0001179110-15-007140.txt : 20150505 0001179110-15-007140.hdr.sgml : 20150505 20150505170211 ACCESSION NUMBER: 0001179110-15-007140 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150504 FILED AS OF DATE: 20150505 DATE AS OF CHANGE: 20150505 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Moelis & Co CENTRAL INDEX KEY: 0001596967 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 464500216 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 883-3800 MAIL ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOLLENBACH STEPHEN F CENTRAL INDEX KEY: 0001159762 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36418 FILM NUMBER: 15833875 MAIL ADDRESS: STREET 1: C/O TIME WARNER INC. STREET 2: ONE TIME WARNER CENTER CITY: NEW YORK STATE: NY ZIP: 10019 4 1 edgar.xml FORM 4 - X0306 4 2015-05-04 0 0001596967 Moelis & Co MC 0001159762 BOLLENBACH STEPHEN F C/O MOELIS & COMPANY 399 PARK AVENUE, 5TH FLOOR NEW YORK New York 1 0 0 0 Class A Common Stock 2015-05-04 4 M 0 624.7982 A 2484.7892 D Class A Common Stock 2015-05-04 4 D 0 .7982 21.67 D 2484 D Director Restricted Stock Units 2015-05-04 4 C 0 624.7982 0 D Class A Common Stock 624.7982 0 D Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs). Pursuant to the terms of the RSUs, fractional shares were settled for cash. Each RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share pursuant to the Moelis & Company 2014 Omnibus Incentive Plan. The RSUs vested on April 15, 2015 and were settled for Class A common stock on May 4, 2015. Based on the closing price per share of Class A common stock of $27.15 on May 1, 2015. /s/ Osamu Watanabe as attorney-in-fact for Stephen Bollenbach 2015-05-05