0001209191-14-040437.txt : 20140624 0001209191-14-040437.hdr.sgml : 20140624 20140610203439 ACCESSION NUMBER: 0001209191-14-040437 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140606 FILED AS OF DATE: 20140610 DATE AS OF CHANGE: 20140610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NanoString Technologies Inc CENTRAL INDEX KEY: 0001401708 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 200094687 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH STREET 2: SUITE 2000 CITY: SEATTLE STATE: WA ZIP: 98109 BUSINESS PHONE: 206-378-6266 MAIL ADDRESS: STREET 1: 530 FAIRVIEW AVENUE NORTH STREET 2: SUITE 2000 CITY: SEATTLE STATE: WA ZIP: 98109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OVP VII ENTREPRENEURS FUND LP CENTRAL INDEX KEY: 0001386265 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35980 FILM NUMBER: 14903382 BUSINESS ADDRESS: STREET 1: 1010 MARKET ST CITY: KIRKLAND STATE: WA ZIP: 98033 MAIL ADDRESS: STREET 1: 1010 MARKET ST CITY: KIRKLAND STATE: WA ZIP: 98033 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OVP VI ENTREPRENEURS FUND LP CENTRAL INDEX KEY: 0001174267 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35980 FILM NUMBER: 14903383 BUSINESS ADDRESS: STREET 1: 1010 MARKET STREET CITY: KIRKLAND STATE: WA ZIP: 98033 BUSINESS PHONE: (425) 889-9192 MAIL ADDRESS: STREET 1: 1010 MARKET STREET CITY: KIRKLAND STATE: WA ZIP: 98033 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OVP VENTURE PARTNERS VII LP CENTRAL INDEX KEY: 0001368004 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35980 FILM NUMBER: 14903384 BUSINESS ADDRESS: STREET 1: 1010 MARKET STREET CITY: KIRKLAND STATE: WA ZIP: 98033 BUSINESS PHONE: 4258899192 MAIL ADDRESS: STREET 1: 1010 MARKET STREET CITY: KIRKLAND STATE: WA ZIP: 98033 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OVP VENTURE PARTNERS VI LP CENTRAL INDEX KEY: 0001160835 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35980 FILM NUMBER: 14903385 BUSINESS ADDRESS: STREET 1: 1010 MARKET STREET CITY: KIRKLAND STATE: WA ZIP: 98033 BUSINESS PHONE: (425) 889-9192 MAIL ADDRESS: STREET 1: 1010 MARKET STREET CITY: KIRKLAND STATE: WA ZIP: 98033 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-06-06 0 0001401708 NanoString Technologies Inc NSTG 0001160835 OVP VENTURE PARTNERS VI LP C/O OVP VENTURE PARTNERS 1616 EASTLAKE AVE. E., SUITE 208 SEATTLE WA 98102 0 0 1 0 0001368004 OVP VENTURE PARTNERS VII LP C/O OVP VENTURE PARTNERS 1616 EASTLAKE AVE. E., SUITE 208 SEATTLE WA 98102 0 0 1 0 0001174267 OVP VI ENTREPRENEURS FUND LP C/O OVP VENTURE PARTNERS 1616 EASTLAKE AVE. E., SUITE 208 SEATTLE WA 98102 0 0 1 0 0001386265 OVP VII ENTREPRENEURS FUND LP C/O OVP VENTURE PARTNERS 1616 EASTLAKE AVE. E., SUITE 208 SEATTLE WA 98102 0 0 1 0 Common Stock 2014-06-06 4 S 0 35223 15.5276 D 2059644 D Common Stock 2014-06-06 4 S 0 3333 16.0136 D 2056311 D Common Stock 2014-06-06 4 S 0 19059 15.5276 D 2037252 I See footnotes Common Stock 2014-06-06 4 S 0 1803 16.0136 D 2035449 I See footnotes Common Stock 2014-06-06 4 S 0 482 15.5276 D 2034967 I See footnotes Common Stock 2014-06-06 4 S 0 46 16.0136 D 2034921 I See footnotes Common Stock 2014-06-06 4 S 0 49 15.5276 D 2034872 I See footnotes Common Stock 2014-06-06 4 S 0 5 16.0136 D 2034867 I See footnotes Common Stock 2014-06-09 4 S 0 32130 15.5555 D 2002737 D Common Stock 2014-06-09 4 S 0 17385 15.5555 D 1985352 I See footnotes Common Stock 2014-06-09 4 S 0 440 15.5555 D 1984912 I See footnotes Common Stock 2014-06-09 4 S 0 45 15.5555 D 1984867 I See footnotes Common Stock 2014-06-10 4 S 0 32130 15.3103 D 1952737 D Common Stock 2014-06-10 4 S 0 17385 15.3103 D 1935352 I See footnotes Common Stock 2014-06-10 4 S 0 440 15.3103 D 1934912 I See footnotes Common Stock 2014-06-10 4 S 0 45 15.3103 D 1934867 I See footnotes The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $15.20 to $15.95, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. 1,377,327 of these shares are owned by OVP Venture Partners VI, L.P., 19,408 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 660,936 of these shares are owned by OVP Venture Partners VII, L.P., and 1,973 of these shares are owned by OVP VII Entrepreneurs Fund, L.P. OVMC VI, LLC serves as the general partner of OVP Venture Partners VI, L.P. and OVP VI Entrepreneurs Fund, L.P. Charles P. Waite, Jr. is a managing member of OVMC VI, LLC and shares voting and investment power over the shares held by OVP Venture Partners VI, L.P. and OVP VI Entrepreneurs Fund, L.P. Charles P. Waite, Jr. is also a managing member of OVMC VII, LLC, the general partner of OVP Venture Partners VII, L.P. and OVP VII Entrepreneurs Fund, L.P., and shares voting and investment power over the shares held by OVP Venture Partners VII, L.P. and OVP VII Entrepreneurs Fund, L.P. Mr. Waite, the other managing members of OVMC VI, LLC and OVMC VII, LLC, and each of the aforementioned entities disclaim beneficial ownership of the reported securities except to the extent of any pecuniary interest therein. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.41, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. 1,373,994 of these shares are owned by OVP Venture Partners VI, L.P., 19,408 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 660,936 of these shares are owned by OVP Venture Partners VII, L.P., and 1,973 of these shares are owned by OVP VII Entrepreneurs Fund, L.P. 1,373,994 of these shares are owned by OVP Venture Partners VI, L.P., 19,408 of these shares are held by OVP VI Entrepreneurs Fund, L.P., 641,877 of these shares are owned by OVP Venture Partners VII, L.P., and 1,973 of these shares are owned by OVP VII Entrepreneurs Fund, L.P. 1,373,994 of these shares are owned by OVP Venture Partners VI, L.P., 19,408 of these shares are held by OVP VI Entrepreneurs Fund, L.P., 640,074 of these shares are owned by OVP Venture Partners VII, L.P., and 1,973 of these shares are owned by OVP VII Entrepreneurs Fund, L.P. 1,373,994 of these shares are owned by OVP Venture Partners VI, L.P., 18,926 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 640,074 of these shares are owned by OVP Venture Partners VII, L.P., and 1,973 of these shares are owned by OVP VII Entrepreneurs Fund, L.P. 1,373,994 of these shares are owned by OVP Venture Partners VI, L.P., 18,880 of these shares are held by OVP VI Entrepreneurs Fund, L.P., 640,074 of these shares are owned by OVP Venture Partners VII, L.P., and 1,973 of these shares are owned by OVP VII Entrepreneurs Fund, L.P. 1,373,994 of these shares are owned by OVP Venture Partners VI, L.P., 18,880 of these shares are held by OVP VI Entrepreneurs Fund, L.P., 640,074 of these shares are owned by OVP Venture Partners VII, L.P., and 1,924 of these shares are owned by OVP VII Entrepreneurs Fund, L.P. 1,373,994 of these shares are owned by OVP Venture Partners VI, L.P., 18,880 of these shares are held by OVP VI Entrepreneurs Fund, L.P., 640,074 of these shares are owned by OVP Venture Partners VII, L.P., and 1,919 of these shares are owned by OVP VII Entrepreneurs Fund, L.P. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $15.335 to $15.74, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. 1,341,864 of these shares are owned by OVP Venture Partners VI, L.P., 18,880 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 640,074 of these shares are owned by OVP Venture Partners VII, L.P., and 1,919 of these shares are owned by OVP VII Entrepreneurs Fund, L.P. 1,341,864 of these shares are owned by OVP Venture Partners VI, L.P., 18,880 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 622,689 of these shares are owned by OVP Venture Partners VII, L.P., and 1,919 of these shares are owned by OVP VII Entrepreneurs Fund, L.P. 1,341,864 of these shares are owned by OVP Venture Partners VI, L.P., 18,440 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 622,689 of these shares are owned by OVP Venture Partners VII, L.P., and 1,919 of these shares are owned by OVP VII Entrepreneurs Fund, L.P. 1,341,864 of these shares are owned by OVP Venture Partners VI, L.P., 18,440 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 622,689 of these shares are owned by OVP Venture Partners VII, L.P., and 1,874 of these shares are owned by OVP VII Entrepreneurs Fund, L.P. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $15.20 to $15.7350, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. 1,309,734 of these shares are owned by OVP Venture Partners VI, L.P., 18,440 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 622,689 of these shares are owned by OVP Venture Partners VII, L.P., and 1,874 of these shares are owned by OVP VII Entrepreneurs Fund, L.P. 1,309,734 of these shares are owned by OVP Venture Partners VI, L.P., 18,440 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 605,304 of these shares are owned by OVP Venture Partners VII, L.P., and 1,874 of these shares are owned by OVP VII Entrepreneurs Fund, L.P. 1,309,734 of these shares are owned by OVP Venture Partners VI, L.P., 18,000 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 605,304 of these shares are owned by OVP Venture Partners VII, L.P., and 1,874 of these shares are owned by OVP VII Entrepreneurs Fund, L.P. 1,309,734 of these shares are owned by OVP Venture Partners VI, L.P., 18,000 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 605,304 of these shares are owned by OVP Venture Partners VII, L.P., and 1,829 of these shares are owned by OVP VII Entrepreneurs Fund, L.P. /s/ Barbara A. Mery, Attorney-in-fact 2014-06-10 Barbara A. Mery, Attorney-in-fact 2014-06-10 Barbara A. Mery, Attorney-in-fact 2014-06-10 Barbara A. Mery, Attorney-in-fact 2014-06-10