0000902664-21-002475.txt : 20210426 0000902664-21-002475.hdr.sgml : 20210426 20210426194357 ACCESSION NUMBER: 0000902664-21-002475 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210422 FILED AS OF DATE: 20210426 DATE AS OF CHANGE: 20210426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: UBBEN JEFFREY W CENTRAL INDEX KEY: 0001159187 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38495 FILM NUMBER: 21855504 MAIL ADDRESS: STREET 1: 572 RUGER STREET STREET 2: SUITE B CITY: SAN FRANCISCO STATE: CA ZIP: 94129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nikola Corp CENTRAL INDEX KEY: 0001731289 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 824151153 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4141 E BROADWAY ROAD CITY: PHOENIX STATE: AZ ZIP: 85040 BUSINESS PHONE: (480) 666-1038 MAIL ADDRESS: STREET 1: 4141 E BROADWAY ROAD CITY: PHOENIX STATE: AZ ZIP: 85040 FORMER COMPANY: FORMER CONFORMED NAME: VectoIQ Acquisition Corp. DATE OF NAME CHANGE: 20180213 4 1 ownership.xml X0306 4 2021-04-22 0 0001731289 Nikola Corp NKLA 0001159187 UBBEN JEFFREY W 572 RUGER STREET SUITE B SAN FRANCISCO CA 94129 1 0 0 0 Common Stock, par value $0.0001 per share ("Common Stock") 2021-04-22 4 A 0 16682 0 A 37682 D Common Stock 10275437 I See footnotes Common Stock 3552006 I See footnotes Shares of common stock issuable upon settlement of a restricted stock unit award that vests on April 22, 2022, subject to continued service with the Issuer through such date. The restricted stock unit was awarded to Mr. Jeffrey W. Ubben ("Mr. Ubben"). Mr. Ubben is deemed to hold the award for the benefit of Inclusive Capital Partners Spring Master Fund, L.P. ("In-Cap Spring Master Fund") and Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap"). The securities reported herein are held by In-Cap Spring Master Fund. In-Cap acts as investment manager to In-Cap Spring Master Fund. The Reporting Person indirectly controls In-Cap. The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein. The securities reported herein are held by Spring NM, LLC ("Spring NM"). The Reporting Person is the managing member of Spring NM. /s/ Jeffrey W. Ubben 2021-04-26