0001104659-20-067171.txt : 20200528
0001104659-20-067171.hdr.sgml : 20200528
20200528174640
ACCESSION NUMBER: 0001104659-20-067171
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200526
FILED AS OF DATE: 20200528
DATE AS OF CHANGE: 20200528
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROTH GORDON J
CENTRAL INDEX KEY: 0001160634
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39282
FILM NUMBER: 20922618
MAIL ADDRESS:
STREET 1: 26 CORPORATE PLAZA
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Roth CH Acquisition I Co
CENTRAL INDEX KEY: 0001796303
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 888 SAN CLEMENTE DRIVE, SUITE 400
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
BUSINESS PHONE: 949-887-0331
MAIL ADDRESS:
STREET 1: 888 SAN CLEMENTE DRIVE, SUITE 400
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
4
1
tm2021247d10_form4.xml
FORM 4
X0306
4
2020-05-26
0
0001796303
Roth CH Acquisition I Co
ROCHU
0001160634
ROTH GORDON J
C/O ROTH CH ACQUISITION I CO.
888 SAN CLEMENTE DRIVE, SUITE 400
NEWPORT BEACH
CA
92660
0
1
0
0
Chief Financial Officer
Common Stock
2020-05-26
4
P
0
115
10
A
84908
D
Common Stock
2020-05-26
4
J
0
9375
0
D
75533
D
Common Stock
2020-05-26
4
P
0
794
10
A
474307
I
See footnote
Common Stock
2020-05-26
4
J
0
45409
0
D
428898
I
See footnote
Warrants to purchase Common Stock
11.5
2020-05-26
4
P
0
86
A
Common Stock
86
6937
D
Warrants to purchase Common Stock
11.5
2020-05-26
4
P
0
595
A
Common Stock
595
47695
I
See footnote
The reporting person acquired units, consisting of shares and warrants.
In connection with the partial exercise of the underwriters' over-allotment option, a portion of the holders founders shares was forfeited back to the issuer.
Shares owned by Roth Capital Partners, LLC, over which Gordon Roth shares voting and dispositive power.
The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.
The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
Warrants owned by Roth Capital Partners, LLC, over which Gordon Roth shares voting and dispositive power.
/s/ Gordon Roth
2020-05-28