0001062993-21-012900.txt : 20211215 0001062993-21-012900.hdr.sgml : 20211215 20211215160732 ACCESSION NUMBER: 0001062993-21-012900 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211215 FILED AS OF DATE: 20211215 DATE AS OF CHANGE: 20211215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BALLOU ROGER H CENTRAL INDEX KEY: 0001158369 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40776 FILM NUMBER: 211494301 MAIL ADDRESS: STREET 1: C/O CDI CORP STREET 2: 1717 ARCH ST 35TH FL CITY: PHILADELPHIA STATE: PA ZIP: 19103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Loyalty Ventures Inc. CENTRAL INDEX KEY: 0001870997 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 871353472 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7500 DALLAS PARKWAY STREET 2: SUITE 700 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: (972) 338-5170 MAIL ADDRESS: STREET 1: 7500 DALLAS PARKWAY STREET 2: SUITE 700 CITY: PLANO STATE: TX ZIP: 75024 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2021-12-15 0001870997 Loyalty Ventures Inc. LYLT 0001158369 BALLOU ROGER H 7500 DALLAS PARKWAY, SUITE 700 PLANO TX 75024 1 0 0 0 Common Stock 2021-12-15 4 A 0 3295 A 10548 D The new grant is for 3,295 shares of common stock represented by restricted stock units. The restrictions on 100% of the shares will lapse on December 15, 2022. The total number of securities beneficially owned includes (a) 7,253 unrestricted shares; and (b) the new grant for 3,295 time-based restricted stock units. Cynthia L. Hageman, Attorney in Fact 2021-12-15