0001179110-15-009656.txt : 20150611
0001179110-15-009656.hdr.sgml : 20150611
20150611163759
ACCESSION NUMBER: 0001179110-15-009656
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150609
FILED AS OF DATE: 20150611
DATE AS OF CHANGE: 20150611
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Moelis & Co
CENTRAL INDEX KEY: 0001596967
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 464500216
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 883-3800
MAIL ADDRESS:
STREET 1: 399 PARK AVENUE, 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BOLLENBACH STEPHEN F
CENTRAL INDEX KEY: 0001159762
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36418
FILM NUMBER: 15926411
MAIL ADDRESS:
STREET 1: C/O TIME WARNER INC.
STREET 2: ONE TIME WARNER CENTER
CITY: NEW YORK
STATE: NY
ZIP: 10019
4
1
edgar.xml
FORM 4 -
X0306
4
2015-06-09
0
0001596967
Moelis & Co
MC
0001159762
BOLLENBACH STEPHEN F
C/O MOELIS & COMPANY
399 PARK AVENUE, 5TH FLOOR
NEW YORK
New York
1
0
0
0
2014 Initial Restricted Stock Units
0
2015-06-09
4
A
0
11.23
0
A
Class A Common Stock
11.23
1691.36
D
Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
Initial RSUs were issued as dividend equivalents on holder's unvested underlying Initial RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Initial RSUs will vest concurrently with the vesting of the unvested underlying Initial RSUs.
/s/ Osamu Watanabe as attorney-in-fact for Stephen Bollenbach
2015-06-11