0001179110-15-011181.txt : 20150714
0001179110-15-011181.hdr.sgml : 20150714
20150714151807
ACCESSION NUMBER: 0001179110-15-011181
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150710
FILED AS OF DATE: 20150714
DATE AS OF CHANGE: 20150714
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Moelis & Co
CENTRAL INDEX KEY: 0001596967
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 464500216
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 883-3800
MAIL ADDRESS:
STREET 1: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BOLLENBACH STEPHEN F
CENTRAL INDEX KEY: 0001159762
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36418
FILM NUMBER: 15987290
MAIL ADDRESS:
STREET 1: C/O TIME WARNER INC.
STREET 2: ONE TIME WARNER CENTER
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
edgar.xml
FORM 4 -
X0306
4
2015-07-10
1
0001596967
Moelis & Co
MC
0001159762
BOLLENBACH STEPHEN F
C/O MOELIS & COMPANY
399 PARK AVENUE, 5TH FLOOR
NEW YORK
New York
1
0
0
0
2015 Stub Annual Restricted Stock Units
2015-07-10
4
A
0
289
A
289
D
2015 Stub Elective Restricted Stock Units
2015-07-10
4
A
0
579
A
579
D
2015 Annual Restricted Stock Units
2015-07-10
4
A
0
14
A
14
D
2015 Elective Restricted Stock Units
2015-07-10
4
A
0
100
A
100
D
Each Restricted Stock Unit represents the right to receive one share of Class A common stock upon settlement. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan.
Restricted Stock Units granted to Non-employee Director based on $29.144 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on June 30, 2015.
The 2015 Stub Annual Restricted Stock Units and 2015 Annual Restricted Stock Units vested on July 10, 2015 and settlement is within 60 days following July 1, 2017. The 2015 Stub Annual Restricted Stock Units were granted to conform the annual payment schedule for non-employee directors who started on a date other than July 1.
The 2015 Stub Elective Restricted Stock Units and the 2015 Elective Restricted Stock Units vested on July 10, 2015 and settlement is within 60 days following July 10, 2015. The 2015 Stub Elective Restricted Stock Units were granted to conform the annual payment schedule for non-employee directors who started on a date other than July 1.
Mr. Bollenbach resigned from the Board effective July 10, 2015. Represents compensation for period prior to resignation.
/s/ Osamu Watanabe as attorney-in-fact for Stephen Bollenbach
2015-07-14