0001437749-24-006519.txt : 20240304 0001437749-24-006519.hdr.sgml : 20240304 20240304213818 ACCESSION NUMBER: 0001437749-24-006519 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240229 FILED AS OF DATE: 20240304 DATE AS OF CHANGE: 20240304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pellegrino Joseph P JR CENTRAL INDEX KEY: 0001365733 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33092 FILM NUMBER: 24718048 MAIL ADDRESS: STREET 1: 68 BEACON STREET CITY: BOSTON STATE: MA ZIP: 02108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEMAITRE VASCULAR INC CENTRAL INDEX KEY: 0001158895 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 63 SECOND AVENUE CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: 781-221-2266 MAIL ADDRESS: STREET 1: 63 SECOND AVENUE CITY: BURLINGTON STATE: MA ZIP: 01803 4 1 rdgdoc.xml FORM 4 X0508 4 2024-02-29 0001158895 LEMAITRE VASCULAR INC LMAT 0001365733 Pellegrino Joseph P JR C/O LEMAITRE VASCULAR, INC. 63 SECOND AVENUE BURLINGTON MA 01803 1 1 Chief Financial Officer 0 Common Stock 2024-02-29 4 M 0 3461 31.30 A 12996 D Common Stock 2024-02-29 4 M 0 8733 23.56 A 21729 D Common Stock 2024-02-29 4 M 0 5883 35.48 A 27612 D Common Stock 2024-02-29 4 M 0 5346 37.29 A 32958 D Common Stock 2024-02-29 4 M 0 7031 48.60 A 39989 D Common Stock 2024-02-29 4 M 0 3430 47.19 A 43419 D Common Stock 2024-02-29 4 S 0 1979 68.56 D 41440 D Common Stock 2024-02-29 4 S 0 28461 69.724 D 12979 D Common Stock 2024-02-29 4 S 0 6250 70.27 D 6729 D Common Stock 2024-02-29 4 S 0 277 71.19 D 6452 D Common Stock 2024-02-29 4 M 0 2 0 D 6450 D Common Stock 2024-02-29 4 A 0 2649 0 A 9099 D Common Stock 2024-02-29 4 M 0 6 0 A 9105 D Common Stock 2024-02-29 4 F 0 296 70 D 8809 D Stock Option (Right to Buy) 31.30 2024-02-29 4 M 0 3461 0 D 2017-12-22 2024-12-22 Common Stock 3461 0 D Stock Option (Right to Buy) 23.56 2024-02-29 4 M 0 8733 0 D 2018-12-19 2025-12-19 Common Stock 8733 0 D Stock Option (Right to Buy) 35.48 2024-02-29 4 M 0 5883 0 D 2019-12-20 2026-12-20 Common Stock 5883 2941 D Stock Option (Right to Buy) 37.29 2024-02-29 4 M 0 5346 0 D 2020-12-02 2027-12-02 Common Stock 5346 5345 D Stock Option (Right to Buy) 48.60 2024-02-29 4 M 0 7031 0 D 2021-12-11 2028-12-11 Common Stock 7031 7030 D Stock Option (Right to Buy) 47.19 2024-02-29 4 M 0 3430 0 D 2022-12-12 2029-12-12 Common Stock 3430 10291 D Dividend Equivalent Rights 2024-02-29 4 M 0 6.683 0 D Common Stock 6.683 20.0592 D Represents shares acquired upon exercise of options by the Reporting Person, as reported in Table II. The price reported in Column 4 is a weighted average price. The transaction was executed in multiple trades ranging from $68.05 to $69.04. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and price at which the transaction was effected. The price reported in Column 4 is a weighted average price. The transaction was executed in multiple trades ranging from $69.05 to $70.045. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and price at which the transaction was effected. The price reported in Column 4 is a weighted average price. The transaction was executed in multiple trades ranging from $70.05 to $70.62. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and price at which the transaction was effected. Represents shares from the release of fractional dividend equivalent rights returned to company. These shares represent LMAT common stock acquired on February 29, 2024, upon settlement of a Performance Share Unit (PSU) award granted on December 12, 2022. The PSU award vests as follows: 25% upon determination by the Compensation Committee and the balance vests in equal annual installments from the grant date over the next three years. Each PSU represents a contingent right to receive one share of common stock upon vesting based on the attainment of performance goals. Represents shares acquired upon release of dividend equivalent rights, as reported in Table II, on a one-for-one basis. These shares represent shares withheld by the issuer to satisfy tax withholding obligations incurred upon the vesting of performance stock units awarded to the reporting person on December 12, 2022. This transaction is considered an exempt sale pursuant to Rule 16b-3(e) promulgated under the Securities Exchange Act of 1934. This option is fully vested and exercisable. This option is exercisable and vests over a five-year period at a rate of 20% on the first anniversary of the date listed in the table, with the balance vesting in equal annual installments over the remaining four years. These dividend equivalent rights were released in connection with the vesting of a performance share unit (PSU) award granted on December 12, 2022. Each dividend equivalent right is the economic equivalent of one share of the Issuer's common stock. /s/ David C. Hissong 2024-03-04