0001408100-20-000019.txt : 20200116 0001408100-20-000019.hdr.sgml : 20200116 20200116202700 ACCESSION NUMBER: 0001408100-20-000019 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200116 FILED AS OF DATE: 20200116 DATE AS OF CHANGE: 20200116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICKS MARY CENTRAL INDEX KEY: 0001161537 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33824 FILM NUMBER: 20532109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kennedy-Wilson Holdings, Inc. CENTRAL INDEX KEY: 0001408100 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 260508760 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9701 WILSHIRE BLVD., SUITE 700 CITY: BEVERLY HILLS STATE: CA ZIP: 90210 BUSINESS PHONE: 310-887-6400 MAIL ADDRESS: STREET 1: 9701 WILSHIRE BLVD., SUITE 700 CITY: BEVERLY HILLS STATE: CA ZIP: 90210 FORMER COMPANY: FORMER CONFORMED NAME: Prospect Acquisition Corp DATE OF NAME CHANGE: 20070727 4 1 wf-form4_157922440279375.xml FORM 4 X0306 4 2020-01-16 0 0001408100 Kennedy-Wilson Holdings, Inc. KW 0001161537 RICKS MARY C/O 151 S. EL CAMINO DRIVE BEVERLY HILLS CA 90212 1 1 0 0 PRESIDENT Common Stock 2020-01-16 4 A 0 36900 0 A 1760919 D Common Stock 2020-01-16 4 A 0 106241 0 A 1867160 D On November 21, 2017 and April 26, 2018, the reporting person was granted performance-based restricted shares pursuant to the registrant's Second Amended and Restated 2009 Equity Participation Plan (the "equity plan") that vest equally over three years if the Registrant satisfies certain return on equity conditions. The return on equity performance criteria for 2019 were met, resulting in the vesting of a total of 73,000 shares, of which 36,100 shares were withheld by the registrant to satisfy tax withholding obligations. On January 16, 2020, 106,241 shares of time-based restricted stock awards were granted to the reporting person pursuant to the registrant's Second Amended and Restated 2009 Equity Participation Plan. These awards will vest in three equal annual installments beginning on the first anniversary of the grant date. On January 16, 2020, the reporting person was also granted performance-based restricted stock awards ("performance-based restricted shares") pursuant to the registrant's Second Amended and Restated 2009 Equity Participation plan that will vest if the registrant satisfies certain return on equity and total shareholder return conditions. The maximum amount of performance-based restricted shares that may vest to the reporting person is 411,686 shares, but some or all of such shares may not vest if the above-described performance conditions are not satisfied by the registrant. The amount of performance-based restricted shares that vest will be reported by the reporting person after the applicable vesting date. /s/ Mary Ricks 2020-01-16