0000902664-20-003196.txt : 20200825
0000902664-20-003196.hdr.sgml : 20200825
20200825202623
ACCESSION NUMBER: 0000902664-20-003196
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200821
FILED AS OF DATE: 20200825
DATE AS OF CHANGE: 20200825
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: UBBEN JEFFREY W
CENTRAL INDEX KEY: 0001159187
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38495
FILM NUMBER: 201133954
MAIL ADDRESS:
STREET 1: 572 RUGER STREET
STREET 2: SUITE B
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94129
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Nikola Corp
CENTRAL INDEX KEY: 0001731289
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711]
IRS NUMBER: 824151153
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4141 E BROADWAY ROAD
CITY: PHOENIX
STATE: AZ
ZIP: 85040
BUSINESS PHONE: (480) 666-1038
MAIL ADDRESS:
STREET 1: 4141 E BROADWAY ROAD
CITY: PHOENIX
STATE: AZ
ZIP: 85040
FORMER COMPANY:
FORMER CONFORMED NAME: VectoIQ Acquisition Corp.
DATE OF NAME CHANGE: 20180213
4
1
ownership.xml
X0306
4
2020-08-21
0
0001731289
Nikola Corp
NKLA
0001159187
UBBEN JEFFREY W
572 RUGER STREET
SUITE B
SAN FRANCISCO
CA
94129
1
0
0
0
Common Stock, par value $0.0001 per share ("Common Stock")
2020-08-21
4
A
0
21000
0
A
21000
D
Common Stock
10275437
I
See footnotes
Common Stock
8686587
I
See footnotes
Shares of common stock issuable upon settlement of a restricted stock unit award that vests on June 3, 2021, subject to continued service with the Issuer through such date. The restricted stock unit was awarded to Mr. Jeffrey W. Ubben ("Mr. Ubben"). Mr. Ubben is deemed to hold the award for the benefit of Inclusive Capital Partners Spring Master Fund, L.P. ("In-Cap Spring Master Fund") and Inclusive Capital Partners, L.P., a Delaware limited partnership ("In-Cap").
The securities reported herein are held by In-Cap Spring Master Fund. In-Cap acts as investment manager to In-Cap Spring Master Fund. The Reporting Person indirectly controls In-Cap.
The filing of this statement shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein.
The securities reported herein are held by Spring NM, LLC ("Spring NM"). The Reporting Person is the managing member of Spring NM.
/s/ Jeffrey W. Ubben
2020-08-25