0001193125-18-011681.txt : 20180117 0001193125-18-011681.hdr.sgml : 20180117 20180117060710 ACCESSION NUMBER: 0001193125-18-011681 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180117 FILED AS OF DATE: 20180117 DATE AS OF CHANGE: 20180117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DEUTSCHE BANK AKTIENGESELLSCHAFT CENTRAL INDEX KEY: 0001159508 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15242 FILM NUMBER: 18529713 BUSINESS ADDRESS: STREET 1: DEUTSCHE BANK AG - LEGAL DEPARTMENT STREET 2: 60 WALL STREET - 36TH FLOOR, ROOM 3609 CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 212-250-1306 MAIL ADDRESS: STREET 1: DEUTSCHE BANK AG - LEGAL DEPARTMENT STREET 2: 60 WALL STREET - 36TH FLOOR, ROOM 3609 CITY: NEW YORK STATE: NY ZIP: 10005 6-K 1 d483600d6k.htm FORM 6-K Form 6-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Form 6-K

 

 

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

For the month of January 2018

Commission File Number 1-15242

 

 

DEUTSCHE BANK CORPORATION

(Translation of Registrant’s Name Into English)

 

 

Deutsche Bank Aktiengesellschaft

Taunusanlage 12

60325 Frankfurt am Main

Germany

(Address of Principal Executive Office)

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:     Form 20-F   ☒ Form 40-F  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐

 

 

 


Explanatory note

This Report on Form 6-K contains the following exhibit:

Exhibit 99.1: Notice of Redemption for Deutsche Bank Contingent Capital Trust III, Wilmington, Delaware, U.S.A., 79,000,000 7.60% Noncumulative Trust Preferred Securities (Liquidation Preference Amount $25 per Trust Preferred Security).

This Report on Form 6-K and the exhibit hereto are hereby incorporated by reference into Registration Statements Nos. 333-206013 and 333-218897 of Deutsche Bank AG.

Forward-looking statements contain risks

This report contains forward-looking statements. Forward-looking statements are statements that are not historical facts; they include statements about our beliefs and expectations. Any statement in this report that states our intentions, beliefs, expectations or predictions (and the assumptions underlying them) is a forward-looking statement. These statements are based on plans, estimates and projections as they are currently available to the management of Deutsche Bank. Forward-looking statements therefore speak only as of the date they are made, and we undertake no obligation to update publicly any of them in light of new information or future events.

By their very nature, forward-looking statements involve risks and uncertainties. A number of important factors could therefore cause actual results to differ materially from those contained in any forward-looking statement. Such factors include the conditions in the financial markets in Germany, in Europe, in the United States and elsewhere from which we derive a substantial portion of our trading revenues, potential defaults of borrowers or trading counterparties, the implementation of our strategic initiatives, the reliability of our risk management policies, procedures and methods, and other risks referenced in our filings with the U.S. Securities and Exchange Commission. Such factors are described in detail in our 2016 Annual Report on Form 20-F, which was filed with the SEC on March 20, 2017, on pages 14 through 47 under the heading “Risk Factors.” Copies of this document are readily available upon request or can be downloaded from www.deutsche-bank.com/ir.

 

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Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    DEUTSCHE BANK AKTIENGESELLSCHAFT
Date: January 17, 2018      
    By:  

/s/ Jonathan Blake

    Name:   Jonathan Blake
    Title:   Managing Director
    By:  

/s/ Joseph C. Kopec

    Name:   Joseph C. Kopec
    Title:   Managing Director and Senior Counsel

 

3

EX-99.1 2 d483600dex991.htm EXHIBIT 99.1 Exhibit 99.1

Exhibit 99.1

Notice of Redemption

for

Deutsche Bank Contingent Capital Trust III

Wilmington, Delaware, U.S.A.

79,000,000 7.60% Noncumulative Trust Preferred Securities

having an Aggregate Liquidation Preference Amount of

US$ 1,975,000,000

(Liquidation Preference Amount US$ 25 per Trust Preferred Security)

CUSIP Number: 25154A 108

ISIN: US25154A1088

The Regular Trustees and the Property Trustee of Deutsche Bank Contingent Capital Trust III have been notified that on February 20, 2018, Deutsche Bank AG will redeem its Initial Debt Securities and Deutsche Bank Contingent Capital LLC III will redeem its Class B Preferred Securities. We therefore hereby give notice that subject to receipt of the Redemption Price in full by the Property Trustee, the 79,000,000 7.60% Noncumulative Trust Preferred Securities having an aggregate liquidation preference amount of US$ 1,975,000,000, issued by Deutsche Bank Contingent Capital Trust III with an issue date of February 20, 2008, will be redeemed on February 20, 2018 at their liquidation preference amount of US$ 25 per Trust Preferred Security plus any accrued and unpaid capital payments for the current payment period to but excluding the redemption date. All regulatory preconditions are met.

 

January 17, 2018   Deutsche Bank Contingent Capital Trust III