-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Iq3ImB9eKN2HrobPCb6KM5MAa5gZPn7KGCnEPJ/fknOuD/NM5HGwQKwGJ5BYdrKf xUFJ27MwF+zcbVW+eGIJng== 0001191638-06-003040.txt : 20061222 0001191638-06-003040.hdr.sgml : 20061222 20061222095716 ACCESSION NUMBER: 0001191638-06-003040 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061222 FILED AS OF DATE: 20061222 DATE AS OF CHANGE: 20061222 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LLOYDS TSB GROUP PLC CENTRAL INDEX KEY: 0001160106 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15246 FILM NUMBER: 061295140 BUSINESS ADDRESS: STREET 1: 25 GRESHAM STREET CITY: LONDON EC2V 7HN STATE: X0 ZIP: 00000 MAIL ADDRESS: STREET 1: 25 GRESHAM STREET STREET 2: LONDON EC2V 7HN CITY: UNITED KINGDOM STATE: X0 ZIP: 00000 6-K 1 lloy200612226k.txt DIRECTOR/PDMR SHAREHOLDING SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 22 December 2006 LLOYDS TSB GROUP plc (Translation of registrant's name into English) 5th Floor 25 Gresham Street London EC2V 7HN United Kingdom (Address of principal executive offices) Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Form 20-F..X..Form 40-F..... Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934. Yes .....No ..X.. If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- ________ Index to Exhibits Item No. 1 Regulatory News Service Announcement, dated 22 December 2006 re: Director/PDMR Shareholding NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1). (1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. (2) An issuer making a notification in respect of a derivative relating to the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. (3) An issuer making a notification in respect of options granted to a director /person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. (4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. Please complete all relevant boxes in block capital letters. 1. Name of the issuer LLOYDS TSB GROUP plc 2. State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or (ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or (iii) both (i) and (ii) NOTIFICATION RELATES TO (i) AND (ii) 3. Name of person discharging managerial responsibilities/director MR ARCHIBALD GERARD KANE 4. State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person SEE SECTION 8 5. Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest SEE SECTION 8 6. Description of shares (including class), debentures or derivatives or financial instruments relating to shares ORDINARY SHARES OF 25p EACH 7. Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
Mr. A.G. Kane: 108,204 Miss D.M. Muirhead (Mrs. Kane): 12,613 Lloyds TSB Registrars Corporate Nominee Limited AESOP1 account (LTSBRCNL AESOP1): 4,028 Lloyds TSB Registrars (ISA) Nominees Limited (LTSBR(I)NL): - - Mr. Kane: (Single company maxi ISA): 1,206 Hill Samuel Offshore Trust Company Limited (HSOTC): 42,702 Conditional award of shares under the: Lloyds TSB performance share plan 144,754 Lloyds TSB long-term incentive plan 288,460
8. State the nature of the transaction On 15th December, 2006, Mr. Kane exercised a senior executive share option over 40,000 shares at 510p per share. On 15th December, 2006 Mr. Kane sold 30,000 shares at 564.5p. On 20th December, 2006, 27 shares were acquired by LTSBRCNL AESOP1 at 565.5p per share for Mr. Kane, under the Lloyds TSB Group Shareplan as follows: 22 "partnership" shares; and 5 "matching" shares. The company's registrar, which handles administrative arrangements relating to the Lloyds TSB Group Shareplan, has just notified the company of the relevant details. 9. Number of shares, debentures or financial instruments relating to shares acquired SEE SECTION 8 10. Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) MINIMAL 11. Number of shares, debentures or financial instruments relating to shares disposed N/A 12. Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) N/A 13. Price per share or value of transaction SEE SECTION 8 14. Date and place of transaction THE TRANSACTION TOOK PLACE AS STATED IN SECTION 8 IN THE UK AND THE SHARES ARE LISTED ON THE LONDON STOCK EXCHANGE. 15. Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
Mr. A.G. Kane: 118,204 Miss D.M. Muirhead (Mrs. Kane): 12,613 LTSBRCNL AESOP1: 4,055 LTSBR(I)NL: - - Mr. Kane: (Single company maxi ISA): 1,206 HSOTC: 42,702 Conditional award of shares under the: Lloyds TSB performance share plan 144,754 Lloyds TSB long-term incentive plan 288,460
PERCENTAGE HOLDING IS MINIMAL 16. Date issuer informed of transaction 15TH AND 21ST DECEMBER, 2006 If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes 17 Date of grant - 18. Period during which or date on which it can be exercised - - 19. Total amount paid (if any) for grant of the option - 20. Description of shares or debentures involved (class and number) - - 21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise - - 22. Total number of shares or debentures over which options held following notification 1,547,003 23. Any additional information - - 24. Name of contact and telephone number for queries MR. A.J. MICHIE, SECRETARY 020 7356 1043 Name and signature of duly authorised officer of issuer responsible for making notification MR. A.J. MICHIE, SECRETARY Date of notification 22ND DECEMBER, 2006 NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1). (1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. (2) An issuer making a notification in respect of a derivative relating to the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. (3) An issuer making a notification in respect of options granted to a director /person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. (4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. Please complete all relevant boxes in block capital letters. 1. Name of the issuer LLOYDS TSB GROUP plc 2. State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or (ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or (iii) both (i) and (ii) NOTIFICATION RELATES TO (i) AND (ii) 3. Name of person discharging managerial responsibilities/director MICHAEL EDWARD FAIREY 4. State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person SEE SECTION 8 5. Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest SEE SECTION 8 6. Description of shares (including class), debentures or derivatives or financial instruments relating to shares ORDINARY SHARES OF 25p EACH 7. Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
Mr. M.E. Fairey: 72,896 Lloyds TSB Registrars Corporate Nominee Limited AESOP1 account (LTSBRCNL AESOP1): 3,173 Lloyds TSB Registrars (ISA) Nominees Limited (LTSBR(I)NL): - - Mr. Fairey (Single company maxi ISA): 6,784 Hill Samuel Offshore Trust Company Limited (HSOTC): 54,360 Conditional award of shares under the: Lloyds TSB performance share plan 184,274 Lloyds TSB long-term incentive plan 328,846
8. State the nature of the transaction On 20th December, 2006, 11 shares were acquired by LTSBRCNL AESOP1 at 565.5p per share for Mr. Fairey, under the Lloyds TSB Group Shareplan as follows: 6 "partnership" shares; and 5 "matching" shares. The company's registrar, which handles administrative arrangements relating to the Lloyds TSB Group Shareplan, has just notified the company of the relevant details. 9. Number of shares, debentures or financial instruments relating to shares acquired SEE SECTION 8 10. Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) MINIMAL 11. Number of shares, debentures or financial instruments relating to shares disposed N/A 12. Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) N/A 13. Price per share or value of transaction SEE SECTION 8 14. Date and place of transaction THE TRANSACTION TOOK PLACE AS STATED IN SECTION 8 IN THE UK AND THE SHARES ARE LISTED ON THE LONDON STOCK EXCHANGE. 15. Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
Mr. M.E. Fairey: 72,896 LTSBRCNL AESOP1: 3,184 LTSBR(I)NL: - - Mr. Fairey (Single company maxi ISA): 6,784 HSOTC: 54,360 Conditional award of shares under the: Lloyds TSB performance share plan 184,274 Lloyds TSB long-term incentive plan 328,846
PERCENTAGE HOLDING IS MINIMAL 16. Date issuer informed of transaction 21ST DECEMBER, 2006 If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes 17 Date of grant - - 18. Period during which or date on which it can be exercised - - 19. Total amount paid (if any) for grant of the option - - 20. Description of shares or debentures involved (class and number) - - 21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise - - 22. Total number of shares or debentures over which options held following notification 1,810,403 23. Any additional information - - 24. Name of contact and telephone number for queries MR. A.J. MICHIE, SECRETARY 020 7356 1043 Name and signature of duly authorised officer of issuer responsible for making notification MR. A.J. MICHIE, SECRETARY Date of notification 22ND DECEMBER, 2006 NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1). (1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. (2) An issuer making a notification in respect of a derivative relating to the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. (3) An issuer making a notification in respect of options granted to a director /person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. (4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. Please complete all relevant boxes in block capital letters. 1. Name of the issuer LLOYDS TSB GROUP plc 2. State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or (ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or (iii) both (i) and (ii) NOTIFICATION RELATES TO (i) 3. Name of person discharging managerial responsibilities/director FRANS HIJKOOP 4. State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person SEE SECTION 8 5. Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest SEE SECTION 8 6. Description of shares (including class), debentures or derivatives or financial instruments relating to shares ORDINARY SHARES OF 25p EACH 7. Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
Lloyds TSB Registrars Corporate Nominee Limited AESOP1 account (LTSBRCNL AESOP1): 1,700 Hill Samuel Offshore Trust Company Limited (HSOTC): 19,205 Conditional award of shares under the: Lloyds TSB performance share plan 65,100 Lloyds TSB long-term incentive plan 121,538
8. State the nature of the transaction On 20th December, 2006, 22 shares were acquired by LTSBRCNL AESOP1 at 565.5p per share for Mr. Hijkoop, under the Lloyds TSB Group Shareplan as follows: 17 "partnership" shares; and 5 "matching" shares. The company's registrar, which handles administrative arrangements relating to the Lloyds TSB Group Shareplan, has just notified the company of the relevant details. 9. Number of shares, debentures or financial instruments relating to shares acquired SEE SECTION 8 10. Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) MINIMAL 11. Number of shares, debentures or financial instruments relating to shares disposed N/A 12. Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) N/A 13. Price per share or value of transaction SEE SECTION 8 14. Date and place of transaction THE TRANSACTION TOOK PLACE AS STATED IN SECTION 8 IN THE UK AND THE SHARES ARE LISTED ON THE LONDON STOCK EXCHANGE. 15. Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
LTSBRCNL AESOP1: 1,722 HSOTC: 19,205 Conditional award of shares under the: Lloyds TSB performance share plan 65,100 Lloyds TSB long-term incentive plan 121,538
PERCENTAGE HOLDING IS MINIMAL 16. Date issuer informed of transaction 21ST DECEMBER, 2006 If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes 17 Date of grant - - 18. Period during which or date on which it can be exercised - - 19. Total amount paid (if any) for grant of the option - - 20. Description of shares or debentures involved (class and number) - - 21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise - - 22. Total number of shares or debentures over which options held following notification 471,728 23. Any additional information - - 24. Name of contact and telephone number for queries MR. A.J. MICHIE, SECRETARY 020 7356 1043 Name and signature of duly authorised officer of issuer responsible for making notification MR. A.J. MICHIE, SECRETARY Date of notification 22ND DECEMBER, 2006 NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1). (1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. (2) An issuer making a notification in respect of a derivative relating to the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. (3) An issuer making a notification in respect of options granted to a director /person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. (4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. Please complete all relevant boxes in block capital letters. 1. Name of the issuer LLOYDS TSB GROUP plc 2. State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or (ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or (iii) both (i) and (ii) NOTIFICATION RELATES TO (i) 3. Name of person discharging managerial responsibilities/director CAROL FRANCES SERGEANT 4. State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person SEE SECTION 8 5. Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest SEE SECTION 8 6. Description of shares (including class), debentures or derivatives or financial instruments relating to shares ORDINARY SHARES OF 25p EACH 7. Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
Lloyds TSB Registrars Corporate Nominee Limited AESOP1 account (LTSBRCNL AESOP1): 1,887 Hill Samuel Offshore Trust Company Limited (HSOTC): 23,208 Conditional award of shares under the: Lloyds TSB performance share plan 78,670 Lloyds TSB long-term incentive plan 128,846
8. State the nature of the transaction On 20th December, 2006, 27 shares were acquired by LTSBRCNL AESOP1 at 565.5p per share for Mrs. Sergeant, under the Lloyds TSB Group Shareplan as follows: 22 "partnership" shares; and 5 "matching" shares. The company's registrar, which handles administrative arrangements relating to the Lloyds TSB Group Shareplan, has just notified the company of the relevant details. 9. Number of shares, debentures or financial instruments relating to shares acquired SEE SECTION 8 10. Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) MINIMAL 11. Number of shares, debentures or financial instruments relating to shares disposed N/A 12. Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) N/A 13. Price per share or value of transaction SEE SECTION 8 14. Date and place of transaction THE TRANSACTION TOOK PLACE AS STATED IN SECTION 8 IN THE UK AND THE SHARES ARE LISTED ON THE LONDON STOCK EXCHANGE. 15. Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
LTSBRCNL AESOP1: 1,914 HSOTC: 23,208 Conditional award of shares under the: Lloyds TSB performance share plan 78,670 Lloyds TSB long-term incentive plan 128,846
PERCENTAGE HOLDING IS MINIMAL 16. Date issuer informed of transaction 21ST DECEMBER, 2006 If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes 17 Date of grant - - 18. Period during which or date on which it can be exercised - - 19. Total amount paid (if any) for grant of the option - - 20. Description of shares or debentures involved (class and number) - - 21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise - - 22. Total number of shares or debentures over which options held following notification 470,090 23. Any additional information - - 24. Name of contact and telephone number for queries MR. A.J. MICHIE, SECRETARY 020 7356 1043 Name and signature of duly authorised officer of issuer responsible for making notification MR. A.J. MICHIE, SECRETARY Date of notification 22ND DECEMBER, 2006 NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1). (1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. (2) An issuer making a notification in respect of a derivative relating to the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. (3) An issuer making a notification in respect of options granted to a director /person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. (4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. Please complete all relevant boxes in block capital letters. 1. Name of the issuer LLOYDS TSB GROUP plc 2. State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or (ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or (iii) both (i) and (ii) NOTIFICATION RELATES TO (i) AND (ii) 3. Name of person discharging managerial responsibilities/director JOHN ERIC DANIELS 4. State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person SEE SECTION 8 5. Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest SEE SECTION 8 6. Description of shares (including class), debentures or derivatives or financial instruments relating to shares ORDINARY SHARES OF 25p EACH 7. Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
Mr. J.E. Daniels: 161,119 Lloyds TSB Registrars Corporate Nominee Limited AESOP1 account (LTSBRCNL AESOP1): 4,028 Hill Samuel Offshore Trust Company Limited (HSOTC): 108,681 Conditional award of shares under the: Lloyds TSB performance share plan 368,414 Lloyds TSB long-term incentive plan 507,692
8. State the nature of the transaction On 20th December, 2006, 27 shares were acquired by LTSBRCNL AESOP1 at 565.5p per share for Mr. Daniels, under the Lloyds TSB Group Shareplan as follows: 22 "partnership" shares; and 5 "matching" shares. The company's registrar, which handles administrative arrangements relating to the Lloyds TSB Group Shareplan, has just notified the company of the relevant details. 9. Number of shares, debentures or financial instruments relating to shares acquired SEE SECTION 8 10. Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) MINIMAL 11. Number of shares, debentures or financial instruments relating to shares disposed N/A 12. Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) N/A 13. Price per share or value of transaction SEE SECTION 8 14. Date and place of transaction THE TRANSACTION TOOK PLACE AS STATED IN SECTION 8 IN THE UK AND THE SHARES ARE LISTED ON THE LONDON STOCK EXCHANGE. 15. Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
Mr. J.E. Daniels: 161,119 LTSBRCNL AESOP1: 4,055 HSOTC: 108,681 Conditional award of shares under the: Lloyds TSB performance share plan 368,414 Lloyds TSB long-term incentive plan 507,692 PERCENTAGE HOLDING IS MINIMAL
16. Date issuer informed of transaction 21ST DECEMBER, 2006 If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes 17 Date of grant - - 18. Period during which or date on which it can be exercised - - 19. Total amount paid (if any) for grant of the option - - 20. Description of shares or debentures involved (class and number) - - 21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise - - 22. Total number of shares or debentures over which options held following notification 2,367,760 23. Any additional information - - 24. Name of contact and telephone number for queries MR. A.J. MICHIE, SECRETARY 020 7356 1043 Name and signature of duly authorised officer of issuer responsible for making notification MR. A.J. MICHIE, SECRETARY Date of notification 22ND DECEMBER, 2006 NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1). (1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. (2) An issuer making a notification in respect of a derivative relating to the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. (3) An issuer making a notification in respect of options granted to a director /person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. (4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. Please complete all relevant boxes in block capital letters. 1. Name of the issuer LLOYDS TSB GROUP plc 2. State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or (ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or (iii) both (i) and (ii) NOTIFICATION RELATES TO (i) AND (ii) 3. Name of person discharging managerial responsibilities/director GEORGE TRUETT TATE 4. State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person SEE SECTION 8 5. Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest SEE SECTION 8 6. Description of shares (including class), debentures or derivatives or financial instruments relating to shares ORDINARY SHARES OF 25p each 7. Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
Mr. G.T. Tate 1,953 Lloyds TSB Registrars Corporate Nominee Limited AESOP1 account (LTSBRCNL AESOP1): 2,159 Hill Samuel Offshore Trust Company Limited (HSOTC): 50,068 Conditional award of shares under the: Lloyds TSB performance share plan 169,720 Lloyds TSB long-term incentive plan 297,114
8. State the nature of the transaction On 20th December, 2006, 27 shares were acquired by LTSBRCNL AESOP1 at 565.5 per share for Mr. Tate, under the Lloyds TSB Group Shareplan as follows: 22 "partnership" shares; and 5 "matching" shares. The company's registrar, which handles administrative arrangements relating to the Lloyds TSB Group Shareplan, has just notified the company of the relevant details. 9. Number of shares, debentures or financial instruments relating to shares acquired SEE SECTION 8 10. Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) MINIMAL 11. Number of shares, debentures or financial instruments relating to shares disposed N/A 12. Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) N/A 13. Price per share or value of transaction SEE SECTION 8 14. Date and place of transaction THE TRANSACTION TOOK PLACE AS STATED IN SECTION 8 IN THE UK AND THE SHARES ARE LISTED ON THE LONDON STOCK EXCHANGE. 15. Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
MR. G.T. TATE 1,953 LTSBRCNL AESOP1: 2,186 HSOTC: 50,068 Conditional award of shares under the: Lloyds TSB performance share plan 169,720 Lloyds TSB long-term incentive plan 297,114
PERCENTAGE HOLDING IS MINIMAL 16. Date issuer informed of transaction 21ST DECEMBER, 2006 If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes 17 Date of grant - - 18. Period during which or date on which it can be exercised - - 19. Total amount paid (if any) for grant of the option - - 20. Description of shares or debentures involved (class and number) - - 21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise - - 22. Total number of shares or debentures over which options held following notification 1,116,907 23. Any additional information - - 24. Name of contact and telephone number for queries MR. A.J. MICHIE, SECRETARY 020 7356 1043 Name and signature of duly authorised officer of issuer responsible for making notification MR. A.J. MICHIE, SECRETARY Date of notification 22ND DECEMBER, 2006 NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS This form is intended for use by an issuer to make a RIS notification required by DR 3.1.4R(1). (1) An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. (2) An issuer making a notification in respect of a derivative relating to the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. (3) An issuer making a notification in respect of options granted to a director /person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. (4) An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. Please complete all relevant boxes in block capital letters. 1. Name of the issuer LLOYDS TSB GROUP plc 2. State whether the notification relates to (i) a transaction notified in accordance with DR 3.1.4R(1)(a); or (ii) DR 3.1.4(R)(1)(b) a disclosure made in accordance with section 324 (as extended by section 328) of the Companies Act 1985; or (iii) both (i) and (ii) NOTIFICATION RELATES TO (i) 3. Name of person discharging managerial responsibilities/director CHRISTOPHER MICHAEL WISCARSON 4. State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person SEE SECTION 8 5. Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest SEE SECTION 8 6. Description of shares (including class), debentures or derivatives or financial instruments relating to shares ORDINARY SHARES OF 25p EACH 7. Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
Mr. C.M. Wiscarson: 38,920 Lloyds TSB Registrars Corporate Nominee Limited AESOP1 account (LTSBRCNL AESOP1): 4,587 Hill Samuel Offshore Trust Company Limited (HSOTC): 37,351 Conditional award of shares under the: Lloyds TSB performance share plan 126,614 Lloyds TSB long-term incentive plan 163,460 Save & Prosper Personal Equity Plan: - - Mrs. Wiscarson: 6,963
8. State the nature of the transaction On 20th December, 2006, 27 shares were acquired by LTSBRCNL AESOP1 at 565.5 per share for Mr. Wiscarson, under the Lloyds TSB Group Shareplan as follows: 22 "partnership" shares; and 5 "matching" shares. The company's registrar, which handles administrative arrangements relating to the Lloyds TSB Group Shareplan, has just notified the company of the relevant details. 9. Number of shares, debentures or financial instruments relating to shares acquired SEE SECTION 8 10. Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) MINIMAL 11. Number of shares, debentures or financial instruments relating to shares disposed N/A 12. Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) N/A 13. Price per share or value of transaction SEE SECTION 8 14. Date and place of transaction THE TRANSACTION TOOK PLACE AS STATED IN SECTION 8 IN THE UK AND THE SHARES ARE LISTED ON THE LONDON STOCK EXCHANGE. 15. Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
Mr. C.M. Wiscarson: 38,920 LTSBRCNL AESOP1: 4,614 HSOTC: 37,351 Conditional award of shares under the: Lloyds TSB performance share plan 126,614 Lloyds TSB long-term incentive plan 163,460 Save & Prosper Personal Equity Plan: - - Mrs. Wiscarson 6,963
PERCENTAGE HOLDING IS MINIMAL 16. Date issuer informed of transaction 21ST DECEMBER, 2006 If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes 17 Date of grant - - 18. Period during which or date on which it can be exercised - - 19. Total amount paid (if any) for grant of the option - - 20. Description of shares or debentures involved (class and number) - - 21. Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise - - 22. Total number of shares or debentures over which options held following notification 1,007,017 23. Any additional information - - 24. Name of contact and telephone number for queries MR. A.J. MICHIE, SECRETARY 020 7356 1043 Name and signature of duly authorised officer of issuer responsible for making notification MR. A.J. MICHIE, SECRETARY Date of notification 22ND DECEMBER, 2006 Signatures Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. LLOYDS TSB GROUP plc (Registrant) By: M D Oliver Name: M D Oliver Title: Director of Investor Relations Date: 22 December 2006 -----END PRIVACY-ENHANCED MESSAGE-----