e102 292 1150 SH SOLE 1150 0 0 VIDLER WATER RESOURCES I COM 92660e107 478 39557 SH SOLE 39557 0 0 VINCERX PHARMA INC COM 92731l106 102 10000 SH SOLE 10000 0 0 VISA INC CLASS A COM 92826c839 1652 7625 SH SOLE 7533 0 92 VISA INC CLASS A COM 92826c839 365 1686 SH OTR 873 0 813 WALMART INC COM 931142103 927 6409 SH SOLE 6241 0 168 WALMART INC COM 931142103 215 1487 SH OTR 0 0 1487 WALT DISNEY CO COM 254687106 2850 18401 SH SOLE 18401 0 0 WALT DISNEY CO COM 254687106 95 614 SH OTR 0 0 614 WD-40 CO COM 929236107 286 1171 SH SOLE 1171 0 0 WELLS FARGO & CO COM 949746101 127 2638 SH SOLE 2638 0 0 WELLS FARGO & CO COM 949746101 110 2299 SH OTR 0 0 2299 WESTHAVEN GOLD CORP F COM 960350106 31 85712 SH SOLE 40000 0 45712 WESTHAVEN GOLD CORP F COM 960350106 14 37912 SH OTR 200 0 37712 WILLIAMS COMPANIES COM 969457100 382 14673 SH SOLE 12350 0 2323 WILLIAMS COMPANIES COM 969457100 235 9034 SH OTR 0 0 9034 WORKDAY INC CL A COM 98138H101 874 3200 SH SOLE 3200 0 0 WYNN RESORTS COM 983134107 936 11001 SH SOLE 11001 0 0 WYNN RESORTS COM 983134107 33 392 SH OTR 0 0 392 XILINX INC COM 983919101 55 259 SH SOLE 82 0 177 XILINX INC COM 983919101 297 1399 SH OTR 845 0 554 YAMANA GOLD INC F COM 98462y100 531 125945 SH SOLE 125945 0 0 YAMANA GOLD INC F COM 98462y100 9 2129 SH OTR 0 0 2129 EATON VANCE TAX ADVANTAG CEFS 27828g107 1240 41635 SH SOLE 41635 0 0 EATON VANCE TAX ADVANTAG CEFS 27828g107 45 1505 SH OTR 0 0 1505 EATON VANCE TAX MAN GL D CEFS 27829f108 113 10600 SH SOLE 10600 0 0 EATON VANCE TX ADVNT GLB CEFS 27828u106 683 21005 SH SOLE 21005 0 0 EATON VANCE TX ADVNT GLB CEFS 27828u106 65 2000 SH OTR 0 0 2000 GABELLI EQUITY CF CEFS 362397101 503 69913 SH SOLE 69913 0 0 GABELLI EQUITY CF CEFS 362397101 184 25620 SH OTR 0 0 25620 ALLSPRING GLOBAL DIVIDEN CEFS 94987c103 123 20965 SH SOLE 20965 0 0 BLACKROCK ENHCD CAPITL A CEFS 09256a109 338 15300 SH SOLE 15300 0 0 Blackrock Health Sciences Trus CEFS 000000000 2099 82767 SH SOLE 82767 0 0 CLOUGH GLOBAL DIVIDEND A CEFS 18913y103 80 7500 SH SOLE 7500 0 0 CLOUGH GLOBAL DIVIDEND A CEFS 18913y103 29 2711 SH OTR 0 0 2711 CLOUGH GLOBAL OPPORTUNIT CEFS 18914e106 153 14400 SH SOLE 10500 0 3900 CLOUGH GLOBAL OPPORTUNIT CEFS 18914e106 37 3500 SH OTR 0 0 3500 EATON VANCE RISK MAN DIV CEFS 27829g106 121 11350 SH SOLE 11350 0 0 JOHN HANCOCK PREMIUM DIV CEFS 41013t105 246 14697 SH SOLE 14697 0 0 KAYNE ANDERSON ENERGY IN CEFS 486606106 156 20000 SH OTR 0 0 20000 PIMCO DYNAMIC INCOME CF CEFS 72201y101 363 14016 SH SOLE 14016 0 0 PIMCO DYNAMIC INCOME CF CEFS 72201y101 94 3647 SH OTR 0 0 3647 PIMCO ENRG TCTCL CRT OPP CEFS 69346n107 5868 455622 SH SOLE 455622 0 0 VIRTUS TOTAL RETURN FD CEFS 92835w107 109 11465 SH SOLE 11465 0 0 VIRTUS TOTAL RETURN FD CEFS 92835w107 82 8640 SH OTR 0 0 8640 INNOVATOR IBD 50 ETF ETFS 45782c102 267 5832 SH SOLE 5832 0 0 INNOVATOR IBD 50 ETF ETFS 45782c102 58 1265 SH OTR 0 0 1265 VANECK RUSSIA ETF ETFS 92189f403 3134 117550 SH OTR 0 0 117550 ALLSPRING MULTI SECTOR I TAXABLE CEF 94987d101 37 2795 SH SOLE 1098 0 1697 ALLSPRING MULTI SECTOR I TAXABLE CEF 94987d101 104 7844 SH OTR 0 0 7844 CALAMOS CONVERTIBLE OPPO TAXABLE CEF 128117108 347 22955 SH SOLE 22955 0 0 CALAMOS CONVERTIBLE OPPO TAXABLE CEF 128117108 70 4600 SH OTR 0 0 4600 DOUBLELINE INCOME SOLUTI TAXABLE CEF 258622109 125 7735 SH SOLE 7735 0 0 DOUBLELINE INCOME SOLUTI TAXABLE CEF 258622109 593 36778 SH OTR 0 0 36778 FLAHERTY & CRMRN PRF INC TAXABLE CEF 338478100 283 13021 SH SOLE 13021 0 0 NUVEEN PREF AND INCM SEC TAXABLE CEF 67072c105 147 15089 SH SOLE 15089 0 0 NUVEEN PREFERRED INCOME TAXABLE CEF 67073b106 142 14557 SH SOLE 14557 0 0 PIMCO CORPORATE OPPORTUN TAXABLE CEF 72201b101 520 31441 SH SOLE 31441 0 0 PIMCO CORPORATE OPPORTUN TAXABLE CEF 72201b101 215 13000 SH OTR 0 0 13000 PIMCO INCOME STRATEGY II TAXABLE CEF 72201j104 181 18977 SH SOLE 18977 0 0 VIRTUS ALLIANZGI CONV & TAXABLE CEF 92838x102 101 17350 SH SOLE 17350 0 0 WESTERN ASST HIGH INCM I TAXABLE CEF 95766j102 87 12160 SH SOLE 12160 0 0 WESTERN AST INFLTN LINK TAXABLE CEF 95766r104 976 71843 SH OTR 0 0 71843 ABERDEEN STANDARD PLATINUM ETF ETF 003260106 7911 88000 SH SOLE 88000 0 0 DIMENSIONAL U S EQUITY ETF INDEX CEF 25434v401 460 8888 SH SOLE 8888 0 0 ENERGY SELECT SECTOR SPDR ETF INDEX CEF 81369y506 9 165 SH SOLE 165 0 0 ENERGY SELECT SECTOR SPDR ETF INDEX CEF 81369y506 616 11104 SH OTR 0 0 11104 ETFMG PRIME JUNIOR SILVER MINE INDEX CEF 26924g102 265 21270 SH SOLE 21270 0 0 FIDELITY NASDAQ COMPOSITE IND INDEX CEF 315912808 7318 120160 SH SOLE 120160 0 0 FIDELITY NASDAQ COMPOSITE IND INDEX CEF 315912808 40 650 SH OTR 0 0 650 GLOBAL X MSCI GREECE ETF INDEX CEF 37954y319 273 10333 SH OTR 0 0 10333 INVESCO KBW BANK ETF INDEX CEF 46138e628 1063 15676 SH SOLE 15676 0 0 INVESCO KBW BANK ETF INDEX CEF 46138e628 34 505 SH OTR 0 0 505 INVESCO NASDAQ 100 ETF INDEX CEF 46138g649 16038 98062 SH SOLE 89543 0 8519 INVESCO NASDAQ 100 ETF INDEX CEF 46138g649 575 3518 SH OTR 0 0 3518 INVESCO QQQ TRUST INDEX CEF 46090e103 132828 333865 SH SOLE 327230 0 6635 INVESCO QQQ TRUST INDEX CEF 46090e103 5181 13024 SH OTR 1091 0 12024 IQ HEDGE MULTI-STRATEGY TRACKE INDEX CEF 45409b107 201 6316 SH SOLE 6316 0 0 ISHARES CHINA LARGE CAP ETF INDEX CEF 464287184 1390 38000 SH SOLE 37000 0 1000 ISHARES CHINA LARGE CAP ETF INDEX CEF 464287184 644 17600 SH OTR 0 0 17600 ISHARES CORE MSCI EAFE ETF INDEX CEF 46432f842 19521 261533 SH SOLE 254477 0 7056 ISHARES CORE MSCI EAFE ETF INDEX CEF 46432f842 395 5287 SH OTR 0 0 5287 ISHARES CORE MSCI EMERGING ETF INDEX CEF 46434g103 1820 30403 SH SOLE 29977 0 426 ISHARES CORE MSCI EMERGING ETF INDEX CEF 46434g103 70 1169 SH OTR 0 0 1169 ISHARES CORE S&P 500 ETF INDEX CEF 464287200 47587 99766 SH SOLE 97646 0 2120 ISHARES CORE S&P 500 ETF INDEX CEF 464287200 880 1845 SH OTR 0 0 1845 ISHARES CORE S&P MID CAP ETF I INDEX CEF 464287507 416 1469 SH SOLE 1469 0 0 ISHARES CORE S&P MID CAP ETF I INDEX CEF 464287507 10 35 SH OTR 0 0 35 ISHARES CORE S&P SMALL CAP ETF INDEX CEF 464287804 1880 16422 SH SOLE 15611 0 811 ISHARES CORE S&P SMALL CAP ETF INDEX CEF 464287804 244 2127 SH OTR 0 0 2127 ISHARES CORE S&P US GROWTH ETF INDEX CEF 464287671 2445 21141 SH SOLE 19073 0 2068 ISHARES CORE S&P US GROWTH ETF INDEX CEF 464287671 976 8443 SH OTR 7300 0 1143 ISHARES MSCI ACWI EX US ETF INDEX CEF 464288240 3225 58000 SH SOLE 58000 0 0 ISHARES MSCI BRAZIL ETF IV INDEX CEF 464286400 561 20000 SH OTR 0 0 20000 ISHARES MSCI EAFE ETF INDEX CEF 464287465 4392 55821 SH OTR 0 0 55821 ISHARES MSCI EMERGING MARKETS INDEX CEF 464287234 1462 29919 SH OTR 0 0 29919 ISHARES MSCI GERMANY ETF IV INDEX CEF 464286806 7877 240300 SH OTR 0 0 240300 ISHARES MSCI ITALY ETF INDEX CEF 46434g830 37 1139 SH SOLE 1139 0 0 ISHARES MSCI ITALY ETF INDEX CEF 46434g830 328 10000 SH OTR 0 0 10000 ISHARES MSCI MEXICO ETF IV INDEX CEF 464286822 691 13660 SH OTR 0 0 13660 ISHARES MSCI SOUTH AFRICA ETF INDEX CEF 464286780 325 7000 SH OTR 0 0 7000 ISHARES MSCI TURKEY ETF INDEX CEF 464286715 554 29800 SH OTR 0 0 29800 ISHARES RUSSELL 1000 ETF IV INDEX CEF 464287622 7504 28379 SH OTR 0 0 28379 ISHARES RUSSELL 1000 GROWTH ET INDEX CEF 464287614 213 696 SH SOLE 696 0 0 ISHARES RUSSELL 1000 GROWTH ET INDEX CEF 464287614 6 20 SH OTR 0 0 20 ISHARES RUSSELL 1000 VALUE ETF INDEX CEF 464287598 297 1771 SH SOLE 1771 0 0 ISHARES RUSSELL 2000 ETF INDEX CEF 464287655 1601 7197 SH SOLE 7197 0 0 ISHARES RUSSELL 2000 ETF INDEX CEF 464287655 2621 11782 SH OTR 0 0 11782 ISHARES RUSSELL 2000 GROWTH ET INDEX CEF 464287648 843 2875 SH OTR 0 0 2875 ISHARES RUSSELL 2000 VALUE ETF INDEX CEF 464287630 466 2805 SH OTR 0 0 2805 ISHARES RUSSELL 3000 ETF IV INDEX CEF 464287689 1124 4051 SH SOLE 4051 0 0 ISHARES RUSSELL 3000 ETF IV INDEX CEF 464287689 421 1518 SH OTR 1480 0 38 ISHARES RUSSELL MID CAP ETF IV INDEX CEF 464287499 5 66 SH SOLE 66 0 0 ISHARES RUSSELL MID CAP ETF IV INDEX CEF 464287499 2716 32723 SH OTR 0 0 32723 ISHARES RUSSELL MID CAP GRW ET INDEX CEF 464287481 393 3407 SH SOLE 3274 0 133 ISHARES RUSSELL MID CAP GRW ET INDEX CEF 464287481 15 134 SH OTR 20 0 114 ISHARES S&P 100 INDEXFUND INDEX CEF 464287101 5515 25169 SH OTR 25169 0 0 ISHARES S&P 500 GROWTH ETF IV INDEX CEF 464287309 613 7330 SH SOLE 7330 0 0 ISHARES US ENERGY ETF IV INDEX CEF 464287796 15 514 SH SOLE 0 0 514 ISHARES US ENERGY ETF IV INDEX CEF 464287796 198 6573 SH OTR 4948 0 1625 ISHARES US MEDICAL DEVICES ETF INDEX CEF 464288810 11164 169537 SH SOLE 166658 0 2879 ISHARES US MEDICAL DEVICES ETF INDEX CEF 464288810 265 4026 SH OTR 0 0 4026 PROSHARES ULTRAPRO SHORT QQQ INDEX CEF 74347g861 906 152530 SH SOLE 152530 0 0 ProShares S&P MidCap 400 Div A INDEX CEF 000000000 1180 16011 SH SOLE 16011 0 0 REAL ESTATE SELECT SCTR SPDR E INDEX CEF 81369y860 333 6430 SH SOLE 6430 0 0 REAL ESTATE SELECT SCTR SPDR E INDEX CEF 81369y860 114 2200 SH OTR 0 0 2200 SCHWAB US LARGE CAP ETF INDEX CEF 808524201 3261 28648 SH SOLE 28648 0 0 SCHWAB US LARGE CAP ETF INDEX CEF 808524201 9 80 SH OTR 16 0 64 SELECT SECTOR HEALTH CARE SPD INDEX CEF 81369y209 27166 192814 SH SOLE 187769 0 5045 SELECT SECTOR HEALTH CARE SPD INDEX CEF 81369y209 705 5002 SH OTR 0 0 5002 SELECT SECTOR INDUSTRIAL SPDR INDEX CEF 81369y704 25592 241870 SH SOLE 236968 0 4902 SELECT SECTOR INDUSTRIAL SPDR INDEX CEF 81369y704 575 5430 SH OTR 0 0 5430 SELECT SECTOR UTI SELECT SPDR INDEX CEF 81369y886 1530 21371 SH SOLE 21371 0 0 SELECT STR FINANCIAL SELECT S INDEX CEF 81369y605 21345 546611 SH SOLE 534730 0 11881 SELECT STR FINANCIAL SELECT S INDEX CEF 81369y605 1248 31965 SH OTR 17060 0 14905 SPDR EURO STOXX 50 ETF INDEX CEF 78463x202 1213 26000 SH OTR 0 0 26000 SPDR FUND MATERIALS SELECT SEC INDEX CEF 81369y100 26645 294064 SH SOLE 288048 0 6016 SPDR FUND MATERIALS SELECT SEC INDEX CEF 81369y100 569 6277 SH OTR 0 0 6277 SPDR S&P 500 ETF INDEX CEF 78462f103 146597 308651 SH SOLE 305734 0 2917 SPDR S&P 500 ETF INDEX CEF 78462f103 11987 25237 SH OTR 12866 0 12371 SPDR S&P DIVIDEND ETF IV INDEX CEF 78464a763 4152 32158 SH SOLE 32158 0 0 SPDR S&P TRANSPORTATION ETF IV INDEX CEF 78464a532 1510 16000 SH SOLE 16000 0 0 SPDR S&P TRANSPORTATION ETF IV INDEX CEF 78464a532 50 535 SH OTR 0 0 535 SPDR SP HEALTH CARE EQUIPMENT INDEX CEF 78464a581 1409 12013 SH SOLE 12013 0 0 SPDR SP HEALTH CARE EQUIPMENT INDEX CEF 78464a581 35 300 SH OTR 0 0 300 TECHNOLOGY SELECT SECTOR SPDR INDEX CEF 81369y803 42017 241656 SH SOLE 237260 0 4396 TECHNOLOGY SELECT SECTOR SPDR INDEX CEF 81369y803 583 3353 SH OTR 0 0 3353 VANECK GOLD MINERS ETF INDEX CEF 92189f106 538 16804 SH SOLE 15787 0 1017 VANECK GOLD MINERS ETF INDEX CEF 92189f106 123 3850 SH OTR 25 0 3825 VANECK JUNIOR GOLD MINERS ETF INDEX CEF 92189f791 2114 50425 SH SOLE 50225 0 200 VANECK JUNIOR GOLD MINERS ETF INDEX CEF 92189f791 6 150 SH OTR 0 0 150 VANGUARD DIVIDEND APPRECIATION INDEX CEF 921908844 6113 35595 SH SOLE 35595 0 0 VANGUARD ENERGY ETF INDEX CEF 92204a306 2398 30898 SH SOLE 30898 0 0 VANGUARD ENERGY ETF INDEX CEF 92204a306 1234 15900 SH OTR 0 0 15900 VANGUARD FINANCIALS ETF IV INDEX CEF 92204a405 236 2439 SH OTR 0 0 2439 VANGUARD FTSE EUROPE ETF INDEX CEF 922042874 1414 20725 SH SOLE 20725 0 0 VANGUARD HIGH DIVIDEND YIELD E INDEX CEF 921946406 321 2860 SH SOLE 2860 0 0 VANGUARD INDEX FUNDS VANGUARD INDEX CEF 922908736 6548 20406 SH SOLE 20406 0 0 VANGUARD INFORMATION TECHNOLO INDEX CEF 92204a702 295 643 SH SOLE 643 0 0 VANGUARD INFORMATION TECHNOLO INDEX CEF 92204a702 44 95 SH OTR 0 0 95 VANGUARD MEGA CAP GROWTH ETF INDEX CEF 921910816 2108 8085 SH SOLE 8085 0 0 VANGUARD S&P 500 ETF INDEX CEF 922908363 53451 122435 SH SOLE 109120 0 13315 VANGUARD S&P 500 ETF INDEX CEF 922908363 8395 19229 SH OTR 17647 0 1582 VANGUARD TOTAL INTERNATIONAL S INDEX CEF 921909768 1490 23439 SH SOLE 23439 0 0 VANGUARD TOTAL INTERNATIONAL S INDEX CEF 921909768 20 315 SH OTR 0 0 315 VANGUARD TOTAL STOCK MARKET ET INDEX CEF 922908769 0 0 SH SOLE 0 0 0 VANGUARD TOTAL STOCK MARKET ET INDEX CEF 922908769 889 3681 SH OTR 0 0 3681 XTRCKR HRVST CSI 300 CHNA A SH INDEX CEF 233051879 844 21600 SH OTR 0 0 21600 INVESCO FINANCIAL PREFERRED ET ETF 46137v621 388 20605 SH SOLE 20605 0 0 INVESCO INTERNATIONAL CORPORAT ETF 46138e636 220 7930 SH SOLE 7930 0 0 INVESCO INTERNATIONAL CORPORAT ETF 46138e636 4 150 SH OTR 0 0 150 ISHARES CORE US AGGREGATE BOND ETF 464287226 4769 41807 SH OTR 0 0 41807 ISHARES S&P U S PFD FUND S&P U ETF 464288687 982 24900 SH SOLE 20822 0 4078 ISHARES S&P U S PFD FUND S&P U ETF 464288687 142 3591 SH OTR 0 0 3591 ISHARES TIPS BOND ETF ETF 464287176 18 140 SH SOLE 140 0 0 ISHARES TIPS BOND ETF ETF 464287176 1377 10656 SH OTR 0 0 10656 ISHARES TR IS 1-5 YR IN GR CR ETF 464288646 4176 77507 SH SOLE 75974 0 1533 ISHARES TR IS 1-5 YR IN GR CR ETF 464288646 4808 89234 SH OTR 0 0 89234 JP MORGAN ETF TRUST ULTRA SHRT ETF 46641Q837 4221 83610 SH SOLE 83610 0 0 PIMCO 0-5 YEAR HIGH YLD BND ID ETF 72201r783 1010 10187 SH SOLE 8485 0 1702 PIMCO 0-5 YEAR HIGH YLD BND ID ETF 72201r783 8 76 SH OTR 17 0 76 PIMCO ACTIVE BOND ETF ETF 72201r775 6882 62901 SH SOLE 59162 0 3739 PIMCO ACTIVE BOND ETF ETF 72201r775 266 2429 SH OTR 0 0 2429 PIMCO ENHNCD SHRT MATRTY ACTV ETF 72201r833 625 6155 SH SOLE 6155 0 0 PIMCO ENHNCD SHRT MATRTY ACTV ETF 72201r833 342 3369 SH OTR 19 0 3350 SPDR BLOOMBERG BARCLAYS HIGH Y ETF 78468r622 242 2225 SH SOLE 2225 0 0 SPDR BLOOMBERG BARCLAYS HIGH Y ETF 78468r622 11 101 SH OTR 0 0 101 SPDR BLOOMBERG INT GRD FLT RT ETF 78468r200 2313 75621 SH SOLE 75621 0 0 SPDR BLOOMBERG INT GRD FLT RT ETF 78468r200 105 3425 SH OTR 0 0 3425 SPDR DOUBLELINE TTL RTRN TTCL ETF 78467v848 4815 101720 SH SOLE 100768 0 952 SPDR DOUBLELINE TTL RTRN TTCL ETF 78467v848 186 3936 SH OTR 0 0 3936 SPDR INTRMDT TRM CRPRATE BND E ETF 78464a375 540 14930 SH SOLE 14930 0 0 SPDR SHORT TERM CORPORATE BND ETF 000000000 529 17071 SH SOLE 17071 0 0 VANGUARD INTERMEDIATE TERM COR ETF 92206c870 442 4761 SH SOLE 4761 0 0 VANGUARD SCOTTSDALE FUNDS VANG ETF 92206c409 1713 21079 SH SOLE 19048 0 2031 VANGUARD SHORT-TERM BOND ETF I ETF 921937827 211 2609 SH SOLE 2609 0 0 VANGUARD SHRT INF PROT SEC IND ETF 922020805 874 17000 SH SOLE 17000 0 0 VANGUARD TOTAL INTERNATIONAL B ETF 92203j407 1265 22942 SH SOLE 22866 0 76 VANGUARD TOTAL INTERNATIONAL B ETF 92203j407 54 980 SH OTR 0 0 980 FIRST TRUST MANAGED MUNICIPAL IDX MUNI FIX INC 33739n108 937 16444 SH SOLE 16444 0 0 PIMCO INTRMEDIATE MUNI BOND AC IDX MUNI FIX INC 72201r866 504 8966 SH SOLE 8966 0 0 APOLLO GLOBAL MGMT LP 03769m106 216 2986 SH SOLE 2986 0 0 APOLLO GLOBAL MGMT LP 03769m106 217 3000 SH OTR 0 0 3000 BLACKSTONE INC LP 09260d107 90 695 SH SOLE 695 0 0 BLACKSTONE INC LP 09260d107 337 2605 SH OTR 0 0 2605 CLEARBRIDGE ENRGY MDSTRA LP 18469p209 874 40000 SH SOLE 40000 0 0 Riverside Foxmoor Associates LP 000000000 0 85953 SH OTR 0 0 85953 BLACKOCK MUNIHOLDINGS IN NON-TAX CEF 09254p108 300 20194 SH SOLE 20194 0 0 BLACKROCK CALIFORNIA MUN NON-TAX CEF 09248e102 1132 77801 SH SOLE 77801 0 0 BLACKROCK MUNICIPAL INCO NON-TAX CEF 09248f109 4855 312421 SH SOLE 307949 0 4472 BLACKROCK MUNICIPAL INCO NON-TAX CEF 09248f109 271 17469 SH OTR 0 0 17469 BLACKROCK MUNICIPAL INCO NON-TAX CEF 09249n101 115 7613 SH SOLE 4120 0 3493 BLACKROCK MUNICIPAL INCO NON-TAX CEF 09249n101 61 4001 SH OTR 0 0 4001 BLACKROCK MUNIHLDG CALIF NON-TAX CEF 09254l107 333 21584 SH SOLE 21584 0 0 BLACKROCK MUNIYIELD CALI NON-TAX CEF 09254n103 13030 819517 SH SOLE 819517 0 0 BLACKROCK MUNIYIELD CALI NON-TAX CEF 09254n103 549 34559 SH OTR 0 0 34559 BLACKROCK MUNIYIELD CALI NON-TAX CEF 09254m105 7119 473045 SH SOLE 473045 0 0 BLACKROCK MUNIYIELD CALI NON-TAX CEF 09254m105 53 3514 SH OTR 0 0 3514 BLACKROCK MUNIYIELD CF NON-TAX CEF 09253w104 260 17705 SH SOLE 17705 0 0 BLACKROCK MUNIYIELD QUAL NON-TAX CEF 09254e103 241 16236 SH SOLE 16236 0 0 BLACKROCK MUNIYLD QUALIT NON-TAX CEF 09254f100 382 23652 SH SOLE 23652 0 0 BLACKROCK MUNIYLD QUALIT NON-TAX CEF 09254f100 76 4725 SH OTR 0 0 4725 BNY MELLON STRATEGIC MUN NON-TAX CEF 09662e109 252 30210 SH SOLE 30210 0 0 BNY MELLON STRATEGIC MUN NON-TAX CEF 05588w108 154 18206 SH SOLE 18206 0 0 DWS MUNICIPAL INCOME CF NON-TAX CEF 233368109 219 18538 SH SOLE 18538 0 0 INVESCO CALIFORNIA VALUE NON-TAX CEF 46132h106 1183 85077 SH SOLE 85077 0 0 INVESCO MUNI OPPORTUNITY TRUST NON-TAX CEF 46132c107 252 18240 SH SOLE 18240 0 0 INVESCO MUNICIPAL TRUST NON-TAX CEF 46131j103 160 11920 SH SOLE 11920 0 0 INVESCO VALUE MUNI INCM TRUST NON-TAX CEF 46132p108 236 13875 SH SOLE 13875 0 0 NUVEEN AMT FREE MNCPL CR NON-TAX CEF 67071l106 396 22088 SH SOLE 22088 0 0 NUVEEN AMT FREE QUALITY NON-TAX CEF 670657105 635 40689 SH SOLE 40689 0 0 NUVEEN AMT FREE QUALITY NON-TAX CEF 670657105 42 2688 SH OTR 0 0 2688 NUVEEN CLIFORNIA QULTY M NON-TAX CEF 67066y105 636 40695 SH SOLE 40695 0 0 NUVEEN DIVID ADVANTAGE MUN FD NON-TAX CEF 67070X101 342 20000 SH SOLE 20000 0 0 NUVEEN ENHANCED MUNICIPA NON-TAX CEF 67074m101 277 17680 SH SOLE 17680 0 0 NUVEEN MUNI HIGH INC OPP NON-TAX CEF 670682103 269 17795 SH SOLE 17795 0 0 NUVEEN QUALITY MUNICIPAL NON-TAX CEF 67066v101 583 36209 SH SOLE 36209 0 0 NUVEEN 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ETF 133131102 217 1217 SH OTR 0 0 1217 CROWN CASTLE INTL CO REIT ETF 22822v101 1002 4800 SH SOLE 4800 0 0 PROLOGIS INC. REIT ETF 74340w103 59 350 SH SOLE 350 0 0 PROLOGIS INC. REIT ETF 74340w103 354 2100 SH OTR 0 0 2100 RAYONIER INC. REIT ETF 754907103 404 10000 SH SOLE 10000 0 0 SIMON PPTY GROUP REIT ETF 828806109 881 5516 SH SOLE 5516 0 0 HYCROFT MNG HLDG 25 WTF WARRAN WT 44862p117 1 10000 SH SOLE 10000 0 0