-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HFrH4Th+KKlUQ9AiudVTfjc0DeuVNfQdcUaM9jII5bIgX9MJ+hafucSjCIDpuA09 9S5nPwxhFSCybiYjOukbag== 0001160497-02-000014.txt : 20020814 0001160497-02-000014.hdr.sgml : 20020814 20020814170046 ACCESSION NUMBER: 0001160497-02-000014 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20020814 ITEM INFORMATION: Other events FILED AS OF DATE: 20020814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INGERSOLL RAND CO LTD CENTRAL INDEX KEY: 0001160497 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-16831 FILM NUMBER: 02736985 BUSINESS ADDRESS: STREET 1: 200 CHESTNUT RIDGE RD CITY: WOODCLIFF LAKE STATE: NJ ZIP: 07677 BUSINESS PHONE: 2015730123 MAIL ADDRESS: STREET 1: 200 CHESTNUT RIDGE RD CITY: WOODCLIFF LAKE STATE: NJ ZIP: 07677 8-K 1 aug-8k.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 14,2002 INGERSOLL-RAND COMPANY LIMITED (Exact name of registrant as specified in its charter) Bermuda 1-985 N/A (State of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) Clarendon House 2 Church Street Hamilton HM 11, Bermuda (Address of principal executive offices) Registrant's telephone number, including area code: (441)295-2838 INGERSOLL-RAND COMPANY LIMITED Item 5. OTHER EVENTS On August 14, 2002, Herbert L. Henkel, the Company's Principal Executive Officer, and Timothy R. McLevish, the Company's Principal Financial Officer, voluntarily executed sworn statements, each in the form of Exhibit A to the Securities and Exchange Act Commission Order No. 4-460 dated June 27, 2002. A copy of each of these statements is attached hereto as an Exhibit (99.1 and 99.2). Exhibit No. Description 99.1 Statement Under Oath of Principal Executive Officer dated August 14, 2002 99.2 Statement Under Oath of Principal Financial Officer dated August 14, 2002 INGERSOLL-RAND COMPANY LIMITED SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. INGERSOLL-RAND COMPANY LIMITED (Registrant) Date: August 14, 2002 /s/ T.R. McLevish T.R. McLevish, Senior Vice President & Chief Financial Officer Principal Financial Officer EX-99 3 exh99-1.txt EXHIBIT 99.1 Statement Under Oath of Principal Executive Officer and Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings I, Herbert L. Henkel, state and attest that: 1. To the best of my knowledge, based upon review of the covered reports of Ingersoll-Rand Company Limited, and, except as corrected or supplemented in a subsequent covered report: O No covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and O No covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). 2. I have reviewed the contents of this statement with the Company's audit committee. 3. In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": O Annual Report on Form 10-K for the year ended December 31, 2001 of Ingersoll-Rand Company Limited; O All reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Ingersoll-Rand Company Limited filed with the Commission subsequent to the filing of the Form 10-K identified above; and O Any amendments to any of the foregoing. /s/ Herbert L. Henkel Subscribed and sworn Herbert L. Henkel to before me this 14th day of August 2002. August 14, 2002 /s/ Meryl J. Miller Notary Public My commission Expires: EX-99 4 exh99-2.txt EXHIBIT 99.2 Statement Under Oath of Principal Executive Officer and Principal Financial Officer Regarding Facts and Circumstances Relating to Exchange Act Filings I, Timothy R. McLevish, state and attest that: 1. To the best of my knowledge, based upon review of the covered reports of Ingersoll-Rand Company Limited, and, except as corrected or supplemented in a subsequent covered report: O No covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and O No covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed). 2. I have reviewed the contents of this statement with the Company's audit committee. 3. In this statement under oath, each of the following, if filed on or before the date of this statement, is a "covered report": O Annual Report on Form 10-K for the year ended December 31, 2001 of Ingersoll-Rand Company Limited; O All reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Ingersoll-Rand Company Limited filed with the Commission subsequent to the filing of the Form 10-K identified above; and O Any amendments to any of the foregoing. /s/ Timothy R. McLevish Subscribed and sworn Timothy R. McLevish to before me this 14th day of August 2002. August 14, 2002 /s/ Meryl J. Miller Notary Public My commission Expires: -----END PRIVACY-ENHANCED MESSAGE-----