UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM
(Amendment No. 1)
CURRENT REPORT
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Explanatory Note
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
At the Annual Meeting, Savara’s stockholders approved the adoption of the Savara Inc. 2024 Omnibus Incentive Plan (the “2024 Plan”). The Board of Directors of Savara had previously approved the 2024 Plan, subject to stockholder approval at the Annual Meeting.
The principal features of the 2024 Plan are described in detail under “Proposal 2—Approval of the Savara Inc. 2024 Omnibus Incentive Plan” of the Savara Definitive Proxy Statement on Schedule 14A, which was filed with the SEC on April 26, 2024, and such description is incorporated herein by reference. The foregoing description of the 2024 Plan is qualified in its entirety by reference to the full text of the 2024 Plan, which is attached as Exhibit 10.1 hereto and incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
| Exhibit No. | Description | |||
| 3.1 | Savara Inc. Certificate of Amendment to Amended and Restated Certificate of Incorporation (Incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed on June 7, 2024) | |||
| 10.1 | # | Savara Inc. 2024 Omnibus Incentive Plan | ||
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). | |||
| # | Indicates management contract or compensatory plan | |||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: June 10, 2024 |
SAVARA INC. a Delaware corporation | |||||
| By: | /s/ Dave Lowrance | |||||
| Dave Lowrance | ||||||
| Chief Financial & Administrative Officer | ||||||