0000902664-23-002802.txt : 20230504 0000902664-23-002802.hdr.sgml : 20230504 20230504163039 ACCESSION NUMBER: 0000902664-23-002802 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230502 FILED AS OF DATE: 20230504 DATE AS OF CHANGE: 20230504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JANA PARTNERS LLC CENTRAL INDEX KEY: 0001159159 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32504 FILM NUMBER: 23889269 BUSINESS ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 BUSINESS PHONE: (212) 455-0900 MAIL ADDRESS: STREET 1: 767 FIFTH AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10153 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TreeHouse Foods, Inc. CENTRAL INDEX KEY: 0001320695 STANDARD INDUSTRIAL CLASSIFICATION: CANNED, FROZEN & PRESERVED FRUIT, VEG & FOOD SPECIALTIES [2030] IRS NUMBER: 202311383 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2021 SPRING ROAD STREET 2: SUITE 600 CITY: OAK BROOK STATE: IL ZIP: 60523 BUSINESS PHONE: 7084095315 MAIL ADDRESS: STREET 1: 2021 SPRING ROAD STREET 2: SUITE 600 CITY: OAK BROOK STATE: IL ZIP: 60523 4 1 ownership.xml X0407 4 2023-05-02 0 0001320695 TreeHouse Foods, Inc. THS 0001159159 JANA PARTNERS LLC 767 FIFTH AVENUE 8TH FLOOR NEW YORK NY 10153 1 0 0 1 See Remarks 0 Common Stock, par value $0.01 per share 2023-05-02 4 M 0 5972 0 A 4753914 D Restricted Stock Units 2023-05-02 4 M 0 5972 0 D Common Stock 5972 0 I See footnote Settlement of restricted stock units into shares of common stock. Each restricted stock unit represents a contingent right to receive one share of common stock of TreeHouse Foods, Inc. The restricted stock units have a grant date of May 2, 2022. Unless deferred, restricted stock units vest and settle in stock or cash upon the 12-month anniversary of the grant date. Scott Ostfeld, a Partner of the Reporting Person who currently serves on the board of directors of the Issuer, has assigned all rights to any shares issuable pursuant to the grant to the Reporting Person. Pursuant to the assignment, settlement of the award on vesting was made to the Reporting Person. JANA Partners LLC ("JANA") is a private money management firm which beneficially owns the securities reported herein through various accounts under its management and control. Barry Rosenstein is the Managing Partner of JANA. JANA and Barry Rosenstein disclaim any beneficial ownership of any of the Issuer's securities reported herein except to the extent of their pecuniary interest therein. The Reporting Person may be deemed to be a director by deputization for purposes of Section 16 under the Securities Exchange Act of 1934 by virtue of the fact that Mr. Ostfeld currently serves on the board of directors of the Issuer. s/ JANA Partners LLC, by Jennifer Fanjiang, Partner, Chief Legal Officer and Chief Compliance Officer 2023-05-04