0001408100-21-000039.txt : 20210125
0001408100-21-000039.hdr.sgml : 20210125
20210125163506
ACCESSION NUMBER: 0001408100-21-000039
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210121
FILED AS OF DATE: 20210125
DATE AS OF CHANGE: 20210125
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RICKS MARY
CENTRAL INDEX KEY: 0001161537
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33824
FILM NUMBER: 21550012
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kennedy-Wilson Holdings, Inc.
CENTRAL INDEX KEY: 0001408100
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500]
IRS NUMBER: 260508760
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 151 S EL CAMINO DR
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90212
BUSINESS PHONE: 310-887-6400
MAIL ADDRESS:
STREET 1: 151 S EL CAMINO DR
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90212
FORMER COMPANY:
FORMER CONFORMED NAME: Prospect Acquisition Corp
DATE OF NAME CHANGE: 20070727
4
1
wf-form4_161161049294857.xml
FORM 4
X0306
4
2021-01-21
0
0001408100
Kennedy-Wilson Holdings, Inc.
KW
0001161537
RICKS MARY
C/O 151 S. EL CAMINO DRIVE
BEVERLY HILLS
CA
90212
1
1
0
0
PRESIDENT
Common Stock
2021-01-21
4
A
0
93750
0
A
1866460
D
Common Stock
2021-01-21
4
A
0
145061
0
A
2011521
D
Common Stock
2021-01-24
4
F
0
38925
17.73
D
1972596
D
On January 21, 2021, 93,750 shares of time-based restricted stock awards were granted to the reporting person pursuant to the registrant's Second Amended and Restated 2009 Equity Participation Plan (the "equity plan"). These awards will vest in three equal annual installments beginning on the first anniversary of the grant date.
On January 21, 2021, the reporting person was also granted performance-based restricted stock awards ("performance-based restricted shares") pursuant to equity plan that will vest if the registrant satisfies certain return on equity and total shareholder return conditions. The maximum amount of performance-based restricted shares that may vest to the reporting person is 562,500 shares, but some or all of such shares may not vest if the above-described performance conditions are not satisfied by the registrant. The amount of performance-based restricted shares that vest will be reported by the reporting person after the applicable vesting date.
The reporting person was previously granted performance-based restricted shares pursuant to the equity plan that vest if the registrant satisfies certain performance hurdles. The performance hurdles were satisfied at levels which resulted in the vesting of a total of 285,385 shares, of which 140,324 shares were withheld by the registrant to satisfy tax withholding obligations.
Shares held by Registrant to satisfy applicable tax withholding requirements on vesting of time-based vesting restricted stock awards. No shares were sold by the reporting person.
/s/ Mary Ricks
2021-01-25