0000902664-23-002802.txt : 20230504
0000902664-23-002802.hdr.sgml : 20230504
20230504163039
ACCESSION NUMBER: 0000902664-23-002802
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230502
FILED AS OF DATE: 20230504
DATE AS OF CHANGE: 20230504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JANA PARTNERS LLC
CENTRAL INDEX KEY: 0001159159
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32504
FILM NUMBER: 23889269
BUSINESS ADDRESS:
STREET 1: 767 FIFTH AVENUE
STREET 2: 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10153
BUSINESS PHONE: (212) 455-0900
MAIL ADDRESS:
STREET 1: 767 FIFTH AVENUE
STREET 2: 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10153
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TreeHouse Foods, Inc.
CENTRAL INDEX KEY: 0001320695
STANDARD INDUSTRIAL CLASSIFICATION: CANNED, FROZEN & PRESERVED FRUIT, VEG & FOOD SPECIALTIES [2030]
IRS NUMBER: 202311383
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2021 SPRING ROAD
STREET 2: SUITE 600
CITY: OAK BROOK
STATE: IL
ZIP: 60523
BUSINESS PHONE: 7084095315
MAIL ADDRESS:
STREET 1: 2021 SPRING ROAD
STREET 2: SUITE 600
CITY: OAK BROOK
STATE: IL
ZIP: 60523
4
1
ownership.xml
X0407
4
2023-05-02
0
0001320695
TreeHouse Foods, Inc.
THS
0001159159
JANA PARTNERS LLC
767 FIFTH AVENUE
8TH FLOOR
NEW YORK
NY
10153
1
0
0
1
See Remarks
0
Common Stock, par value $0.01 per share
2023-05-02
4
M
0
5972
0
A
4753914
D
Restricted Stock Units
2023-05-02
4
M
0
5972
0
D
Common Stock
5972
0
I
See footnote
Settlement of restricted stock units into shares of common stock.
Each restricted stock unit represents a contingent right to receive one share of common stock of TreeHouse Foods, Inc.
The restricted stock units have a grant date of May 2, 2022. Unless deferred, restricted stock units vest and settle in stock or cash upon the 12-month anniversary of the grant date. Scott Ostfeld, a Partner of the Reporting Person who currently serves on the board of directors of the Issuer, has assigned all rights to any shares issuable pursuant to the grant to the Reporting Person. Pursuant to the assignment, settlement of the award on vesting was made to the Reporting Person.
JANA Partners LLC ("JANA") is a private money management firm which beneficially owns the securities reported herein through various accounts under its management and control. Barry Rosenstein is the Managing Partner of JANA. JANA and Barry Rosenstein disclaim any beneficial ownership of any of the Issuer's securities reported herein except to the extent of their pecuniary interest therein.
The Reporting Person may be deemed to be a director by deputization for purposes of Section 16 under the Securities Exchange Act of 1934 by virtue of the fact that Mr. Ostfeld currently serves on the board of directors of the Issuer.
s/ JANA Partners LLC, by Jennifer Fanjiang, Partner, Chief Legal Officer and Chief Compliance Officer
2023-05-04