0000902664-18-003476.txt : 20180918
0000902664-18-003476.hdr.sgml : 20180918
20180918213025
ACCESSION NUMBER: 0000902664-18-003476
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180906
FILED AS OF DATE: 20180918
DATE AS OF CHANGE: 20180918
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JANA PARTNERS LLC
CENTRAL INDEX KEY: 0001159159
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38158
FILM NUMBER: 181076892
BUSINESS ADDRESS:
STREET 1: 767 FIFTH AVENUE, 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10153
BUSINESS PHONE: 212-455-0900
MAIL ADDRESS:
STREET 1: 767 FIFTH AVENUE, 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10153
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Falcon Minerals Corp
CENTRAL INDEX KEY: 0001703785
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 820820780
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1845 WALNUT STREET, 10TH FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
BUSINESS PHONE: 215-832-4161
MAIL ADDRESS:
STREET 1: 1845 WALNUT STREET, 10TH FLOOR
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
FORMER COMPANY:
FORMER CONFORMED NAME: Osprey Energy Acquisition Corp
DATE OF NAME CHANGE: 20170413
4
1
ownership.xml
X0306
4
2018-09-06
0
0001703785
Falcon Minerals Corp
FLMN
0001159159
JANA PARTNERS LLC
767 FIFTH AVENUE, 8TH FLOOR
NEW YORK
NY
10153
0
0
1
0
Class A Common Stock
2018-09-06
4
S
0
700
11.47
D
3965536
D
Class A Common Stock
2018-09-07
4
S
0
252400
11.30
D
3713136
D
Class A Common Stock
2018-09-10
4
S
0
135000
11.45
D
3578136
D
Class A Common Stock
2018-09-11
4
S
0
69962
11.35
D
3508174
D
Class A Common Stock
2018-09-12
4
S
0
38120
11.39
D
3470054
D
Class A Common Stock
2018-09-13
4
S
0
6227
11.40
D
3463827
D
Class A Common Stock
2018-09-14
4
S
0
174300
11.30
D
3289527
D
Class A Common Stock
2018-09-17
4
S
0
38159
11.27
D
3251368
D
Class A Common Stock
2018-09-18
4
S
0
88525
11.37
D
3162843
D
JANA Partners LLC ("JANA") is a private money management firm which beneficially owns the securities reported herein through various accounts under its management and control. Barry Rosenstein is the Managing Partner of JANA. JANA and Barry Rosenstein disclaim any beneficial ownership of any of the Issuer's securities reported herein except to the extent of their pecuniary interest therein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.34 to $11.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.23 to $11.36, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.25 to $11.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.36 to $11.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
/s/ JANA Partners LLC, by Jennifer Fanjiang, General Counsel
2018-09-18