-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BxbKp+AOvYVCtvpFFe2TFUELyXWCALJgnODHCWBnwrcPVxu7bvc1hOBNJ8lG57R1 wf8WwbHOhzPXWuTeB/XwtQ== 0001159154-06-000031.txt : 20061129 0001159154-06-000031.hdr.sgml : 20061129 20061129135737 ACCESSION NUMBER: 0001159154-06-000031 CONFORMED SUBMISSION TYPE: 10-Q/A PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20061129 FILED AS OF DATE: 20061129 DATE AS OF CHANGE: 20061129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: REPUBLIC AIRWAYS HOLDINGS INC CENTRAL INDEX KEY: 0001159154 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 061449146 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-Q/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-49697 FILM NUMBER: 061244724 BUSINESS ADDRESS: STREET 1: 8909 PURDUE ROAD STREET 2: SUITE 300 CITY: INDIANAPOLIS STATE: IN ZIP: 46268 BUSINESS PHONE: 317-484-6000 MAIL ADDRESS: STREET 1: 8909 PURDUE ROAD STREET 2: SUITE 300 CITY: INDIANAPOLIS STATE: IN ZIP: 46268 10-Q/A 1 form10q_a.htm FORM 10-Q/A AMENDMENT NO. 1 Form 10-Q/A Amendment No. 1




UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
__________________

FORM 10-Q/A
(Amendment No. 1)

x
QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

FOR THE QUARTERLY PERIOD ENDED September 30, 2006

OR

o
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934


FOR THE TRANSITION PERIOD FROM TO

COMMISSION FILE NUMBER: 000-49697
REPUBLIC AIRWAYS HOLDINGS INC.
(Exact name of registrant as specified in its charter)

DELAWARE
06-1449146
(State or other jurisdiction of
(I.R.S. Employer Identification Number)
incorporation or organization)
 

8909 Purdue Road, Suite 300, Indianapolis, Indiana 46268
(Address of principal executive offices) (Zip Code)

(317) 484-6000
(Registrant’s telephone number, including area code)
Not Applicable
(Former name, former address and former fiscal year, if changed since last report)
_____________________
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. x Yes o No
 
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer. See definition of accelerated filer and large accelerated filer in Rule 12b-2 of the Exchange Act. (Check one) 

 
 Large accelerated filer o 
 Accelerated filer x 
 Non-accelerated filer o
 
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act)  x   Yes oNo

Indicate the number of shares outstanding of each of the issuer’s classes of common stock as of November 27, 2006, the latest practicable date.

 
Outstanding on
Class
November 27, 2006
 
 
Common Stock
42,682,285
 


 

EXPLANATORY NOTE

    Republic Airways Holdings Inc. is filing this Form 10-Q/A to amend Item 4 of Exhibits 31.1 and 31.2 to its Form 10-Q for the quarterly period ended September 30, 2006 which was filed with the Securities and Exchange Commission on November 9, 2006 (the "Form 10-Q"). No other information in the Form 10-Q has been supplemented, updated or amended.





-2-





Item 6.
Exhibits
 
 
 
31.1
Certification by Bryan K. Bedford, Chairman of the Board, Chief Executive Officer and President of Republic Airways Holdings Inc., pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, in connection with Republic Airways Holdings Inc.’s Quarterly Report on Form 10-Q/A for the quarter ended September 30, 2006.
 
 
 
 
31.2
Certification by Robert H. Cooper, Executive Vice President and Chief Financial Officer of Republic Airways Holdings Inc., pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, in connection with Republic Airways Holdings Inc.’s Quarterly Report on Form 10-Q/A for the quarter ended September 30, 2006.



-3-




SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 
REPUBLIC AIRWAYS HOLDINGS INC.
 
(Registrant)
 
 
 
 
 
 
 
 
 
 
 
 
Dated: November 29, 2006
By: /s/ Bryan K. Bedford
 
Bryan K. Bedford
 
Chairman of the Board, Chief Executive Officer and President
 
(principal executive officer)
 
 
 
 
 
 
Dated: November 29, 2006
By: /s/ Robert H. Cooper
 
Robert H. Cooper
 
Executive Vice President and Chief Financial Officer
 
(principal financial and accounting officer)
 
 


-4-

EX-31.1 2 exhibit31_1.htm EXHIBIT 31.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER Exhibit 31.1 Certification of Chief Executive Officer

Exhibit 31.1

CERTIFICATION
PURSUANT TO EXCHANGE ACT RULES 13a-14(a) AND 15d-14(a) AS ADOPTED PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002


I, Bryan K. Bedford, certify that:

1. I have reviewed this quarterly report on Form 10-Q/A of Republic Airways Holdings Inc.;

2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;

4. The registrant's other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:

a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
(b)  Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
c) Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and
d) Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and
 
5. The registrant's other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions):

a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize and report financial information; and
b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting.


Date: November 29, 2006


 
/s/ Bryan K. Bedford
 
Bryan K. Bedford
 
Chairman of the Board, Chief Executive Officer and President

EX-31.2 3 exhibit31_2.htm EXHIBIT 31.2 CERTIFICATION OF CHIEF FINANCIAL OFFICER Exhibit 31.2 Certification of Chief Financial Officer

Exhibit 31.2

CERTIFICATION
PURSUANT TO EXCHANGE ACT RULES 13a-14(a) AND 15d-14(a) AS ADOPTED PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002


I, Robert H. Cooper, certify that:

1. I have reviewed this quarterly report on Form 10-Q/A of Republic Airways Holdings Inc.;

2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;

4. The registrant's other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:

a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
(b)  Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
c) Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and
d) Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and
 
5. The registrant's other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions):

a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize and report financial information; and
b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting.


Date: November 29, 2006


 
/s/ Robert H. Cooper 
 
Robert H. Cooper
 
Executive Vice President and Chief Financial Officer


GRAPHIC 4 logo2.jpg REPUBLIC AIRWAYS begin 644 logo2.jpg M_]C_X``02D9)1@`!`0$`8`!@``#_VP!#``@&!@<&!0@'!P<)"0@*#!0-#`L+ M#!D2$P\4'1H?'AT:'!P@)"XG("(L(QP<*#7J#A(6&AXB)BI*3E)66EYB9FJ*CI*6FIZBIJK*SM+6VM[BYNL+#Q,7& MQ\C)RM+3U-76U]C9VN'BX^3EYN?HZ>KQ\O/T]?;W^/GZ_\0`'P$``P$!`0$! M`0$!`0````````$"`P0%!@<("0H+_\0`M1$``@$"!`0#!`<%!`0``0)W``$" M`Q$$!2$Q!A)!40=A<1,B,H$(%$*1H;'!"2,S4O`58G+1"A8D-.$E\1<8&1HF M)R@I*C4V-S@Y.D-$149'2$E*4U155E=865IC9&5F9VAI:G-T=79W>'EZ@H.$ MA8:'B(F*DI.4E9:7F)F:HJ.DI::GJ*FJLK.TM;:WN+FZPL/$Q<;'R,G*TM/4 MU=;7V-G:XN/DY>;GZ.GJ\O/T]?;W^/GZ_]H`#`,!``(1`Q$`/P#W^BBB@`HH MHH`****`"BBH)YX[>)I9#A%QD_4XH`GHHHH`Q]!W MX!JWI\\MU9I-*J*7&0%).![Y[U;*@D$@9'0^E`4`8``&>U`#JBDW[&\O&_'& M>F?>I:*`.?TO4;RYU"9'C0(QW@DG&T84[?7D5T%1!%&,*!@8''3Z5+0`445` MDZ2321*B@"EI]L+2TCBVJ&`^8KW/K^-7:**`"BBB@ M`HHHH`****`(W19$*N`RD8((R#6-8Z(+6^^T/L8')V<_(DN?#FD^-_&;ZSIJ36Q:U1%6TWJK-&AQUHY5S,?6F1312J3%(KJ#@E2"`?3BN'\& MZ9*NK^(Y/[.DL]#NY8_LEI<0^6"0I$C",CY0QP<$#/IQ1\+$2/0-31%"QKJM MPJJHP``1@`4G!)-WV&IMM*VYVYEB6/S3(@3/WBPQZ=:([F"7(CFC<^BL#7&> M'HHYOA?<)*BR(1>Y5E!'^ME[&O/XTMO^%7Z.8-*DL[WS4;^VC"%2W_>'+F1< MMC'R],<^U-03OKUL2ZC5M.A[K-/%`NZ65(QZLP`_6IJ\\^+$-O+X+2Y*1R2) M<0^7+M!(!89P>V1Z5Z$#Q4M629HG=M$`GB>5HA*A=1DJ&!('N*)KF"W7=/-' M$I.`78*"?QK@]#MX;;XO>(5@BCB4V4#%44`9.,G`[FET"?&_BB\U*%+K[ M%,EI;1S*&6)`IW;0>!N/)-4X6^Y,E3;Z=;'?JZR*&5@5(R".014M8^AZ#8:! M;RV]@DB6[RM*(VJD&O/O',22?!R1GC5F2SMRI902IRG(]*SK!;34?%FB+X:M39S::JG5) M!#]GS$R#:C*0&?."0<$#.XG4UM8]/2:.1F5)$8KU"L#CZU(KJ6*A@2 M.H!Z5PUXD.A_%:PN55(H-7L)8)"`%!EB._G"5&!8$$`D$^F.M)'-%,#YGI/%(Q5)$9E^\%8''UIV]2Q3<-P&2,\UY MUXRM_P#A$]9M?&MC"%A0BVU2*,!?-B9@`V.,L&Q]>.V:Z71=-NAI]W>W3&/5 M=2!DD8<^2,8CC'L@(^IW'O0XZ)W&I-MJQM?;+47'D&XB$W_//>-WY=:*\L\, MWVG>''L]`\7:*EIJ$FQ2I)R,`@D$8STJWIVC:K'X&FT/4;J">[^S26LX6X[U:UO0;G4O%OA[5HI8A!IAG,JL3N;>H4;<#'!'.2*ZK-&:7,[W%RJU M@(KBM(T'7/#4NI6VFKIUW97=T]U$;F9XGA9L94A48,!@8Y!_IVM%)-HII,Y[ M3M!?3O"?]C+.LDODR*TK#"L[Y)..<#+'CTKFK?PEXB'@6+PI)+IL,'EF*6[2 M221MI8L<(549YQRU>C44U)HEP3./\5>%9]8\&1:%I\L:/"80C7#'!6,CJ0"< MD#TK3@_X2"6_@^TPV-O:IN,ODW#R._!"@910!DY/.>!3-7UF73=9TFWW1+:W M;2K*60EE*H6!!!QU`'0U0_X2:X;1[NZC2%Y1J/V&WX8*=TBHI;G)QNR<8SCM M1S="U3UNB:TT"YM/'NJ:^\L1MKNVBA1!G,8X]:K'P_JFE^*;_6=&-G M-!J*I]JM+IVBPZC`=756Z@G(*_CZ75U*_CU*^TV=K=YHK1;J&58F"D$LI#+N M/0KV(R#[1G4+@8!9E4DYSS@=JGNQ,;286Q07!0^47^[NQQGVSBN;TO MQ!J$L6@S7PMGCU:/($,;(8G\LR`P+X$T=O#O]FSV5I),UL8I+LP*9&<"QC.TC!)QG[H&>.M7[#Q!]N\J7RO+46TDD M\;??CD1@K(?HDZU>WATJ>ZFLHX]2A,J6X5A(,KO4!LD.0O7A?4>E5S M/OYD^S6N@SQ#X>NM7\`RZ!#+"ERT$40DU07'AB[B\2Z/K>F MRPQW$$(MK]'+!;B'`Z8!^8$9&>O'/%6M,UZXNM>NM.NY8+6:*5PEI)$P>6(? M==7+8.>IP#CI[UT]+F:5A."3U.1\=>%KGQ/8V4=E-_"$OB/1[*VTR:.SN;1\12<@+$RE&48!ZJ1^5=I134VK6Z"<$[WZF M#K.CMJ>FVVFQ>6EEYT1N$?/S1(=VP#'Q-96N^"[>YBL[C0K33[#4;.[ MCN(I%A$:L%/S*Q49P03V]*[2DI*30W%,YGQSH=QXE\(WFDVCQ1SSF,J\I(4; M75CG`)Z`]JW=CI;;4*^8%PN1R%.<(K(H4GIDL<`GK17<44U4:5A<@M%%%26%%%%`!1110`4 M5@:S/J$-Q$+8"1$/FD*A)4#CGGD')_*MF#?Y*^8ZNV,EE'!^E`%*\TN.\U*P MO6D97LF=E4`8;"1+088[>]@$[D75Y]K8\95MRM@>WRC\ZVJ*+`VS&AT"U@UN[U-&8&ZBV2P M_P`!/&6QZD*`?7%5;/PR+273/],DDM]-+?98V4;@"I0*S=P%.!P#P,DUT=%% M@NS$GT5KR_M+FZN?,%G,TT"K$%8$AEP6[@!N@`S@9S6W2TAIB;;%HKG?M&I? MVUMS'Y6?)\SRVV>O3/WNW7%=#VYH`6BBB@`HHHH`****`"BBB@`HHHH`**** M`"BBB@`HJ&5F2,LJ,Y`SM7&3^=9>FZN;VZFB$$O#9!P`%7`'S<]<@],T`;5% M%%`!1110`445EZK?M86C.L3L2"%<8VACTSSF@#4HJE8W7VVV680O&&'&['/T MP>E7:`#%%%%`!1110`4444`%%%%`!1110`4444`%%%%`!1110`A&1CGFJT-G M;V[!H8E0A=N5&,CW]:M44`%%%%`'/W^H7L&K11)'&4!P2"
-----END PRIVACY-ENHANCED MESSAGE-----