0000921895-16-004913.txt : 20160610
0000921895-16-004913.hdr.sgml : 20160610
20160610200058
ACCESSION NUMBER: 0000921895-16-004913
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160608
FILED AS OF DATE: 20160610
DATE AS OF CHANGE: 20160610
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVANCE AUTO PARTS INC
CENTRAL INDEX KEY: 0001158449
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531]
IRS NUMBER: 542049910
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0102
BUSINESS ADDRESS:
STREET 1: 5008 AIRPORT RD
CITY: ROANOKE
STATE: VA
ZIP: 24012
BUSINESS PHONE: 5403624911
MAIL ADDRESS:
STREET 1: 5008 AIRPORT RD
CITY: ROANOKE
STATE: VA
ZIP: 24012
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Jeffrey C
CENTRAL INDEX KEY: 0001362697
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16797
FILM NUMBER: 161709638
MAIL ADDRESS:
STREET 1: 777 THIRD AVENUE, 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
4
1
form406297165_06102016.xml
OWNERSHIP DOCUMENT
X0306
4
2016-06-08
0
0001158449
ADVANCE AUTO PARTS INC
AAP
0001362697
Smith Jeffrey C
777 THIRD AVENUE, 18TH FLOOR
NEW YORK
NY
10017
1
0
0
0
Common Stock, $0.0001 Par Value
2016-06-08
4
P
0
101063
153.6365
A
854548
I
By Starboard Value and Opportunity Master Fund Ltd
Common Stock, $0.0001 Par Value
2016-06-08
4
P
0
128937
153.6365
A
933432
I
By Starboard Leaders India LLC
Common Stock, $0.0001 Par Value
2016-06-09
4
P
0
73655
156.489
A
928203
I
By Starboard Value and Opportunity Master Fund Ltd
Common Stock, $0.0001 Par Value
2016-06-09
4
P
0
93969
156.489
A
1027401
I
By Starboard Leaders India LLC
Common Stock, $0.0001 Par Value
1271
D
Common Stock, $0.0001 Par Value
115900
I
By Starboard Value and Opportunity S LLC
Common Stock, $0.0001 Par Value
63549
I
By Starboard Value and Opportunity C LP
Common Stock, $0.0001 Par Value
281794
I
By Starboard T Fund LP
Common Stock, $0.0001 Par Value
186206
I
By Starboard Leaders Select I LP
Common Stock, $0.0001 Par Value
151947
I
By Managed Account of Starboard Value LP
Cash-Settled Total Return Swap
172.3898
2016-06-08
4
S
1
14020
D
2016-09-15
Common Stock, $0.0001 Par Value
0
0
I
By Starboard Value and Opportunity Master Fund Ltd
Cash-Settled Total Return Swap
172.8276
2016-06-08
4
S
1
31480
D
2016-10-06
Common Stock, $0.0001 Par Value
0
0
I
By Starboard Value and Opportunity Master Fund Ltd
Cash-Settled Total Return Swap
171.8116
2016-06-08
4
S
1
18300
D
2016-10-07
Common Stock, $0.0001 Par Value
0
0
I
By Starboard Value and Opportunity Master Fund Ltd
Cash-Settled Total Return Swap
171.94
2016-06-08
4
S
1
15171
D
2016-11-02
Common Stock, $0.0001 Par Value
0
0
I
By Starboard Value and Opportunity Master Fund Ltd
Cash-Settled Total Return Swap
171.105
2016-06-08
4
S
1
9423
D
2016-11-03
Common Stock, $0.0001 Par Value
0
0
I
By Starboard Value and Opportunity Master Fund Ltd
Cash-Settled Total Return Swap
170.979
2016-06-08
4
S
1
12669
D
2016-09-29
Common Stock, $0.0001 Par Value
5331
1
I
By Starboard Value and Opportunity Master Fund Ltd
Cash-Settled Total Return Swap
170.4512
2016-06-09
4
S
1
18000
D
2016-09-15
Common Stock, $0.0001 Par Value
0
0
I
By Starboard Value and Opportunity Master Fund Ltd
Cash-Settled Total Return Swap
170.7716
2016-06-09
4
S
1
50324
D
2016-09-15
Common Stock, $0.0001 Par Value
0
0
I
By Starboard Value and Opportunity Master Fund Ltd
Cash-Settled Total Return Swap
170.979
2016-06-09
4
S
1
5331
D
2016-09-29
Common Stock, $0.0001 Par Value
0
0
I
By Starboard Value and Opportunity Master Fund Ltd
Cash-Settled Total Return Swap
185.6166
2016-06-08
4
S
1
120820
D
2016-09-22
Common Stock, $0.0001 Par Value
0
0
I
By Starboard Leaders India LLC
Cash-Settled Total Return Swap
185.109
2016-06-08
4
S
1
8117
D
2016-09-22
Common Stock, $0.0001 Par Value
3563
1
I
By Starboard Leaders India LLC
Cash-Settled Total Return Swap
175.34
2016-06-09
4
S
1
25000
D
2016-10-13
Common Stock, $0.0001 Par Value
0
0
I
By Starboard Leaders India LLC
Cash-Settled Total Return Swap
171.94
2016-06-09
4
S
1
24829
D
2016-11-02
Common Stock, $0.0001 Par Value
0
0
I
By Starboard Leaders India LLC
Cash-Settled Total Return Swap
171.105
2016-06-09
4
S
1
40577
D
2016-11-03
Common Stock, $0.0001 Par Value
0
0
I
By Starboard Leaders India LLC
Cash-Settled Total Return Swap
185.109
2016-06-09
4
S
1
3563
D
2016-09-22
Common Stock, $0.0001 Par Value
0
0
I
By Starboard Leaders India LLC
Securities owned directly by Starboard Value and Opportunity Master Fund Ltd ("Starboard V&O Fund"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP LLC ("Starboard Value GP"), the general partner of the investment manager of Starboard V&O Fund, and as a member and member of the Management Committee of Starboard Principal Co GP LLC ("Principal GP"), the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard V&O Fund for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"). The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Securities owned directly by Starboard Value and Opportunity S LLC ("Starboard S LLC"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the manager of Starboard S LLC, and as a member and member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard S LLC for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Securities owned directly by Starboard Value and Opportunity C LP ("Starboard C LP"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the investment manager of Starboard C LP, and as a member and member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard C LP for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Securities owned directly by Starboard T Fund LP ("Starboard T LP"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the investment manager of Starboard T LP, and as a member and member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard T LP for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Securities owned directly by Starboard Leaders Select I LP ("Starboard Leaders Select I"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the investment manager of Starboard Leaders Select I, and as a member and member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities directly held by Starboard Leaders Select I for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Securities owned directly by Starboard Leaders India LLC ("Starboard India LLC"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of the investment manager of Starboard India LLC, and as a member and member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities owned directly by Starboard India LLC for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Securities held in an account managed by Starboard Value LP (the "Managed Account"). The Reporting Person, solely by virtue of his position as a member of the Management Committee of Starboard Value GP, the general partner of Starboard Value LP, and as a member and member of the Management Committee of Principal GP, the general partner of the member of Starboard Value GP, may be deemed to beneficially own the securities held in the Managed Account for purposes of Section 16. The Reporting Person expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Represents the reference price associated with the applicable Swap Agreement.
Each of Starboard V&O Fund and Starboard India LLC previously entered into certain cash-settled total return swap agreements (the "Swap Agreements") with an unaffiliated third party financial institution. Each of Starboard V&O Fund and Starboard India LLC no longer has any economic exposure to any notional shares pursuant to the Swap Agreements. Previously, the Swap Agreements provided each of Starboard V&O Fund and Starboard India LLC with economic results that were comparable to the economic results of ownership but did not provide each of Starboard V&O Fund and Starboard India LLC with the power to vote or direct the voting or dispose of or direct the disposition of the shares of common stock that were the subject of the Swap Agreements (the "Subject Shares"). The Reporting Person expressly disclaimed beneficial ownership of the Subject Shares except to the extent of his pecuniary interest therein.
/s/ Jeffrey C. Smith
2016-06-10