-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SiAS+3rwm3KM2hNhcEkmnc5wZ/m5jPP1M7UrL79Iy29uLivM21eWFspocs1Siw8V RY2fhAdBrW9xWQD1rE6U6A== 0001191638-07-002644.txt : 20071030 0001191638-07-002644.hdr.sgml : 20071030 20071030140220 ACCESSION NUMBER: 0001191638-07-002644 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071030 FILED AS OF DATE: 20071030 DATE AS OF CHANGE: 20071030 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LLOYDS TSB GROUP PLC CENTRAL INDEX KEY: 0001160106 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15246 FILM NUMBER: 071198908 BUSINESS ADDRESS: STREET 1: 25 GRESHAM STREET CITY: LONDON EC2V 7HN STATE: X0 ZIP: 00000 MAIL ADDRESS: STREET 1: 25 GRESHAM STREET STREET 2: LONDON EC2V 7HN CITY: UNITED KINGDOM STATE: X0 ZIP: 00000 6-K 1 lloy200710306k.txt DIRECTOR/PDMR SHAREHOLDING SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 30 October, 2007 LLOYDS TSB GROUP plc (Translation of registrant's name into English) 5th Floor 25 Gresham Street London EC2V 7HN United Kingdom (Address of principal executive offices) Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Form 20-F..X..Form 40-F..... Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934. Yes .....No ..X.. If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- ________ Index to Exhibits Item No. 1 Regulatory News Service Announcement, dated 30 October, 2007 re: Director/PDMR Shareholding NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1). (1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. (2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8,13, 14, 16, 23 and 24. (3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. (4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. Please complete all relevant boxes in block capital letters. 1. Name of the issuer LLOYDS TSB GROUP plc 2. State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or (ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or (iii) both (i) and (ii) NOTIFICATION RELATES TO (i), AS S324 HAS BEEN REPEALED 3. Name of person discharging managerial responsibilities/director MICHAEL EDWARD FAIREY 4. State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person SEE SECTION 8 5. Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest SEE SECTION 8 6. Description of shares (including class), debentures or derivatives or financial instruments relating to shares ORDINARY SHARES OF 25p EACH 7. Name of registered shareholders(s) and, if more than one, the number of shares held by each of them Mr. M.E. Fairey: 72,896 Lloyds TSB Registrars Corporate Nominee Limited AESOP1 account (LTSBRCNL AESOP1): 3,801 Lloyds TSB Registrars (ISA) Nominees Limited (LTSBR(I)NL): - - Mr. Fairey (Single company maxi ISA): 7,055 Lloyds TSB Offshore Trust Company Limited (LTSBOTC): 54,360 Conditional award of shares under the: Lloyds TSB performance share plan 184,274 Lloyds TSB long-term incentive plan 662,797 8. State the nature of the transaction 138 shares were purchased by LTSBR(I)NL on 3rd October, 2007 at 568p per share for Mr. Fairey's single company maxi ISA. LTSBR(I)NL notify investors by post of details relating to changes affecting ISAs. The director was, therefore, not aware of the change relating to the holding until some time after the transaction and notified the company today as soon as he received the information from LTSBR(I)NL. 9. Number of shares, debentures or financial instruments relating to shares acquired SEE SECTION 8 10. Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) MINIMAL 11. Number of shares, debentures or financial instruments relating to shares disposed N/A 12. Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) N/A 13. Price per share or value of transaction N/A 14. Date and place of transaction THE TRANSACTION MENTIONED IN SECTION 8 TOOK PLACE IN THE UK AND THE SHARES ARE LISTED ON THE LONDON STOCK EXCHANGE. 15. Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) Mr. M.E. Fairey: 72,896 LTSBRCNL AESOP1: 3,801 LTSBR(I)NL: - - Mr. Fairey (Single company maxi ISA): 7,193 LTSBOTC: 54,360 Conditional award of shares under the: Lloyds TSB performance share plan 184,274 Lloyds TSB long-term incentive plan 662,797 PERCENTAGE HOLDING IS MINIMAL 16. Date issuer informed of transaction 23RD OCTOBER, 2007 If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes 17 Date of grant - - 18. Period during which or date on which it can be exercised - - 19. Total amount paid (if any) for grant of the option - - 20. Description of shares or debentures involved (class and number) - - 21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise - - 22. Total number of shares or debentures over which options held following notification 1,147,246 23. Any additional information - - 24. Name of contact and telephone number for queries MR. A.J. MICHIE, SECRETARY 020 7356 1043 Name and signature of duly authorised officer of issuer responsible for making notification MR. A.J. MICHIE, SECRETARY Date of notification 30TH OCTOBER, 2007 NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1). (1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. (2) An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8,13, 14, 16, 23 and 24. (3) An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. (4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. Please complete all relevant boxes in block capital letters. 1. Name of the issuer LLOYDS TSB GROUP plc 2. State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or (ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or (iii) both (i) and (ii) NOTIFICATION RELATES TO (i), AS S324 HAS BEEN REPEALED 3. Name of person discharging managerial responsibilities/director MR ARCHIBALD GERARD KANE 4. State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person SEE SECTION 8 5. Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest SEE SECTION 8 6. Description of shares (including class), debentures or derivatives or financial instruments relating to shares ORDINARY SHARES OF 25p EACH 7. Name of registered shareholders(s) and, if more than one, the number of shares held by each of them Mr. A.G. Kane: 118,204 Miss D.M. Muirhead (Mrs. Kane): 12,613 Lloyds TSB Registrars Corporate Nominee Limited AESOP1 account (LTSBRCNL AESOP1): 4,839 Lloyds TSB Registrars (ISA) Nominees Limited (LTSBR(I)NL): - - Mr. Kane: (Single company maxi ISA): 1,254 Lloyds TSB Offshore Trust Company Limited 42,702 Conditional award of shares under the: Lloyds TSB performance share plan 144,754 Lloyds TSB long-term incentive plan 594,582 8. State the nature of the transaction 25 shares were purchased by LTSBR(I)NL on 3rd October, 2007 at 568p per share for Mr. Kane's single company maxi ISA. LTSBR(I)NL notify investors by post of details relating to changes affecting ISAs. The director was, therefore, not aware of the change relating to the holding until some time after the transaction and notified the company today as soon as he received the information from LTSBR(I)NL. 9. Number of shares, debentures or financial instruments relating to shares acquired SEE SECTION 8 10. Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) MINIMAL 11. Number of shares, debentures or financial instruments relating to shares disposed N/A 12. Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) N/A 13. Price per share or value of transaction N/A 14. Date and place of transaction THE TRANSACTION MENTIONED IN SECTION 8 TOOK PLACE IN THE UK AND THE SHARES ARE LISTED ON THE LONDON STOCK EXCHANGE. 15. Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) Mr. A.G. Kane: 118,204 Miss D.M. Muirhead (Mrs. Kane): 12,613 LTSBRCNL AESOP1: 4,839 LTSBR(I)NL: - - Mr. Kane: (Single company maxi ISA): 1,279 LTSBOTC: 42,702 Conditional award of shares under the: Lloyds TSB performance share plan 144,754 Lloyds TSB long-term incentive plan 594,582 PERCENTAGE HOLDING IS MINIMAL 16. Date issuer informed of transaction 23RD OCTOBER, 2007 If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes 17 Date of grant - - 18. Period during which or date on which it can be exercised - - 19. Total amount paid (if any) for grant of the option - - 20. Description of shares or debentures involved (class and number) - - 21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise - - 22. Total number of shares or debentures over which options held following notification 1,017,898 23. Any additional information - - 24. Name of contact and telephone number for queries MR. A.J. MICHIE, SECRETARY 020 7356 1043 Name and signature of duly authorised officer of issuer responsible for making notification MR. A.J. MICHIE, SECRETARY Date of notification 30TH OCTOBER, 2007 Signatures Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. LLOYDS TSB GROUP plc (Registrant) By: M D Oliver Name: M D Oliver Title: Director of Investor Relations Date: 30 October, 2007 -----END PRIVACY-ENHANCED MESSAGE-----