0001408100-21-000039.txt : 20210125 0001408100-21-000039.hdr.sgml : 20210125 20210125163506 ACCESSION NUMBER: 0001408100-21-000039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210121 FILED AS OF DATE: 20210125 DATE AS OF CHANGE: 20210125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICKS MARY CENTRAL INDEX KEY: 0001161537 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33824 FILM NUMBER: 21550012 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kennedy-Wilson Holdings, Inc. CENTRAL INDEX KEY: 0001408100 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 260508760 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 151 S EL CAMINO DR CITY: BEVERLY HILLS STATE: CA ZIP: 90212 BUSINESS PHONE: 310-887-6400 MAIL ADDRESS: STREET 1: 151 S EL CAMINO DR CITY: BEVERLY HILLS STATE: CA ZIP: 90212 FORMER COMPANY: FORMER CONFORMED NAME: Prospect Acquisition Corp DATE OF NAME CHANGE: 20070727 4 1 wf-form4_161161049294857.xml FORM 4 X0306 4 2021-01-21 0 0001408100 Kennedy-Wilson Holdings, Inc. KW 0001161537 RICKS MARY C/O 151 S. EL CAMINO DRIVE BEVERLY HILLS CA 90212 1 1 0 0 PRESIDENT Common Stock 2021-01-21 4 A 0 93750 0 A 1866460 D Common Stock 2021-01-21 4 A 0 145061 0 A 2011521 D Common Stock 2021-01-24 4 F 0 38925 17.73 D 1972596 D On January 21, 2021, 93,750 shares of time-based restricted stock awards were granted to the reporting person pursuant to the registrant's Second Amended and Restated 2009 Equity Participation Plan (the "equity plan"). These awards will vest in three equal annual installments beginning on the first anniversary of the grant date. On January 21, 2021, the reporting person was also granted performance-based restricted stock awards ("performance-based restricted shares") pursuant to equity plan that will vest if the registrant satisfies certain return on equity and total shareholder return conditions. The maximum amount of performance-based restricted shares that may vest to the reporting person is 562,500 shares, but some or all of such shares may not vest if the above-described performance conditions are not satisfied by the registrant. The amount of performance-based restricted shares that vest will be reported by the reporting person after the applicable vesting date. The reporting person was previously granted performance-based restricted shares pursuant to the equity plan that vest if the registrant satisfies certain performance hurdles. The performance hurdles were satisfied at levels which resulted in the vesting of a total of 285,385 shares, of which 140,324 shares were withheld by the registrant to satisfy tax withholding obligations. Shares held by Registrant to satisfy applicable tax withholding requirements on vesting of time-based vesting restricted stock awards. No shares were sold by the reporting person. /s/ Mary Ricks 2021-01-25