0000902664-17-003847.txt : 20170929
0000902664-17-003847.hdr.sgml : 20170929
20170929161335
ACCESSION NUMBER: 0000902664-17-003847
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170928
FILED AS OF DATE: 20170929
DATE AS OF CHANGE: 20170929
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JANA PARTNERS LLC
CENTRAL INDEX KEY: 0001159159
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35979
FILM NUMBER: 171111652
BUSINESS ADDRESS:
STREET 1: 767 FIFTH AVENUE, 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10153
BUSINESS PHONE: 212-455-0900
MAIL ADDRESS:
STREET 1: 767 FIFTH AVENUE, 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10153
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HD Supply Holdings, Inc.
CENTRAL INDEX KEY: 0001573097
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DURABLE GOODS [5000]
IRS NUMBER: 260486780
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 3100 CUMBERLAND BOULEVARD
STREET 2: SUITE 1480
CITY: ATLANTA
STATE: GA
ZIP: 30339
BUSINESS PHONE: 770-852-9000
MAIL ADDRESS:
STREET 1: 3100 CUMBERLAND BOULEVARD
STREET 2: SUITE 1480
CITY: ATLANTA
STATE: GA
ZIP: 30339
FORMER COMPANY:
FORMER CONFORMED NAME: HD Supply Holding, Inc.
DATE OF NAME CHANGE: 20130408
FORMER COMPANY:
FORMER CONFORMED NAME: HDS Investment Holding, Inc.
DATE OF NAME CHANGE: 20130326
4
1
p17-1960form4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-09-28
0
0001573097
HD Supply Holdings, Inc.
HDS
0001159159
JANA PARTNERS LLC
767 FIFTH AVENUE, 8TH FLOOR
NEW YORK
NY
10153
1
0
0
0
Restricted Stock Units
2017-09-28
4
A
0
2273
0
A
Common Stock
2273
2273
I
See footnote
Each unit represents a contingent right to receive one share of Issuer common stock.
Grant of restricted stock units under the HD Supply, Inc. Omnibus Incentive Plan to Scott Ostfeld ("Mr. Ostfeld") as a director of the Issuer. The restricted stock units vest on the earliest of (1) the one year anniversary of the grant date, (2) the next annual stockholders meeting, or (3) a change in control, and will be settled upon vesting unless the reporting person elects to defer settlement to a later date. A pro rata portion of the award vests upon termination of service due to death, disability or age 75 retirement. Mr. Ostfeld is a Partner of JANA Partners LLC ("JANA") and has assigned all rights to any shares issuable pursuant to the grant to JANA. Pursuant to the assignment, settlement of the award on vesting will be made to JANA.
JANA may be deemed to be a director by deputization for purposes of Section 16 under the Securities Exchange Act of 1934 by virtue of the fact that Mr. Ostfeld currently serves on the board of directors of the Issuer.
/s/ JANA Partners LLC, by Jennifer Fanjiang, General Counsel
2017-09-29