FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
REPUBLIC AIRWAYS HOLDINGS INC [ RJET ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 04/03/2007 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock, par value $.001 | 04/03/2007 | S | 1,412(1) | D | $23.09 | 121,676 | D | |||
Common Stock, par value $.001 | 04/03/2007 | S | 1,048(1) | D | $23.12 | 120,628 | D | |||
Common Stock, par value $.001 | 04/03/2007 | S | 200(1) | D | $23.14 | 120,428 | D | |||
Common Stock, par value $.001 | 04/03/2007 | S | 1,600(1) | D | $23.15 | 118,828 | D | |||
Common Stock, par value $.001 | 04/03/2007 | S | 2,300(1) | D | $23.04 | 116,528 | D | |||
Common Stock, par value $.001 | 04/03/2007 | S | 2,000(1) | D | $23.015 | 114,528 | D | |||
Common Stock, par value $.001 | 04/03/2007 | S | 30,120(1) | D | $23 | 84,408 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option to purchase Common Stock, par value $.001 | $13 | 04/03/2007 | M | 67,449 | (2) | 12/27/2014 | Common Stock, par value $.001 | 67,449 | (3) | 53,498 | D |
Explanation of Responses: |
1. These shares were sold pursuant to a written plan as specified in Rule 10b5-1(c) of the Securities Exchange Act. |
2. The number of benefically owned derivatives is the result of options being exercised from two different stock option agreements. On December 27, 2004, Heller was granted 74,160 options which vested in equal monthly installments over 8 months beginning on December 27, 2004. On this same date, he was also granted 120,000 options which vest in equal monthly installmets over 24 months beginning on August 31, 2005. As of April 3, 2007, 53, 498 options remain. |
3. Not appliable. |
Remarks: |
This Form 4 must be read in conjunction with the previous Form 4 filed by Heller on this same date, April 5, 2007 for transactions completed on 4/3/07. |
/s/ Wayne C. Heller | 04/05/2007 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |