0001179110-15-011181.txt : 20150714 0001179110-15-011181.hdr.sgml : 20150714 20150714151807 ACCESSION NUMBER: 0001179110-15-011181 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150710 FILED AS OF DATE: 20150714 DATE AS OF CHANGE: 20150714 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Moelis & Co CENTRAL INDEX KEY: 0001596967 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 464500216 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 883-3800 MAIL ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOLLENBACH STEPHEN F CENTRAL INDEX KEY: 0001159762 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36418 FILM NUMBER: 15987290 MAIL ADDRESS: STREET 1: C/O TIME WARNER INC. STREET 2: ONE TIME WARNER CENTER CITY: NEW YORK STATE: NY ZIP: 10019 4 1 edgar.xml FORM 4 - X0306 4 2015-07-10 1 0001596967 Moelis & Co MC 0001159762 BOLLENBACH STEPHEN F C/O MOELIS & COMPANY 399 PARK AVENUE, 5TH FLOOR NEW YORK New York 1 0 0 0 2015 Stub Annual Restricted Stock Units 2015-07-10 4 A 0 289 A 289 D 2015 Stub Elective Restricted Stock Units 2015-07-10 4 A 0 579 A 579 D 2015 Annual Restricted Stock Units 2015-07-10 4 A 0 14 A 14 D 2015 Elective Restricted Stock Units 2015-07-10 4 A 0 100 A 100 D Each Restricted Stock Unit represents the right to receive one share of Class A common stock upon settlement. Grant of Restricted Stock Units pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. Restricted Stock Units granted to Non-employee Director based on $29.144 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on June 30, 2015. The 2015 Stub Annual Restricted Stock Units and 2015 Annual Restricted Stock Units vested on July 10, 2015 and settlement is within 60 days following July 1, 2017. The 2015 Stub Annual Restricted Stock Units were granted to conform the annual payment schedule for non-employee directors who started on a date other than July 1. The 2015 Stub Elective Restricted Stock Units and the 2015 Elective Restricted Stock Units vested on July 10, 2015 and settlement is within 60 days following July 10, 2015. The 2015 Stub Elective Restricted Stock Units were granted to conform the annual payment schedule for non-employee directors who started on a date other than July 1. Mr. Bollenbach resigned from the Board effective July 10, 2015. Represents compensation for period prior to resignation. /s/ Osamu Watanabe as attorney-in-fact for Stephen Bollenbach 2015-07-14