0001654954-16-002274.txt : 20160919 0001654954-16-002274.hdr.sgml : 20160919 20160919170601 ACCESSION NUMBER: 0001654954-16-002274 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160919 FILED AS OF DATE: 20160919 DATE AS OF CHANGE: 20160919 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lloyds Banking Group plc CENTRAL INDEX KEY: 0001160106 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15246 FILM NUMBER: 161892347 BUSINESS ADDRESS: STREET 1: 25 GRESHAM STREET CITY: LONDON STATE: X0 ZIP: EC2V 7HN BUSINESS PHONE: 44 0 20 7626 1500 MAIL ADDRESS: STREET 1: 25 GRESHAM STREET CITY: LONDON STATE: X0 ZIP: EC2V 7HN FORMER COMPANY: FORMER CONFORMED NAME: LLOYDS TSB GROUP PLC DATE OF NAME CHANGE: 20010926 6-K 1 a2405k.htm DIRECTOR/PDMR SHAREHOLDING Blueprint
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.20549
 
 
FORM 6-K
 
 
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
 
 
(19 September 2016)
 

LLOYDS BANKING GROUP plc

(Translation of registrant's name into English)
 
5th Floor
25 Gresham Street
London
EC2V 7HN
United Kingdom
 
 
(Address of principal executive offices)
 
 
 
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
 
Form 20-F..X..     Form 40-F.....
 
 
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
 
Yes ......      No ..X..
 
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule
12g3-2(b): 82- ________
 
 
Index to Exhibits
 
 
Item
 
 No. 1 Regulatory News Service Announcement, dated 19 September 2016
        re: Director/PDMR Shareholding
 
 
 
19 September 2016
 
 
LLOYDS BANKING GROUP PLC ('GROUP') - NOTIFICATION OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES ('PDMRs') AND PERSONS CLOSELY ASSOCIATED WITH THEM IN ORDINARY SHARES OF THE GROUP OF 10 PENCE EACH ('SHARES')
This announcement should be read in conjunction with the Summary Remuneration Announcement published on 25 February 2016 and disclosures in the 2015 Annual Report and Accounts published on 8 March 2016. The 2015 Annual Report and Accounts is available on the 'Annual Reports' page in the 'Investors & Performance' section of the Group's website www.lloydsbankinggroup.com.
 
Deferred Bonus Awards for 2012, 2013, 2014 and 2015 Performance
As announced on 25 February 2016, Deferred Bonus Awards are due to be released in 2016 which relate to performance in 2012, 2013, 2014 and 2015. In accordance with the Group's deferral policy, a proportion of the Shares are released over a period as set out at time of award, being received in tranches in March and September.
 
In this respect, the Group announces that on 16 September 2016, after the settlement of income tax and national insurance contributions, the PDMRs listed in the table below received the number of Shares (for no payment) as set out by their name. The release on 16 September 2016 of tranches of the 2012 and 2013 Deferred Bonus Awards incorporates performance adjustments following the Group's settlement with the FCA with regard to aspects of its Payment Protection Insurance (PPI) complaint handling process during the period March 2012 to May 2013 as announced on 5 June 2015.
 
Name
2012
2013
2014
2015
Juan Colombás
44,355
277,981
-
-
George Culmer
-
295,534
-
-
Andrew Bester
67,741
53,305
33,153
50,506
Karin Cook
-
17,357
14,918
35,654
Antonio Lorenzo
37,634
47,034
28,664
87,242
Vim Maru
-
23,927
28,512
52,978
Zak Mian
-
-
7,209
48,295
David Oldfield
21,690
19,854
18,363
46,239
Matt Young
47,490
43,470
23,921
65,094
 
António Horta-Osório's annual bonus awards for 2012, 2013 and 2014 performance are subject to additional conditions including deferral for five years and accordingly will not be released in 2016. Juan Colombás and George Culmer's annual bonus awards for 2014 are subject to deferral until at least March 2017 and the annual bonus awards for 2015 performance for António Horta-Osório, Juan Colombás and George Culmer are subject to deferral until at least March 2018 and accordingly will not be released in 2016.
 
Group Chief Executive Acquisition of Shares
As described in the Summary Remuneration Announcement, the Group Chief Executive's 4 per cent additional increase in base salary is delivered monthly in Shares and the Shares will be held until the Government has sold its shareholding in the Group.
 
In this respect, the Group announces that, after the settlement of income tax liabilities and National Insurance contributions, 3,330 Shares were acquired on 16 September 2016 on behalf of António Horta-Osório in respect of his September 2016 salary. The acquisition price was 56.73 pence per Share.
 
 
Fixed Share Awards
This announcement details the number of Shares acquired by PDMRs in respect of the third quarter of 2016 under the Group's Fixed Share Award, as described in the Summary Remuneration Announcement. In this respect, the Group announces that, after the settlement of income tax liabilities and National Insurance contributions, Shares were acquired on 16 September 2016 on behalf of the PDMRs as listed in the table below. The acquisition price was 56.73 pence per Share.
 
The Shares will be held on behalf of the PDMRs and will be released over five years, with 20 per cent being released each year on the anniversary of the award.
 
Name
Shares
António Horta-Osório
210,206
Juan Colombás
116,080
George Culmer
117,715
Andrew Bester
114,445
Karin Cook
94,826
Simon Davies
114,445
Antonio Lorenzo
116,734
Vim Maru
94,826
Zak Mian
17,517
David Oldfield
106,270
Matt Young
81,746
 
Share Disposals
The Group announces the disposal of Shares by PDMRs as set out below:
Name of PDMR
 
 
Number of Shares Sold
 
 
 
Price Per Share
 
 
 
Transaction date
 
Andrew Bester
 
 
360,933
 
 
 
56.30 pence
 
 
 
16 September 2016
 
 
 
 
239,067
 
 
 
56.642 pence
 
 
 
16 September 2016
 
David Oldfield
 
 
106,146
 
 
 
56.65 pence
 
 
 
16 September 2016
 
 
Transfer of shares
The Group announces that Karin Cook, a PDMR, transferred 56,754, Shares to her husband, Timothy Cook, a person closely associated with her, on 16 September 2016, who acquired the Shares for nil consideration.
 
Sharesave
The Group announces that in order to participate, along with other PDMRs, in the current 2016 Sharesave offer, Juan Colombás and Zak Mian, both PDMRs, have each cancelled, on 15 September 2016 and 17 September 2016 respectively, their savings contracts from an earlier Sharesave. Accordingly their options over 29,990 Shares granted under the Group's Sharesave Scheme, an all-employee share plan, on 2 October 2014 at 60.02 pence per Share have lapsed. Details of the number of options to be awarded to PDMRs under the 2016 Sharesave will be announced when the options are granted.
 
Shareholding Requirement
Following these transactions, all Executive Directors and Members of the Group Executive Committee continue to comply with the Group's shareholding policy requirements.
 
ENQUIRIES:
Investor Relations
Douglas Radcliffe
Group Investor Relations Director
Email: douglas.radcliffe@finance.lloydsbanking.com
 
Group Corporate Affairs
Matt Smith
Head of Corporate Media
Email: matt.smith@lloydsbanking.com
+44 (0) 20 7356 1571
+44 (0) 20 7356 3522
 
The following notifications, made pursuant to Article 19(3) of the Market Abuse Regulation, provide further details.
 
NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
António Horta-Osório
 
2
Reason for the notification
 
a)
Position/status
Group Chief Executive
 
b)
Initial notification /Amendment
Initial Notification
 
 
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
Lloyds Banking Group plc
 
b)
LEI
549300PPXHEU2JF0AM85
 
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares of 10p each
 
 
GB0008706128
 
b)
Nature of the transaction
1. Acquisition of Shares at GBP 00.5673 each. As described in the Summary Remuneration Announcement, the Group Chief Executive's 4 per cent additional increase in base salary is delivered monthly in Shares and the Shares will be held until the Government has sold its shareholding in the Group.
2. Acquisition of Shares at GBP 00.5673 each in respect of the third quarter of 2016 under the Group's Fixed Share Award.
c)
Price(s) and volume(s)
 
  Price(s)
 Volume(s)
 
 
1
Acquisition of Shares
  GBP 00.5673
 3,330
 
 
 
2
Fixed Share Award
  GBP 00.5673
 210,206
 
 
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
213,536
 
GBP 00.5673
 
e)
Date of the transaction
16 September 2016
 
f)
Place of the transaction
London Stock Exchange (XLON)
 
 
 
 
 
 
1
Details of the person discharging managerial responsibilities / person closely associated
 
a)
Name
Juan Colombás
 
2
Reason for the notification
 
a)
Position/status
Chief Risk Officer
 
b)
Initial notification /Amendment
Initial Notification
 
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
Lloyds Banking Group plc
 
b)
LEI
549300PPXHEU2JF0AM85
 
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary Shares of 10p each
 
 
 
GB0008706128
b)
Nature of the transaction
1 - 2. Acquisition of Shares for nil consideration following the release of Deferred Bonus Awards under the Group's Deferred Bonus Plan.
3. Acquisition of Shares at GBP 00.5673 each in respect of the third quarter of 2016 under the Group's Fixed Share Award.
c)
Price(s) and volume(s)
 
 
 
Price(s)
Volume(s)
 
 
1
 2012 Deferred Bonus Award
 
 
 
GBP 00.5673
 44,355
 
 
2
 2013 Deferred Bonus Award
 
 
GBP 00.5673
 277,981
 
 
3
Fixed Share Award
 
 
 
GBP 00.5673
 116,080
 
 
 
 
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
438,416
 
GBP 00.5673
e)
Date of the transaction
16 September 2016
 
f)
Place of the transaction
London Stock Exchange (XLON)
 
 
 
 
 
 
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
Description of the financial instrument, type of instrument
 
 
Identification code
Options over Ordinary Shares of 10p each
granted on 2 October 2014 at GBP 00.6002 per Share under the Lloyds Banking Group Sharesave Scheme 2007, an all-employee share plan.
 
N/A
 
b)
Nature of the transaction
Juan Colombás cancelled his savings contract in connection with the options granted to him under the Group's Sharesave Scheme on 2 October 2014 at GBP 00.6002 per Share and therefore his option over 29,990 Shares has lapsed.
c)
Price(s) and volume(s)
 
Price(s)
 Volume(s)
 
 
 
 
 
GBP 00.6002
 29,990
 
 
d)
Aggregated information
N/A
 
e)
Date of the transaction
15 September 2016
 
f)
Place of the transaction
Outside a trading venue
 
 
 
 
 
 
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
George Culmer
 
2
Reason for the notification
 
a)
Position/status
Chief Financial Officer
 
b)
Initial notification /Amendment
 
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
Lloyds Banking Group plc
 
b)
LEI
549300PPXHEU2JF0AM85
 
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
Description of the financial instrument, type of instrument
 
 
 
Identification code
Ordinary Shares of 10p each
 
 
 
GB0008706128
 
b)
Nature of the transaction
1. Acquisition of Shares for nil consideration following the release of Deferred Bonus Awards under the Group's Deferred Bonus Plan.
2. Acquisition of Shares at GBP 00.5673 each in respect of the third quarter of 2016 under the Group's Fixed Share Award.
c)
Price(s) and volume(s)
 
Price(s)
Volume(s)
 
 
 
1
 2013 Deferred Bonus Award
 
 
GBP 00.5673
295,534
 
 
2
 Fixed Share Award
 
 
GBP 00.5673
 
117,715
 
 
 
 
 
 
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
413,249
 
GBP 00.5673
 
e)
Date of the transaction
16 September 2016
 
f)
Place of the transaction
London Stock Exchange (XLON)
 
 
 
 
 
 
1
Details of the person discharging managerial responsibilities / person closely associated
 
a)
Name
Andrew Bester
 
2
Reason for the notification
 
a)
Position/status
Group Director & Chief Executive, Commercial Banking
b)
Initial notification /Amendment
 
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
Lloyds Banking Group plc
 
b)
LEI
549300PPXHEU2JF0AM85
 
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
Description of the financial instrument, type of instrument
 
 
 
Identification code
Ordinary Shares of 10p each
 
 
 
GB0008706128
 
b)
Nature of the transaction
1 - 4 Acquisition of Shares for nil consideration following the release of Deferred Bonus Awards under the Group's Deferred Bonus Plan.
5. Acquisition of Shares at GBP 00.5673 each in respect of the third quarter of 2016 under the Group's Fixed Share Award.
c)
Price(s) and volume(s)
 
 
 
Price(s)
Volume(s)
 
 
 
1
2012 Deferred Bonus Award
 
 
GBP 00.5673
67,741
 
 
 
2
2013 Deferred Bonus Award
 
 
GBP 00.5673
53,305
 
 
 
 
3
2014 Deferred Bonus Award
 
 
GBP 00.5673
33,153
 
 
 
4
2015 Deferred Bonus Award
 
 
GBP 00.5673
50,506
 
 
 
5
Fixed Share Award
 
 
GBP 00.5673
114,445
 
 
 
 
 
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
319,150
 
GBP 00.5673
 
e)
Date of the transaction
16 September 2016
 
f)
Place of the transaction
London Stock Exchange (XLON)
 
 
 
 
 
 
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
Description of the financial instrument, type of instrument
 
 
 
Identification code
Ordinary Shares of 10p each
 
 
 
GB0008706128
 
b)
Nature of the transaction
Disposal of Shares
 
 
c)
Price(s) and volume(s)
 
Price(s)
Volume(s)
 
 
 
 
 
GBP 00.566420
239,067
 
 
 
 
 
GBP 00.563000
360,933
 
 
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
600,000
 
GBP 00.564363
e)
Date of the transaction
16 September 2016
 
f)
Place of the transaction
London Stock Exchange (XLON)
 
 
 
 
 
 
1
Details of the person discharging managerial responsibilities / person closely associated
 
a)
Name
Karin Cook
 
2
Reason for the notification
 
a)
Position/status
Group Director Operations
 
b)
Initial notification /Amendment
 
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
Lloyds Banking Group plc
 
b)
LEI
549300PPXHEU2JF0AM85
 
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
Description of the financial instrument, type of instrument
 
 
 
Identification code
Ordinary Shares of 10p each
 
 
 
GB0008706128
 
b)
Nature of the transaction
1 - 3 Acquisition of Shares for nil consideration following the release of Deferred Bonus Awards under the Group's Deferred Bonus Plan.
4. Acquisition of Shares at GBP 00.5673 each in respect of the third quarter of 2016 under the Group's Fixed Share Award.
 
c)
Price(s) and volume(s)
 
 
Price(s)
Volume(s)
 
 
 
 1
2013 Deferred Bonus Award
 
 
GBP 00.5673
17,357
 
 
 
 2
2014 Deferred Bonus Award
 
 
GBP 00.5673
14,918
 
 
 
 3
2015 Deferred Bonus Award
 
 
GBP 00.5673
35,654
 
 
 
 4
Fixed Share Award
 
 
 
GBP 00.5673
94,826
 
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
162,755
 
GBP 00.5673
 
e)
Date of the transaction
16 September 2016
 
f)
Place of the transaction
London Stock Exchange (XLON)
 
 
 
 
 
 
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
Description of the financial instrument, type of instrument
 
 
 
Identification code
Ordinary Shares of 10p each
 
 
 
GB0008706128
 
b)
Nature of the transaction
Transfer of Shares to her husband, Timothy Cook, a person closely associated, who acquired the Shares for nil consideration.
c)
Price(s) and volume(s)
Price(s)
 
Volume(s)
 
 
GBP 00.5673
 
56,754
d)
Aggregated information
 
- Aggregated volume
- Price
 
N/A
e)
Date of the transaction
16 September 2016
 
f)
Place of the transaction
Outside a trading venue
 
 
 
 
 
 
1
Details of the person discharging managerial responsibilities / person closely associated
 
a)
Name
Timothy Cook
 
2
Reason for the notification
 
a)
Position/status
A person closely associated with Karin Cook, a PDMR
b)
Initial notification /Amendment
 
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
Lloyds Banking Group plc
 
b)
LEI
549300PPXHEU2JF0AM85
 
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
Description of the financial instrument, type of instrument
 
 
 
Identification code
Ordinary Shares of 10p each
 
 
 
GB0008706128
 
b)
Nature of the transaction
Acquisition of Shares for nil consideration from his wife, Karin Cook, a PDMR.
 
c)
Price(s) and volume(s)
 Price(s)
 Volume(s)
 
 
 
 GBP 00.5673
 56,754
 
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
N/A
e)
Date of the transaction
16 September 2016
 
f)
Place of the transaction
Outside a trading venue
 
 
 
 
 
 
1
Details of the person discharging managerial responsibilities / person closely associated
 
a)
Name
Simon Davies
 
2
Reason for the notification
 
a)
Position/status
Chief People, Legal and Strategy Officer
 
b)
Initial notification /Amendment
 
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
Lloyds Banking Group plc
 
b)
LEI
549300PPXHEU2JF0AM85
 
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
Description of the financial instrument, type of instrument
 
 
 
Identification code
Ordinary Shares of 10p each
 
 
 
GB0008706128
 
b)
Nature of the transaction
1. Acquisition of Shares at GBP 00.5673 each in respect of the third quarter of 2016 under the Group's Fixed Share Award.
 
c)
Price(s) and volume(s)
 
Price(s)
Volume(s)
 
 
1
Fixed Share Award
 
GBP 00.5673
114,445
 
 
 
 
 
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
N/A
e)
Date of the transaction
16 September 2016
 
f)
Place of the transaction
London Stock Exchange (XLON)
 
 
 
 
 
 
1
Details of the person discharging managerial responsibilities / person closely associated
 
a)
Name
Antonio Lorenzo
 
2
Reason for the notification
 
a)
Position/status
Chief Executive, Scottish Widows and Group Director, Insurance
b)
Initial notification /Amendment
 
Initial Notification
 
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
Lloyds Banking Group plc
 
b)
LEI
549300PPXHEU2JF0AM85
 
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
Description of the financial instrument, type of instrument
 
 
 
Identification code
Ordinary Shares of 10p each
 
 
 
GB0008706128
 
b)
Nature of the transaction
1 - 4 Acquisition of Shares for nil consideration following the release of Deferred Bonus Awards under the Group's Deferred Bonus Plan.
5. Acquisition of Shares at GBP 00.5673 each in respect of the third quarter of 2016 under the Group's Fixed Share Award.
c)
Price(s) and volume(s)
 
 
 Price(s)
 Volume(s)
 
 
 
 1
2012 Deferred Bonus Award
 
 
 GBP 00.5673
 37,634
 
 
 
 2
2013 Deferred Bonus Award
 
 
 GBP 00.5673
 47,034
 
 
 
 3
2014 Deferred Bonus Award
 
 
 GBP 00.5673
 28,664
 
 
 
 4
2015 Deferred Bonus Award
 
 
 GBP 00.5673
 87,242
 
 
 
 5
Fixed Share Award
 
 
 
 GBP 00.5673
 116,734
 
 
 
 
d)
Aggregated information
- Aggregated volume
- Price
 
 
317,308
GBP 00.5673
e)
Date of the transaction
16 September 2016
 
f)
Place of the transaction
London Stock Exchange (XLON)
 
 
 
 
 
 
1
Details of the person discharging managerial responsibilities / person closely associated
 
a)
Name
Vim Maru
 
2
Reason for the notification
 
a)
Position/status
Group Director, Group Customer Products & Marketing
b)
Initial notification /Amendment
 
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
Lloyds Banking Group plc
 
b)
LEI
549300PPXHEU2JF0AM85
 
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
Description of the financial instrument, type of instrument
 
 
 
Identification code
Ordinary Shares of 10p each
 
 
 
GB0008706128
 
b)
Nature of the transaction
1 - 3 Acquisition of Shares for nil consideration following the release of Deferred Bonus Awards under the Group's Deferred Bonus Plan.
4. Acquisition of Shares at GBP 00.5673 each in respect of the third quarter of 2016 under the Group's Fixed Share Award.
c)
Price(s) and volume(s)
 
 
 Price(s)
 Volume(s)
 
 
 
 1
2013 Deferred Bonus Award
 
 
 GBP 00.5673
 23,927
 
 
 
 2
2014Deferred Bonus Award
 
 
 GBP 00.5673
 28,512
 
 
 
 
 3
2015 Deferred Bonus Award
 
 
 GBP 00.5673
 52,978
 
 
 
 4
Fixed Share Award
 
 
 
 GBP 00.5673
 94,826
 
 
 
 
d)
Aggregated information
 
- Aggregated volume
- Price
 
 
 
200,243
GBP 00.5673
e)
Date of the transaction
16 September 2016
 
f)
Place of the transaction
London Stock Exchange (XLON)
 
 
 
 
 
 
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
David Oldfield
 
2
Reason for the notification
 
a)
Position/status
Group Director, Retail and Consumer Finance
 
b)
Initial notification /Amendment
 
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
Lloyds Banking Group plc
 
b)
LEI
549300PPXHEU2JF0AM85
 
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
Description of the financial instrument, type of instrument
 
 
Identification code
 
Ordinary Shares of 10p each
 
 
GB0008706128
b)
Nature of the transaction
1 - 4 Acquisition of Shares for nil consideration following the release of Deferred Bonus Awards under the Group's Deferred Bonus Plan.
5. Acquisition of Shares at GBP 00.5673 each in respect of the third quarter of 2016 under the Group's Fixed Share Award.
 
c)
Price(s) and volume(s)
 
 
 Price(s)
 Volume(s)
 
 
 
 1
2012 Deferred Bonus Award
 
 
 GBP 00.5673
 21,690
 
 
 
 2
2013 Deferred Bonus Award
 
 
 GBP 00.5673
 19,854
 
 
 
 3
2014 Deferred Bonus Award
 
 
 GBP 00.5673
 18,363
 
 
 
 4
2015 Deferred Bonus Award
 
 
 GBP 00.5673
 46,239
 
 
 
 5
Fixed Share Award
 
 
 GBP 00.5673
 106,270
 
 
 
 
 
d)
Aggregated information
 
- Aggregated volume
- Price
 
 
212,416
GBP 00.5673
 
e)
Date of the transaction
16 September 2016
 
f)
Place of the transaction
London Stock Exchange (XLON)
 
 
 
 
 
 
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
Description of the financial instrument, type of instrument
 
 
 
Identification code
Ordinary Shares of 10p each
 
 
 
GB0008706128
 
b)
Nature of the transaction
Disposal of Shares
 
 
c)
Price(s) and volume(s)
Price(s)
 
 Volume(s)
 
 
GBP 00.5665
 
 106,146
d)
Aggregated information
 
- Aggregated volume
- Price
 
N/A
e)
Date of the transaction
16 September 2016
 
f)
Place of the transaction
London Stock Exchange (XLON)
 
 
 
 
 
 
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Matt Young
 
2
Reason for the notification
 
a)
Position/status
Group Corporate Affairs Director
 
b)
Initial notification /Amendment
 
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
Lloyds Banking Group plc
 
b)
LEI
549300PPXHEU2JF0AM85
 
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
Description of the financial instrument, type of instrument
 
 
 
Identification code
Ordinary Shares of 10p each
 
 
 
GB0008706128
 
b)
Nature of the transaction
1 - 4 Acquisition of Shares for nil consideration following the release of Deferred Bonus Awards under the Group's Deferred Bonus Plan.
5. Acquisition of Shares at GBP 00.5673 each in respect of the third quarter of 2016 under the Group's Fixed Share Award.
 
c)
Price(s) and volume(s)
 
 
 Price(s)
 
 Volume(s)
 
 
 
 1
 2012 Deferred Bonus Award
 
 
 GBP 00.5673
 
 47,490
 
 
 
 2
 2013 Deferred Bonus Award
 
 
 GBP 00.5673
 43,470
 
 
 
 3
 2014 Deferred Bonus Award
 
 
 GBP 00.5673
 23,921
 
 
 
 4
 2015 Deferred Bonus Award
 
 
 GBP 00.5673
 65,094
 
 
 
 5
 Fixed Share Award
 
 
 
 GBP 00.5673
 81,746
 
 
 
 
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
261,721
 
GBP 00.5673
 
e)
Date of the transaction
16 September 2016
 
f)
Place of the transaction
London Stock Exchange (XLON)
 
 
 
 
 
 
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Zak Mian
 
2
Reason for the notification
 
a)
Position/status
Group Director, Digital
 
b)
Initial notification /Amendment
 
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
Name
Lloyds Banking Group plc
 
b)
LEI
549300PPXHEU2JF0AM85
 
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
Description of the financial instrument, type of instrument
 
 
 
Identification code
Ordinary Shares of 10p each
 
 
 
GB0008706128
 
b)
Nature of the transaction
1 - 2 Acquisition of Shares for nil consideration following the release of Deferred Bonus Awards under the Group's Deferred Bonus Plan.
3. Acquisition of Shares at GBP 00.5673 each in respect of the third quarter of 2016 under the Group's Fixed Share Award.
c)
Price(s) and volume(s)
 
 
 Price(s)
 Volume(s)
 
 
 
 1
 2014 Deferred Bonus Award
 
 
 GBP 00.5673
 7,209
 
 
 
 2
 2015 Deferred Bonus Award
 
 
 GBP 00.5673
 48,295
 
 
 
 3
 Fixed Share Award
 
 
 
 GBP 00.5673
 17,517
 
 
 
 
d)
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
73,021
 
GBP 00.5673
e)
Date of the transaction
16 September 2016
 
f)
Place of the transaction
London Stock Exchange (XLON)
 
 
 
 
 
 
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
 
 
Identification code
Options over Ordinary Shares of 10p each
granted on 2 October 2014 at GBP 00.6002 per Share under the Lloyds Banking Group Sharesave Scheme 2007, an all-employee share plan.
 
N/A
 
b)
Nature of the transaction
Zak Mian cancelled his savings contract in connection with the options granted to him under the Group's Sharesave Scheme on 2 October 2014 at GBP 00.6002 per Share and therefore his option over 29,990 Shares has lapsed.
c)
Price(s) and volume(s)
Price(s)
Volume(s)
 
 
 
GBP 00.6002
29,990
 
d)
Aggregated information
N/A
 
e)
Date of the transaction
17 September 2016
 
f)
Place of the transaction
Outside a trading venue
 
 
Signatures
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
LLOYDS BANKING GROUP plc
 (Registrant)
 
 
 
By: Douglas Radcliffe
Name: Douglas Radcliffe
Title: Group Investor Relations Director
 
 
Date: 19 September 2016