-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QMaxReXIumeN+SPgO8ypD9u4SMAvo4hjOcRPgPrmp0Bl7GgY1Qeh+IOT8vIT0d5Z Jtis9sy7xwZE3IwA3WRiaA== 0001191638-04-001183.txt : 20040701 0001191638-04-001183.hdr.sgml : 20040701 20040701080926 ACCESSION NUMBER: 0001191638-04-001183 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040701 FILED AS OF DATE: 20040701 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LLOYDS TSB GROUP PLC CENTRAL INDEX KEY: 0001160106 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15246 FILM NUMBER: 04892876 BUSINESS ADDRESS: STREET 1: 25 GRESHAM STREET CITY: LONDON EC2V 7HN STATE: X0 ZIP: 00000 MAIL ADDRESS: STREET 1: 25 GRESHAM STREET STREET 2: LONDON EC2V 7HN CITY: UNITED KINGDOM STATE: X0 ZIP: 00000 6-K 1 lloy200407016k.txt BLOCKLISTING INTERIM REVIEW SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 01 July 2004 LLOYDS TSB GROUP plc (Translation of registrant's name into English) 5th Floor 25 Gresham Street London EC2V 7HN United Kingdom (Address of principal executive offices) Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Form 20-F..X..Form 40-F..... Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934. Yes .....No ..X.. If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- ________ Index to Exhibits Item No. 1 Regulatory News Service Announcement, dated 01 July 2004 re: Blocklisting Interim Review SCHEDULE 5 BLOCKLISTING SIX MONTHLY RETURN To: Listing Applications UK Listing Authority Financial Services Authority 25, The North Colonnade Canary Wharf London, E14 5HS AVS No: Please ensure the entries on this return are typed 1. Name of company Lloyds TSB Group plc 2. Name of scheme Lloyds TSB Group Shareplan 3. Period of return: From 1st January 2004 To 30th June 2004 4. Number and class of shares(s) (amount of stock / debt security) not issued under scheme 453,591 ordinary shares of 25p each at 1st January 2004 plus 1,320,000 shares blocklisted since then (see 7 below) 5. Number of shares issued / allotted under scheme during period: 1,339,238 6. Balance under scheme not yet issued / allotted at end of period 434,353 7. Number and class of share(s) (amount of stock / debt securities) originally listed and the date of admission; Ordinary shares of 25p each Blocklisted on 1,100,000 20th June 2003 440,000 22nd September 2003 440,000 20th October 2003 440,000 20th November 2003 440,000 22nd December 2003 440,000 20th January 2004 440,000 22nd March 2004 440,000 20th April 2004 Please confirm total number of shares in issue at the end of the period in order for us to update our records 5,595,855,711 Contact for queries Name Sharon Slattery Address Lloyds TSB Group plc, 25 Gresham Street, London, EC2V 7HN Telephone 020 7356 1034 Person making the return Name Sharon Slattery Position Senior Assistant Secretary Signature The FSA does not give any express or implied warranty as to the accuracy of this document or material and does not accept any liability for error or omission. The FSA is not liable for any damages (including, without limitation, damages for loss of business or loss of profits) arising in contract, tort or otherwise from the use of or inability to use this document, or any material contained in it, or from any action or decision taken as a result of using this document or any such material. SCHEDULE 5 BLOCKLISTING SIX MONTHLY RETURN To: Listing Applications UK Listing Authority Financial Services Authority 25, The North Colonnade Canary Wharf London, E14 5HS AVS No: Please ensure the entries on this return are typed 1. Name of company Lloyds TSB Group plc 2. Name of scheme Lloyds Bank senior executives' overseas share option scheme 1987 3. Period of return: From 1st January 2004 To 30th June 2004 4. Number and class of shares(s) (amount of stock / debt security) not issued under scheme 35,152 ordinary shares of 25p each 5. Number of shares issued / allotted under scheme during period: Nil 6. Balance under scheme not yet issued / allotted at end of period 35,152 7. Number and class of share(s) (amount of stock / debt securities) originally listed and the date of admission; 450,418 ordinary shares of 25p each blocklisted on 19th January 1996. Please confirm total number of shares in issue at the end of the period in order for us to update our records 5,595,855,711 Contact for queries Name Sharon Slattery Address Lloyds TSB Group plc, 25 Gresham Street, London, EC2V 7HN Telephone 020 7356 1034 Person making the return Name Sharon Slattery Position Senior Assistant Secretary Signature The FSA does not give any express or implied warranty as to the accuracy of this document or material and does not accept any liability for error or omission. The FSA is not liable for any damages (including, without limitation, damages for loss of business or loss of profits) arising in contract, tort or otherwise from the use of or inability to use this document, or any material contained in it, or from any action or decision taken as a result of using this document or any such material. SCHEDULE 5 BLOCKLISTING SIX MONTHLY RETURN To: Listing Applications UK Listing Authority Financial Services Authority 25, The North Colonnade Canary Wharf London, E14 5HS AVS No: Please ensure the entries on this return are typed 1. Name of company Lloyds TSB Group plc 2. Name of scheme Lloyds Bank senior executives' UK share option scheme 1987 3. Period of return: From 1st January 2004 To 30th June 2004 4. Number and class of shares(s) (amount of stock / debt security) not issued under scheme 122,567 ordinary shares of 25p each 5. Number of shares issued / allotted under scheme during period: 71,656 6. Balance under scheme not yet issued / allotted at end of period 50,911 7. Number and class of share(s) (amount of stock / debt securities) originally listed and the date of admission; 10,429,833 ordinary shares of 25p each blocklisted on 19th January 1996. Please confirm total number of shares in issue at the end of the period in order for us to update our records 5,595,855,711 Contact for queries Name Sharon Slattery Address Lloyds TSB Group plc, 25 Gresham Street, London, EC2V 7HN Telephone 020 7356 1034 Person making the return Name Sharon Slattery Position Senior Assistant Secretary Signature The FSA does not give any express or implied warranty as to the accuracy of this document or material and does not accept any liability for error or omission. The FSA is not liable for any damages (including, without limitation, damages for loss of business or loss of profits) arising in contract, tort or otherwise from the use of or inability to use this document, or any material contained in it, or from any action or decision taken as a result of using this document or any such material. SCHEDULE 5 BLOCKLISTING SIX MONTHLY RETURN To: Listing Applications UK Listing Authority Financial Services Authority 25, The North Colonnade Canary Wharf London, E14 5HS AVS No: Please ensure the entries on this return are typed 1. Name of company Lloyds TSB Group plc 2. Name of scheme Lloyds TSB Group executive share option scheme 3. Period of return: From 1st January 2004 To 30th June 2004 4. Number and class of shares(s) (amount of stock / debt security) not issued under scheme 516,569 ordinary shares of 25p each 5. Number of shares issued / allotted under scheme during period: 82,940 6. Balance under scheme not yet issued / allotted at end of period 433,629 7. Number and class of share(s) (amount of stock / debt securities) originally listed and the date of admission; 4,000,000 and 1,895,000 ordinary shares of 25p each blocklisted on 10th April 1995 and 6th August 1997, respectively. Please confirm total number of shares in issue at the end of the period in order for us to update our records 5,595,855,711 Contact for queries Name Sharon Slattery Address Lloyds TSB Group plc, 25 Gresham Street, London, EC2V 7HN Telephone 020 7356 1034 Person making the return Name Sharon Slattery Position Senior Assistant Secretary Signature The FSA does not give any express or implied warranty as to the accuracy of this document or material and does not accept any liability for error or omission. The FSA is not liable for any damages (including, without limitation, damages for loss of business or loss of profits) arising in contract, tort or otherwise from the use of or inability to use this document, or any material contained in it, or from any action or decision taken as a result of using this document or any such material. SCHEDULE 5 BLOCKLISTING SIX MONTHLY RETURN To: Listing Applications UK Listing Authority Financial Services Authority 25, The North Colonnade Canary Wharf London, E14 5HS AVS No: Please ensure the entries on this return are typed 1. Name of company Lloyds TSB Group plc 2. Name of scheme Lloyds TSB Group plc senior executives' share option scheme 1996 3. Period of return: From 1st January 2004 To 30th June 2004 4. Number and class of shares(s) (amount of stock / debt security) not issued under scheme 1,229,000 ordinary shares of 25p each 5. Number of shares issued / allotted under scheme during period: nil 6. Balance under scheme not yet issued / allotted at end of period 1,229,000 7. Number and class of share(s) (amount of stock / debt securities) originally listed and the date of admission; 3,003,000 ordinary shares of 25p each blocklisted on 6th August 1997. Please confirm total number of shares in issue at the end of the period in order for us to update our records 5,595,855,711 Contact for queries Name Sharon Slattery Address Lloyds TSB Group plc, 25 Gresham Street, London, EC2V 7HN Telephone 020 7356 1034 Person making the return Name Sharon Slattery Position Senior Assistant Secretary Signature The FSA does not give any express or implied warranty as to the accuracy of this document or material and does not accept any liability for error or omission. The FSA is not liable for any damages (including, without limitation, damages for loss of business or loss of profits) arising in contract, tort or otherwise from the use of or inability to use this document, or any material contained in it, or from any action or decision taken as a result of using this document or any such material. SCHEDULE 5 BLOCKLISTING SIX MONTHLY RETURN To: Listing Applications UK Listing Authority Financial Services Authority 25, The North Colonnade Canary Wharf London, E14 5HS AVS No: Please ensure the entries on this return are typed 1. Name of company Lloyds TSB Group plc 2. Name of scheme Lloyds TSB Group No. 1 executive share option scheme 1997 3. Period of return: From 1st January 2004 To 30th June 2004 4. Number and class of shares(s) (amount of stock / debt security) not issued under scheme 1,382,960 ordinary shares of 25p each 5. Number of shares issued / allotted under scheme during period: nil 6. Balance under scheme not yet issued / allotted at end of period 1,382,960 7. Number and class of share(s) (amount of stock / debt securities) originally listed and the date of admission; 500,000 and 900,000 ordinary shares of 25p each blocklisted on 30th June 1998 and 11th June 2001, respectively. Please confirm total number of shares in issue at the end of the period in order for us to update our records 5,595,855,711 Contact for queries Name Sharon Slattery Address Lloyds TSB Group plc, 25 Gresham Street, London, EC2V 7HN Telephone 020 7356 1034 Person making the return Name Sharon Slattery Position Senior Assistant Secretary Signature The FSA does not give any express or implied warranty as to the accuracy of this document or material and does not accept any liability for error or omission. The FSA is not liable for any damages (including, without limitation, damages for loss of business or loss of profits) arising in contract, tort or otherwise from the use of or inability to use this document, or any material contained in it, or from any action or decision taken as a result of using this document or any such material. SCHEDULE 5 BLOCKLISTING SIX MONTHLY RETURN To: Listing Applications UK Listing Authority Financial Services Authority 25, The North Colonnade Canary Wharf London, E14 5HS AVS No: Please ensure the entries on this return are typed 1. Name of company Lloyds TSB Group plc 2. Name of scheme Lloyds TSB Group No. 2 executive share option scheme 1997 3. Period of return: From 1st January 2004 To 30th June 2004 4. Number and class of shares(s) (amount of stock / debt security) not issued under scheme 7,676,182 ordinary shares of 25p each 5. Number of shares issued / allotted under scheme during period: nil 6. Balance under scheme not yet issued / allotted at end of period 7,676,182 7. Number and class of share(s) (amount of stock / debt securities) originally listed and the date of admission; 1,800,000 and 6,000,000 ordinary shares of 25p each blocklisted on 30th June 1998 and 11th June 2001, respectively. Please confirm total number of shares in issue at the end of the period in order for us to update our records 5,595,855,711 Contact for queries Name Sharon Slattery Address Lloyds TSB Group plc, 25 Gresham Street, London, EC2V 7HN Telephone 020 7356 1034 Person making the return Name Sharon Slattery Position Senior Assistant Secretary Signature The FSA does not give any express or implied warranty as to the accuracy of this document or material and does not accept any liability for error or omission. The FSA is not liable for any damages (including, without limitation, damages for loss of business or loss of profits) arising in contract, tort or otherwise from the use of or inability to use this document, or any material contained in it, or from any action or decision taken as a result of using this document or any such material. SCHEDULE 5 BLOCKLISTING SIX MONTHLY RETURN To: Listing Applications UK Listing Authority Financial Services Authority 25, The North Colonnade Canary Wharf London, E14 5HS AVS No: Please ensure the entries on this return are typed 1. Name of company Lloyds TSB Group plc 2. Name of scheme Lloyds TSB Group staff sharesave scheme 3. Period of return: From 1st January 2004 To 30th June 2004 4. Number and class of shares(s) (amount of stock / debt security) not issued under scheme 6,118,341 ordinary shares of 25p each 5. Number of shares issued / allotted under scheme during period: 384,315 6. Balance under scheme not yet issued / allotted at end of period 5,734,026 7. Number and class of share(s) (amount of stock / debt securities) originally listed and the date of admission; 75,000,000 ordinary shares of 25p each blocklisted on 6th August 1997. Please confirm total number of shares in issue at the end of the period in order for us to update our records 5,595,855,711 Contact for queries Name Sharon Slattery Address Lloyds TSB Group plc, 25 Gresham Street, London, EC2V 7HN Telephone 020 7356 1034 Person making the return Name Sharon Slattery Position Senior Assistant Secretary Signature The FSA does not give any express or implied warranty as to the accuracy of this document or material and does not accept any liability for error or omission. The FSA is not liable for any damages (including, without limitation, damages for loss of business or loss of profits) arising in contract, tort or otherwise from the use of or inability to use this document, or any material contained in it, or from any action or decision taken as a result of using this document or any such material. SCHEDULE 5 BLOCKLISTING SIX MONTHLY RETURN To: Listing Applications UK Listing Authority Financial Services Authority 25, The North Colonnade Canary Wharf London, E14 5HS AVS No: Please ensure the entries on this return are typed 1. Name of company Lloyds TSB Group plc 2. Name of scheme Lloyds TSB Group sharesave scheme 1997 3. Period of return: From 1st January 2004 To 30th June 2004 4. Number and class of shares(s) (amount of stock / debt security) not issued under scheme 36,333,338 ordinary shares of 25p each 5. Number of shares issued / allotted under scheme during period: 240,140 6. Balance under scheme not yet issued / allotted at end of period 36,093,198 7. Number and class of share(s) (amount of stock / debt securities) originally listed and the date of admission; 13,890,874 and 50,000,000 ordinary shares of 25p each blocklisted on 10th December 1997 and 11th June 2001, respectively. Please confirm total number of shares in issue at the end of the period in order for us to update our records 5,595,855,711 Contact for queries Name Sharon Slattery Address Lloyds TSB Group plc, 25 Gresham Street, London, EC2V 7HN Telephone 020 7356 1034 Person making the return Name Sharon Slattery Position Senior Assistant Secretary Signature The FSA does not give any express or implied warranty as to the accuracy of this document or material and does not accept any liability for error or omission. The FSA is not liable for any damages (including, without limitation, damages for loss of business or loss of profits) arising in contract, tort or otherwise from the use of or inability to use this document, or any material contained in it, or from any action or decision taken as a result of using this document or any such material. SCHEDULE 5 BLOCKLISTING SIX MONTHLY RETURN To: Listing Applications UK Listing Authority Financial Services Authority 25, The North Colonnade Canary Wharf London, E14 5HS AVS No: Please ensure the entries on this return are typed 1. Name of company Lloyds TSB Group plc 2. Name of scheme Lloyds Bank staff savings-related share option scheme 1990 3. Period of return: From 1st January 2004 To 30th June 2004 4. Number and class of shares(s) (amount of stock / debt security) not issued under scheme 11,819,484 ordinary shares of 25p each 5. Number of shares issued / allotted under scheme during period: Nil 6. Balance under scheme not yet issued / allotted at end of period 11,819,484 7. Number and class of share(s) (amount of stock / debt securities) originally listed and the date of admission; 116,515,105 ordinary shares of 25p each blocklisted on 19th January 1996. Please confirm total number of shares in issue at the end of the period in order for us to update our records 5,595,855,711 Contact for queries Name Sharon Slattery Address Lloyds TSB Group plc, 25 Gresham Street, London, EC2V 7HN Telephone 020 7356 1034 Person making the return Name Sharon Slattery Position Senior Assistant Secretary Signature The FSA does not give any express or implied warranty as to the accuracy of this document or material and does not accept any liability for error or omission. The FSA is not liable for any damages (including, without limitation, damages for loss of business or loss of profits) arising in contract, tort or otherwise from the use of or inability to use this document, or any material contained in it, or from any action or decision taken as a result of using this document or any such material. SCHEDULE 5 BLOCKLISTING SIX MONTHLY RETURN To: Listing Applications UK Listing Authority Financial Services Authority 25, The North Colonnade Canary Wharf London, E14 5HS AVS No: Please ensure the entries on this return are typed 1. Name of company Lloyds TSB Group plc 2. Name of scheme Lloyds TSB Group option rollover scheme 1997 3. Period of return: From 1st January 2004 To 30th June 2004 4. Number and class of shares(s) (amount of stock / debt security) not issued under scheme 123,683 ordinary shares of 25p each 5. Number of shares issued / allotted under scheme during period: nil 6. Balance under scheme not yet issued / allotted at end of period 123,683 7. Number and class of share(s) (amount of stock / debt securities) originally listed and the date of admission; 1,580,373 and 2,000,000 ordinary shares of 25p each blocklisted on 5th March 1997 and 30th June 1998, respectively. Please confirm total number of shares in issue at the end of the period in order for us to update our records 5,595,855,711 Contact for queries Name Sharon Slattery Address Lloyds TSB Group plc, 25 Gresham Street, London, EC2V 7HN Telephone 020 7356 1034 Person making the return Name Sharon Slattery Position Senior Assistant Secretary Signature The FSA does not give any express or implied warranty as to the accuracy of this document or material and does not accept any liability for error or omission. The FSA is not liable for any damages (including, without limitation, damages for loss of business or loss of profits) arising in contract, tort or otherwise from the use of or inability to use this document, or any material contained in it, or from any action or decision taken as a result of using this document or any such material. Signatures Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. LLOYDS TSB GROUP plc (Registrant) By: M D Oliver Name: M D Oliver Title: Director of Investor Relations Date: 01 July 2004 -----END PRIVACY-ENHANCED MESSAGE-----