0001179110-15-004602.txt : 20150310 0001179110-15-004602.hdr.sgml : 20150310 20150310164541 ACCESSION NUMBER: 0001179110-15-004602 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150306 FILED AS OF DATE: 20150310 DATE AS OF CHANGE: 20150310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Moelis & Co CENTRAL INDEX KEY: 0001596967 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 464500216 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 883-3800 MAIL ADDRESS: STREET 1: 399 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOLLENBACH STEPHEN F CENTRAL INDEX KEY: 0001159762 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36418 FILM NUMBER: 15689699 MAIL ADDRESS: STREET 1: C/O TIME WARNER INC. STREET 2: ONE TIME WARNER CENTER CITY: NEW YORK STATE: NY ZIP: 10019 4 1 edgar.xml FORM 4 - X0306 4 2015-03-06 0 0001596967 Moelis & Co MC 0001159762 BOLLENBACH STEPHEN F C/O MOELIS & COMPANY 399 PARK AVENUE, 5TH FLOOR NEW YORK New York 1 0 0 0 2014 Initial Restricted Stock Units 0.00 2015-03-06 4 A 0 10.83 0.00 A Class A Common Stock 10.83 1680.13 D 2014 Director Restricted Stock Units 0.00 2015-03-06 4 A 0 4.03 0.00 A Class A Common Stock 4.03 624.80 D Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. Initial RSUs were issued as dividend equivalents on holder's unvested underlying Initial RSUs issued on April 15, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Initial RSUs will vest concurrently with the vesting of the unvested underlying Initial RSUs. Director RSUs were issued as dividend equivalents on the holder's unvested underlying Director RSUs issued on July 1, 2014 (and dividend equivalents subsequently issued thereon). The dividend equivalent Director RSUs will vest concurrently with the vesting of the unvested underlying Director RSUs. /s/ Osamu Watanabe as attorney-in-fact for Stephen Bollenbach 2015-03-10