0001493152-16-009219.txt : 20160427 0001493152-16-009219.hdr.sgml : 20160427 20160427164511 ACCESSION NUMBER: 0001493152-16-009219 CONFORMED SUBMISSION TYPE: 5/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160427 DATE AS OF CHANGE: 20160427 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VISCOUNT SYSTEMS INC CENTRAL INDEX KEY: 0001158387 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 880498783 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4585 TILLICUM STREET CITY: BURNABY STATE: A1 ZIP: V5J 5K9 BUSINESS PHONE: 604-327-9446 MAIL ADDRESS: STREET 1: 4585 TILLICUM STREET CITY: BURNABY STATE: A1 ZIP: V5J 5K9 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cacioppo James CENTRAL INDEX KEY: 0001455939 FILING VALUES: FORM TYPE: 5/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-49746 FILM NUMBER: 161595956 MAIL ADDRESS: STREET 1: 551 MADISON AVENUE STREET 2: 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 5/A 1 form5a.xml X0306 5/A 2015-12-31 2016-03-28 0 0 1 0001158387 VISCOUNT SYSTEMS INC VSYS 0001455939 Cacioppo James C/O ONE EAST CAPITAL ADVISORS, L.P. 225 NE MIZNER BLVD., SUITE 720 BOCA RATON FL 33432 1 0 0 0 Series B Preferred Stock 2015-11-03 4 A 0 L 18.734 A 18.734 I By One East Partners Master, L.P. Series B Preferred Stock 2015-11-03 4 A 0 L 19.615 A 19.615 I By One East Partners Opportunities, L.P. Each of One East Partners Master, L.P. ("OEP Master") and One East Partners Opportunities, L.P. ("OEP Opportunities") were issued a 14% Senior Secured Convertible Demand Promissory B Note in the original principal amount of $220,000, previously disclosed, along with Series B Preferred Stock of the issuer. These securities are held by OEP Master, an investment fund for which One East Capital Advisors ("OEP Advisors") acts as investment advisor, and with respect to which OEP Advisors shares voting and investment control. James A. Cacioppo ("Cacioppo") is the managing partner of OEP Advisors and controls the voting and investment decisions of OEP Advisors. These securities are held by OEP Opportunities, an investment fund for which OEP Advisors acts as investment advisor, and with respect to which OEP Advisors shares voting and investment control. Cacioppo is the managing partner of OEP Advisors and controls the voting and investment decisions of OEP Advisors. Cacioppo disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein and this filing should not be deemed an admission of beneficial ownership of such securities for Section 16 purposes or any other purpose. /s/ James A. Cacioppo 2016-04-27