SC 13D/A 1 sc13da.htm AMENDMENT NO. 19

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549 

SCHEDULE 13D/A

Under the Securities Exchange Act of 1934
(Amendment No. 19)

Lloyds Banking Group plc

(Name of Issuer)

Ordinary Shares

(Title of Class of Securities)

539439109
(CUSIP Number)

Stephen Parker
1 Horse Guards Road
London
SW1A 2HQ
(+44) 20 7270 5666

(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

October 8, 2015

(Date of Event which Requires Filing of this Statement)

HM Treasury;

UK Financial Investments Ltd
Names of Reporting Persons

If the filing person has previously filed a statement on Schedule 13Gto report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box[ ].

Explanatory note: In lieu of providing the information called for by Schedule 13D, Her Majesty's Treasury is furnishing a copy of “TR-1: Notification of Major Interest in Shares”, which is the standard form for any notification required to be delivered under the UK Disclosure Rules and Transparency Rules to an issuer whose shares are listed on a relevant European Economic Area market (and to the UK Financial Services Authority) following the acquisition or disposal of certain interests in the shares or voting rights in such issuer. The UK Disclosure Rules and Transparency Rules implement the European Transparency Directive (EU Directive 2004/109/EC). This modified Schedule 13D is filed pursuant

to no-action relief granted by the Staff of the Securities and Exchange Commission in a no-action letter dated December 10, 2008.

 

 

 
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
   
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached: ii		 Lloyds Banking Group plc
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights Yes
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached  
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments  
An event changing the breakdown of voting rights  
Other (please specify):    
3. Full name of person(s) subject to the
notification obligation: iii		 The Commissioners of Her Majesty’s Treasury
4. Full name of shareholder(s)
 (if different from 3.):iv		 The Solicitor for the Affairs of Her Majesty’s Treasury
5. Date of the transaction and date on
which the threshold is crossed or
reached: v		 8 October 2015
6. Date on which issuer notified: 8 October 2015
7. Threshold(s) that is/are crossed or
reached: vi, vii		 Below 11%
         
 
 

 

8. Notified details:
A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

 Situation previous
to the triggering
transaction		 Resulting situation after the triggering transaction
Number
of
Shares		 Number
of
Voting
Rights		 Number
of shares		 Number of voting
rights		 % of  voting rights x
Direct Direct xi Indirect xii Direct Indirect
GB0008706128 8,551,600,174 8,551,600,174 7,826,937,384 7,826,937,384   10.97%  
 
 
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial
instrument		 Expiration
date xiii		 Exercise/
Conversion Period xiv		 Number of voting
rights that may be acquired if the
instrument is
exercised/ converted.		 % of voting
rights
         
 
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial
instrument		 Exercise price Expiration date xvii Exercise/
Conversion period xviii

Number of voting rights instrument refers to

 

% of voting rights xix, xx

 

       

 

 

 Nominal Delta
   
 
Total (A+B+C)
Number of voting rights Percentage of voting rights
7,826,937,384 10.97%
                                 
 
 

 

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi

UK Financial Investments Limited, a company wholly-owned by Her Majesty’s Treasury, is entitled to exercise control over the voting rights which are the subject of this notification (pursuant to certain management arrangements with Her Majesty’s Treasury).

 

 
Proxy Voting:
10. Name of the proxy holder:  
11. Number of voting rights proxy holder will cease
to hold:		  
12. Date on which proxy holder will cease to hold
voting rights:		  
 

13. Additional information:		 The Solicitor for the Affairs of Her Majesty’s Treasury is acting as nominee for Her Majesty’s Treasury
14. Contact name: James Neilson
15. Contact telephone number: 020 7270 5813
     

 

 
 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: October 9, 2015

Her Majesty’s Treasury, a department of Her Majesty’s Government of the United Kingdom of Great Britain and Northern Ireland
By:   /s/ Donna Leong
Name:Donna Leong
Title: Deputy Director, State-Owned Financial Assets Team
UK Financial Investments Ltd
By:   /s/ Oliver Holbourn
Name: Oliver Holbourn
Title: Head of Market Investments (UKFI)