0001408100-20-000019.txt : 20200116
0001408100-20-000019.hdr.sgml : 20200116
20200116202700
ACCESSION NUMBER: 0001408100-20-000019
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200116
FILED AS OF DATE: 20200116
DATE AS OF CHANGE: 20200116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RICKS MARY
CENTRAL INDEX KEY: 0001161537
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33824
FILM NUMBER: 20532109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kennedy-Wilson Holdings, Inc.
CENTRAL INDEX KEY: 0001408100
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500]
IRS NUMBER: 260508760
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9701 WILSHIRE BLVD., SUITE 700
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90210
BUSINESS PHONE: 310-887-6400
MAIL ADDRESS:
STREET 1: 9701 WILSHIRE BLVD., SUITE 700
CITY: BEVERLY HILLS
STATE: CA
ZIP: 90210
FORMER COMPANY:
FORMER CONFORMED NAME: Prospect Acquisition Corp
DATE OF NAME CHANGE: 20070727
4
1
wf-form4_157922440279375.xml
FORM 4
X0306
4
2020-01-16
0
0001408100
Kennedy-Wilson Holdings, Inc.
KW
0001161537
RICKS MARY
C/O 151 S. EL CAMINO DRIVE
BEVERLY HILLS
CA
90212
1
1
0
0
PRESIDENT
Common Stock
2020-01-16
4
A
0
36900
0
A
1760919
D
Common Stock
2020-01-16
4
A
0
106241
0
A
1867160
D
On November 21, 2017 and April 26, 2018, the reporting person was granted performance-based restricted shares pursuant to the registrant's Second Amended and Restated 2009 Equity Participation Plan (the "equity plan") that vest equally over three years if the Registrant satisfies certain return on equity conditions. The return on equity performance criteria for 2019 were met, resulting in the vesting of a total of 73,000 shares, of which 36,100 shares were withheld by the registrant to satisfy tax withholding obligations.
On January 16, 2020, 106,241 shares of time-based restricted stock awards were granted to the reporting person pursuant to the registrant's Second Amended and Restated 2009 Equity Participation Plan. These awards will vest in three equal annual installments beginning on the first anniversary of the grant date.
On January 16, 2020, the reporting person was also granted performance-based restricted stock awards ("performance-based restricted shares") pursuant to the registrant's Second Amended and Restated 2009 Equity Participation plan that will vest if the registrant satisfies certain return on equity and total shareholder return conditions. The maximum amount of performance-based restricted shares that may vest to the reporting person is 411,686 shares, but some or all of such shares may not vest if the above-described performance conditions are not satisfied by the registrant. The amount of performance-based restricted shares that vest will be reported by the reporting person after the applicable vesting date.
/s/ Mary Ricks
2020-01-16