0001209191-14-040437.txt : 20140624
0001209191-14-040437.hdr.sgml : 20140624
20140610203439
ACCESSION NUMBER: 0001209191-14-040437
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140606
FILED AS OF DATE: 20140610
DATE AS OF CHANGE: 20140610
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NanoString Technologies Inc
CENTRAL INDEX KEY: 0001401708
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 200094687
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 530 FAIRVIEW AVENUE NORTH
STREET 2: SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98109
BUSINESS PHONE: 206-378-6266
MAIL ADDRESS:
STREET 1: 530 FAIRVIEW AVENUE NORTH
STREET 2: SUITE 2000
CITY: SEATTLE
STATE: WA
ZIP: 98109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OVP VII ENTREPRENEURS FUND LP
CENTRAL INDEX KEY: 0001386265
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35980
FILM NUMBER: 14903382
BUSINESS ADDRESS:
STREET 1: 1010 MARKET ST
CITY: KIRKLAND
STATE: WA
ZIP: 98033
MAIL ADDRESS:
STREET 1: 1010 MARKET ST
CITY: KIRKLAND
STATE: WA
ZIP: 98033
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OVP VI ENTREPRENEURS FUND LP
CENTRAL INDEX KEY: 0001174267
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35980
FILM NUMBER: 14903383
BUSINESS ADDRESS:
STREET 1: 1010 MARKET STREET
CITY: KIRKLAND
STATE: WA
ZIP: 98033
BUSINESS PHONE: (425) 889-9192
MAIL ADDRESS:
STREET 1: 1010 MARKET STREET
CITY: KIRKLAND
STATE: WA
ZIP: 98033
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OVP VENTURE PARTNERS VII LP
CENTRAL INDEX KEY: 0001368004
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35980
FILM NUMBER: 14903384
BUSINESS ADDRESS:
STREET 1: 1010 MARKET STREET
CITY: KIRKLAND
STATE: WA
ZIP: 98033
BUSINESS PHONE: 4258899192
MAIL ADDRESS:
STREET 1: 1010 MARKET STREET
CITY: KIRKLAND
STATE: WA
ZIP: 98033
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OVP VENTURE PARTNERS VI LP
CENTRAL INDEX KEY: 0001160835
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35980
FILM NUMBER: 14903385
BUSINESS ADDRESS:
STREET 1: 1010 MARKET STREET
CITY: KIRKLAND
STATE: WA
ZIP: 98033
BUSINESS PHONE: (425) 889-9192
MAIL ADDRESS:
STREET 1: 1010 MARKET STREET
CITY: KIRKLAND
STATE: WA
ZIP: 98033
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-06-06
0
0001401708
NanoString Technologies Inc
NSTG
0001160835
OVP VENTURE PARTNERS VI LP
C/O OVP VENTURE PARTNERS
1616 EASTLAKE AVE. E., SUITE 208
SEATTLE
WA
98102
0
0
1
0
0001368004
OVP VENTURE PARTNERS VII LP
C/O OVP VENTURE PARTNERS
1616 EASTLAKE AVE. E., SUITE 208
SEATTLE
WA
98102
0
0
1
0
0001174267
OVP VI ENTREPRENEURS FUND LP
C/O OVP VENTURE PARTNERS
1616 EASTLAKE AVE. E., SUITE 208
SEATTLE
WA
98102
0
0
1
0
0001386265
OVP VII ENTREPRENEURS FUND LP
C/O OVP VENTURE PARTNERS
1616 EASTLAKE AVE. E., SUITE 208
SEATTLE
WA
98102
0
0
1
0
Common Stock
2014-06-06
4
S
0
35223
15.5276
D
2059644
D
Common Stock
2014-06-06
4
S
0
3333
16.0136
D
2056311
D
Common Stock
2014-06-06
4
S
0
19059
15.5276
D
2037252
I
See footnotes
Common Stock
2014-06-06
4
S
0
1803
16.0136
D
2035449
I
See footnotes
Common Stock
2014-06-06
4
S
0
482
15.5276
D
2034967
I
See footnotes
Common Stock
2014-06-06
4
S
0
46
16.0136
D
2034921
I
See footnotes
Common Stock
2014-06-06
4
S
0
49
15.5276
D
2034872
I
See footnotes
Common Stock
2014-06-06
4
S
0
5
16.0136
D
2034867
I
See footnotes
Common Stock
2014-06-09
4
S
0
32130
15.5555
D
2002737
D
Common Stock
2014-06-09
4
S
0
17385
15.5555
D
1985352
I
See footnotes
Common Stock
2014-06-09
4
S
0
440
15.5555
D
1984912
I
See footnotes
Common Stock
2014-06-09
4
S
0
45
15.5555
D
1984867
I
See footnotes
Common Stock
2014-06-10
4
S
0
32130
15.3103
D
1952737
D
Common Stock
2014-06-10
4
S
0
17385
15.3103
D
1935352
I
See footnotes
Common Stock
2014-06-10
4
S
0
440
15.3103
D
1934912
I
See footnotes
Common Stock
2014-06-10
4
S
0
45
15.3103
D
1934867
I
See footnotes
The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $15.20 to $15.95, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
1,377,327 of these shares are owned by OVP Venture Partners VI, L.P., 19,408 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 660,936 of these shares are owned by OVP Venture Partners VII, L.P., and 1,973 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
OVMC VI, LLC serves as the general partner of OVP Venture Partners VI, L.P. and OVP VI Entrepreneurs Fund, L.P. Charles P. Waite, Jr. is a managing member of OVMC VI, LLC and shares voting and investment power over the shares held by OVP Venture Partners VI, L.P. and OVP VI Entrepreneurs Fund, L.P. Charles P. Waite, Jr. is also a managing member of OVMC VII, LLC, the general partner of OVP Venture Partners VII, L.P. and OVP VII Entrepreneurs Fund, L.P., and shares voting and investment power over the shares held by OVP Venture Partners VII, L.P. and OVP VII Entrepreneurs Fund, L.P. Mr. Waite, the other managing members of OVMC VI, LLC and OVMC VII, LLC, and each of the aforementioned entities disclaim beneficial ownership of the reported securities except to the extent of any pecuniary interest therein.
The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.41, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
1,373,994 of these shares are owned by OVP Venture Partners VI, L.P., 19,408 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 660,936 of these shares are owned by OVP Venture Partners VII, L.P., and 1,973 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
1,373,994 of these shares are owned by OVP Venture Partners VI, L.P., 19,408 of these shares are held by OVP VI Entrepreneurs Fund, L.P., 641,877 of these shares are owned by OVP Venture Partners VII, L.P., and 1,973 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
1,373,994 of these shares are owned by OVP Venture Partners VI, L.P., 19,408 of these shares are held by OVP VI Entrepreneurs Fund, L.P., 640,074 of these shares are owned by OVP Venture Partners VII, L.P., and 1,973 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
1,373,994 of these shares are owned by OVP Venture Partners VI, L.P., 18,926 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 640,074 of these shares are owned by OVP Venture Partners VII, L.P., and 1,973 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
1,373,994 of these shares are owned by OVP Venture Partners VI, L.P., 18,880 of these shares are held by OVP VI Entrepreneurs Fund, L.P., 640,074 of these shares are owned by OVP Venture Partners VII, L.P., and 1,973 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
1,373,994 of these shares are owned by OVP Venture Partners VI, L.P., 18,880 of these shares are held by OVP VI Entrepreneurs Fund, L.P., 640,074 of these shares are owned by OVP Venture Partners VII, L.P., and 1,924 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
1,373,994 of these shares are owned by OVP Venture Partners VI, L.P., 18,880 of these shares are held by OVP VI Entrepreneurs Fund, L.P., 640,074 of these shares are owned by OVP Venture Partners VII, L.P., and 1,919 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $15.335 to $15.74, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
1,341,864 of these shares are owned by OVP Venture Partners VI, L.P., 18,880 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 640,074 of these shares are owned by OVP Venture Partners VII, L.P., and 1,919 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
1,341,864 of these shares are owned by OVP Venture Partners VI, L.P., 18,880 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 622,689 of these shares are owned by OVP Venture Partners VII, L.P., and 1,919 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
1,341,864 of these shares are owned by OVP Venture Partners VI, L.P., 18,440 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 622,689 of these shares are owned by OVP Venture Partners VII, L.P., and 1,919 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
1,341,864 of these shares are owned by OVP Venture Partners VI, L.P., 18,440 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 622,689 of these shares are owned by OVP Venture Partners VII, L.P., and 1,874 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $15.20 to $15.7350, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
1,309,734 of these shares are owned by OVP Venture Partners VI, L.P., 18,440 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 622,689 of these shares are owned by OVP Venture Partners VII, L.P., and 1,874 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
1,309,734 of these shares are owned by OVP Venture Partners VI, L.P., 18,440 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 605,304 of these shares are owned by OVP Venture Partners VII, L.P., and 1,874 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
1,309,734 of these shares are owned by OVP Venture Partners VI, L.P., 18,000 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 605,304 of these shares are owned by OVP Venture Partners VII, L.P., and 1,874 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
1,309,734 of these shares are owned by OVP Venture Partners VI, L.P., 18,000 of these shares are owned by OVP VI Entrepreneurs Fund, L.P., 605,304 of these shares are owned by OVP Venture Partners VII, L.P., and 1,829 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
/s/ Barbara A. Mery, Attorney-in-fact
2014-06-10
Barbara A. Mery, Attorney-in-fact
2014-06-10
Barbara A. Mery, Attorney-in-fact
2014-06-10
Barbara A. Mery, Attorney-in-fact
2014-06-10