0001420506-23-001202.txt : 20230516
0001420506-23-001202.hdr.sgml : 20230516
20230515195212
ACCESSION NUMBER: 0001420506-23-001202
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230331
FILED AS OF DATE: 20230516
DATE AS OF CHANGE: 20230515
EFFECTIVENESS DATE: 20230516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Penn Capital Management Company, LLC
CENTRAL INDEX KEY: 0001158202
IRS NUMBER: 222796848
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11296
FILM NUMBER: 23925150
BUSINESS ADDRESS:
STREET 1: 1200 INTREPID AVENUE
STREET 2: SUITE 400
CITY: PHILADELPHIA
STATE: PA
ZIP: 19112
BUSINESS PHONE: 2153021500
MAIL ADDRESS:
STREET 1: 1200 INTREPID AVENUE
STREET 2: SUITE 400
CITY: PHILADELPHIA
STATE: PA
ZIP: 19112
FORMER COMPANY:
FORMER CONFORMED NAME: PENN CAPITAL MANAGEMENT CO INC
DATE OF NAME CHANGE: 20010827
13F-HR/A
1
primary_doc.xml
X0202
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false
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0001158202
XXXXXXXX
03-31-2023
03-31-2023
true
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false
Penn Capital Management Company, LLC
1200 INTREPID AVENUE
SUITE 400
PHILADELPHIA
PA
19112
13F HOLDINGS REPORT
028-11296
000105081
801-31452
N
Andrew Daly
Chief Compliance Officer
2153021500
Andrew Daly, Chief Compliance Officer
PHILADELPHIA
PA
05-15-2023
0
154
995959738
false
INFORMATION TABLE
2
Form13F_InfoTable.xml
INFORMATION TABLE FOR PENN CAPITAL MANAGEMENT COMPANY, LLC (6197)
ALLEGRO MICROSYSTEMS INC
COM
01749D105
13698721
284981
SH
SOLE
284981
0
0
ALPHATEC HLDGS INC
COM NEW
02081G201
16804014
1074294
SH
SOLE
1074294
0
0
ALTO INGREDIENTS INC
COM
021513106
1710584
1140389
SH
SOLE
1140389
0
0
AMERICAN AXLE & MFG HLDGS IN
COM
024061103
12777994
1630951
SH
SOLE
1630951
0
0
AMERIS BANCORP
COM
03076K108
10915879
296985
SH
SOLE
296985
0
0
AMETEK INC
COM
031100100
238981
1644
SH
SOLE
1644
0
0
ARCBEST CORP
COM
03937C105
3826710
41827
SH
SOLE
41827
0
0
ARCH CAP GROUP LTD
ORD
G0450A105
2564412
37067
SH
SOLE
37067
0
0
ARTERIS INC
COM
04302A104
471793
111535
SH
SOLE
111535
0
0
ARTIVION INC
COM
228903100
714998
54580
SH
SOLE
54580
0
0
ASPEN AEROGELS INC
COM
04523Y105
6686629
893567
SH
SOLE
893567
0
0
AVIENT CORPORATION
COM
05368V106
11120877
269616
SH
SOLE
269616
0
0
AXIS CAP HLDGS LTD
SHS
G0692U109
2637493
47134
SH
SOLE
47134
0
0
BIOMERICA INC
COM NEW
09061H307
50253
26873
SH
SOLE
26873
0
0
BLOCK INC
NOTE 0.250%11/0
852234AK9
558450
730000
PRN
SOLE
730000
0
0
BLOOMIN BRANDS INC
COM
094235108
13948577
542824
SH
SOLE
542824
0
0
BOYD GAMING CORP
COM
103304101
9802103
152642
SH
SOLE
152642
0
0
BRIGHTVIEW HLDGS INC
COM
10948C107
2534491
450977
SH
SOLE
450977
0
0
BURLINGTON STORES INC
COM
122017106
2423597
11729
SH
SOLE
11729
0
0
CAESARS ENTERTAINMENT INC NE
COM
12769G100
1919870
38514
SH
SOLE
38514
0
0
CALAMP CORP
COM
128126109
4030285
1122642
SH
SOLE
1122642
0
0
CALIFORNIA RES CORP
COM STOCK
13057Q305
9874732
255845
SH
SOLE
255845
0
0
CARPENTER TECHNOLOGY CORP
COM
144285103
13554846
301254
SH
SOLE
301254
0
0
CENTERSPACE
COM
15202L107
2762967
50576
SH
SOLE
50576
0
0
CHAMPIONX CORPORATION
COM
15872M104
8252388
303147
SH
SOLE
303147
0
0
CHART INDS INC
COM
16115Q308
11547054
91575
SH
SOLE
91575
0
0
CHESAPEAKE ENERGY CORP
COM
165167735
2764068
35547
SH
SOLE
35547
0
0
CLEAR CHANNEL OUTDOOR HLDGS
COM
18453H106
6860975
5686733
SH
SOLE
5686733
0
0
COMPASS MINERALS INTL INC
COM
20451N101
1444466
42125
SH
SOLE
42125
0
0
CONSTRUCTION PARTNERS INC
COM CL A
21044C107
4082218
151530
SH
SOLE
151530
0
0
CROCS INC
COM
227046109
13727039
108221
SH
SOLE
108221
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
3223888
23271
SH
SOLE
23271
0
0
DIGIMARC CORP NEW
COM
25381B101
1913576
97383
SH
SOLE
97383
0
0
DOLE PLC
ORD SHS
G27907107
1710001
145656
SH
SOLE
145656
0
0
EASTERLY GOVT PPTYS INC
COM
27616P103
3935809
286449
SH
SOLE
286449
0
0
ESSENTIAL PPTYS RLTY TR INC
COM
29670E107
12920729
519111
SH
SOLE
519111
0
0
FARMER BROS CO
COM
307675108
3036708
786712
SH
SOLE
786712
0
0
FB FINL CORP
COM
30257X104
11829108
379366
SH
SOLE
379366
0
0
FIRST BANCORP P R
COM NEW
318672706
12274683
1070204
SH
SOLE
1070204
0
0
FIVE BELOW INC
COM
33829M101
2497332
11973
SH
SOLE
11973
0
0
FLOOR & DECOR HLDGS INC
CL A
339750101
2384598
24142
SH
SOLE
24142
0
0
GAMING & LEISURE PPTYS INC
COM
36467J108
2131820
40119
SH
SOLE
40119
0
0
GOGO INC
COM
38046C109
10225836
700860
SH
SOLE
700860
0
0
GOLDEN ENTMT INC
COM
381013101
19263636
442420
SH
SOLE
442420
0
0
GRAY TELEVISION INC
COM
389375106
9630156
1098930
SH
SOLE
1098930
0
0
GXO LOGISTICS INCORPORATED
COMMON STOCK
36262G101
15917923
314416
SH
SOLE
314416
0
0
H & E EQUIPMENT SERVICES INC
COM
404030108
16958856
380326
SH
SOLE
380326
0
0
HALOZYME THERAPEUTICS INC
COM
40637H109
11028310
285722
SH
SOLE
285722
0
0
HANCOCK WHITNEY CORPORATION
COM
410120109
8876542
242560
SH
SOLE
242560
0
0
HARMONY BIOSCIENCES HLDGS IN
COM
413197104
6481523
197554
SH
SOLE
197554
0
0
HAWAIIAN ELEC INDUSTRIES
COM
419870100
559987
14583
SH
SOLE
14583
0
0
HERBALIFE NUTRITION LTD
NOTE 2.625% 3/1
42703MAD5
563763
595000
PRN
SOLE
595000
0
0
HERITAGE FINL CORP WASH
COM
42722X106
2129921
99529
SH
SOLE
99529
0
0
HESS CORP
COM
42809H107
300887
2272
SH
SOLE
2272
0
0
HILLMAN SOLUTIONS CORP
COM
431636109
14364952
1703821
SH
SOLE
1703821
0
0
HILTON GRAND VACATIONS INC
COM
43283X105
11259495
252137
SH
SOLE
252137
0
0
INDEPENDENCE RLTY TR INC
COM
45378A106
528653
32979
SH
SOLE
32979
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
783711
4393
SH
SOLE
4393
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
385929
3991
SH
SOLE
3991
0
0
KAISER ALUMINUM CORP
COM PAR $0.01
483007704
11577922
154807
SH
SOLE
154807
0
0
KAR AUCTION SVCS INC
COM
48238T109
2788545
203841
SH
SOLE
203841
0
0
KIRBY CORP
COM
497266106
13958391
199165
SH
SOLE
199165
0
0
KULICKE & SOFFA INDS INC
COM
501242101
15717846
297192
SH
SOLE
297192
0
0
LANTHEUS HLDGS INC
COM
516544103
15397148
186340
SH
SOLE
186340
0
0
LINDBLAD EXPEDITIONS HLDGS I
COM
535219109
1321460
138228
SH
SOLE
138228
0
0
LIVENT CORP
COM
53814L108
14156309
648093
SH
SOLE
648093
0
0
MAGNITE INC
COM
55955D100
7598091
817948
SH
SOLE
817948
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
2468938
6851
SH
SOLE
6851
0
0
MERCURY SYS INC
COM
589378108
2040225
39036
SH
SOLE
39036
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
2648343
58749
SH
SOLE
58749
0
0
MIDDLESEX WTR CO
COM
596680108
4083020
52266
SH
SOLE
52266
0
0
MODIVCARE INC
COM
60783X104
12981524
154050
SH
SOLE
154050
0
0
MOMENTIVE GLOBAL INC
COM
60878Y108
852715
91493
SH
SOLE
91493
0
0
MONRO INC
COM
610236101
597905
12096
SH
SOLE
12096
0
0
NANOSTRING TECHNOLOGIES INC
COM
63009R109
459202
46384
SH
SOLE
46384
0
0
NAVITAS SEMICONDUCTOR CORP
COM
63942X106
7795873
1067097
SH
SOLE
1067097
0
0
NEW RELIC INC
COM
64829B100
11392037
151130
SH
SOLE
151130
0
0
NEXPOINT RESIDENTIAL TR INC
COM
65341D102
914144
20933
SH
SOLE
20933
0
0
NEXSTAR MEDIA GROUP INC
COMMON STOCK
65336K103
17285655
99556
SH
SOLE
99556
0
0
NLIGHT INC
COM
65487K100
2657102
261012
SH
SOLE
261012
0
0
NORTHERN OIL AND GAS INC MN
COM
665531307
11972712
393694
SH
SOLE
393694
0
0
NORTHWEST NAT HLDG CO
COM
66765N105
4299234
90396
SH
SOLE
90396
0
0
NORTHWESTERN CORP
COM NEW
668074305
452176
7815
SH
SOLE
7815
0
0
NOW INC
COM
67011P100
11802895
1055127
SH
SOLE
1055127
0
0
NVENT ELECTRIC PLC
SHS
G6700G107
1729793
39294
SH
SOLE
39294
0
0
O-I GLASS INC
COM
67098H104
14826863
650986
SH
SOLE
650986
0
0
OLIN CORP
COM PAR $1
680665205
1880171
33075
SH
SOLE
33075
0
0
OLO INC
CL A
68134L109
1614211
197820
SH
SOLE
197820
0
0
OPTION CARE HEALTH INC
COM NEW
68404L201
11650395
366273
SH
SOLE
366273
0
0
OUSTER INC
COM
68989M103
2987066
3553332
SH
SOLE
3553332
0
0
PAPA JOHNS INTL INC
COM
698813102
11836248
156901
SH
SOLE
156901
0
0
PATTERSON-UTI ENERGY INC
COM
703481101
9095051
774325
SH
SOLE
774325
0
0
PENN ENTERTAINMENT INC
COM
707569109
15007651
503848
SH
SOLE
503848
0
0
PENNANT GROUP INC
COM
70805E109
3151567
220698
SH
SOLE
220698
0
0
PERFORMANCE FOOD GROUP CO
COM
71377A103
2270680
37254
SH
SOLE
37254
0
0
PERRIGO CO PLC
SHS
G97822103
11492937
318592
SH
SOLE
318592
0
0
PINNACLE FINL PARTNERS INC
COM
72346Q104
8489525
152067
SH
SOLE
152067
0
0
PIXELWORKS INC
COM NEW
72581M305
1497901
1012095
SH
SOLE
1012095
0
0
PLANET FITNESS INC
CL A
72703H101
15893736
203690
SH
SOLE
203690
0
0
PLAYAGS INC
COM
72814N104
193472
27059
SH
SOLE
27059
0
0
PLYMOUTH INDL REIT INC
COM
729640102
2201701
104793
SH
SOLE
104793
0
0
POPULAR INC
COM NEW
733174700
2102940
35241
SH
SOLE
35241
0
0
PORTLAND GEN ELEC CO
COM NEW
736508847
537741
10999
SH
SOLE
10999
0
0
POSTAL REALTY TRUST INC
CL A
73757R102
3306880
217272
SH
SOLE
217272
0
0
PRIMERICA INC
COM
74164M108
2149388
12119
SH
SOLE
12119
0
0
PRIMIS FINANCIAL CORP
COM
74167B109
432657
44928
SH
SOLE
44928
0
0
PTC INC
COM
69370C100
2425938
18689
SH
SOLE
18689
0
0
RAMBUS INC DEL
COM
750917106
13317308
259806
SH
SOLE
259806
0
0
REYNOLDS CONSUMER PRODS INC
COM
76171L106
686950
24980
SH
SOLE
24980
0
0
RINGCENTRAL INC
NOTE 3/1
76680RAH0
513588
635000
PRN
SOLE
635000
0
0
RINGCENTRAL INC
CL A
76680R206
10290079
333732
SH
SOLE
333732
0
0
RYMAN HOSPITALITY PPTYS INC
COM
78377T107
16238851
180136
SH
SOLE
180136
0
0
SANDSTORM GOLD LTD
COM NEW
80013R206
928682
159842
SH
SOLE
159842
0
0
SCRIPPS E W CO OHIO
CL A NEW
811054402
9685977
1024427
SH
SOLE
1024427
0
0
SEACOAST BKG CORP FLA
COM NEW
811707801
7767334
323474
SH
SOLE
323474
0
0
SEAWORLD ENTMT INC
COM
81282V100
18717854
303836
SH
SOLE
303836
0
0
SELECT MED HLDGS CORP
COM
81619Q105
694253
26857
SH
SOLE
26857
0
0
SHORE BANCSHARES INC
COM
825107105
590364
41342
SH
SOLE
41342
0
0
SI-BONE INC
COM
825704109
9479849
481230
SH
SOLE
481230
0
0
SOMALOGIC INC
CLASS A COM
83444K105
1699825
666598
SH
SOLE
666598
0
0
SOUTHERN FIRST BANCSHARES
COM
842873101
1451066
47266
SH
SOLE
47266
0
0
SOUTHSTATE CORPORATION
COM
840441109
10753786
150483
SH
SOLE
150483
0
0
SPIRE INC
COM
84857L101
573395
8175
SH
SOLE
8175
0
0
SPIRIT AEROSYSTEMS HLDGS INC
COM CL A
848574109
19643860
567423
SH
SOLE
567423
0
0
SPOTIFY USA INC
NOTE 3/1
84921RAB6
506385
605000
PRN
SOLE
605000
0
0
STAG INDL INC
COM
85254J102
2432669
71117
SH
SOLE
71117
0
0
STAGWELL INC
COM CL A
85256A109
10541466
1451038
SH
SOLE
1451038
0
0
STEEL DYNAMICS INC
COM
858119100
2706011
23283
SH
SOLE
23283
0
0
SUMMIT MATLS INC
CL A
86614U100
11857773
415520
SH
SOLE
415520
0
0
SYLVAMO CORP
COMMON STOCK
871332102
331823
7173
SH
SOLE
7173
0
0
TALOS ENERGY INC
COM
87484T108
8669173
582909
SH
SOLE
582909
0
0
TELESIS BIO INC
COM
192003101
1687277
544283
SH
SOLE
544283
0
0
TENET HEALTHCARE CORP
COM NEW
88033G407
16154744
270969
SH
SOLE
270969
0
0
TERADYNE INC
COM
880770102
2533347
23343
SH
SOLE
23343
0
0
TEXAS CAP BANCSHARES INC
COM
88224Q107
1682288
32607
SH
SOLE
32607
0
0
TEXTRON INC
COM
883203101
2123512
29512
SH
SOLE
29512
0
0
TRANSOCEAN LTD
REG SHS
H8817H100
20465980
3197416
SH
SOLE
3197416
0
0
TRIUMPH GROUP INC NEW
COM
896818101
10971253
944595
SH
SOLE
944595
0
0
TURNING PT BRANDS INC
COM
90041L105
3737979
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SH
SOLE
177999
0
0
U S PHYSICAL THERAPY
COM
90337L108
2724346
27825
SH
SOLE
27825
0
0
UMH PPTYS INC
COM
903002103
2530643
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SH
SOLE
171105
0
0
UNITED RENTALS INC
COM
911363109
3120615
7629
SH
SOLE
7629
0
0
UNITED THERAPEUTICS CORP DEL
COM
91307C102
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SH
SOLE
10281
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
847476
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SH
SOLE
4018
0
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
6913261
48709
SH
SOLE
48709
0
0
VIAD CORP
COM
92552R406
8800421
421144
SH
SOLE
421144
0
0
VOYA FINANCIAL INC
COM
929089100
370511
5181
SH
SOLE
5181
0
0
WEATHERFORD INTL PLC
ORD SHS
G48833118
33497330
568378
SH
SOLE
568378
0
0
WESTERN ALLIANCE BANCORP
COM
957638109
1748991
43555
SH
SOLE
43555
0
0
WESTERN DIGITAL CORP.
COM
958102105
1779087
46428
SH
SOLE
46428
0
0
XPO INC
COM
983793100
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365904
SH
SOLE
365904
0
0
XPONENTIAL FITNESS INC
COM CL A
98422X101
5832904
193831
SH
SOLE
193831
0
0
YORK WTR CO
COM
987184108
1732438
38757
SH
SOLE
38757
0
0
ZUORA INC
COM CL A
98983V106
7112571
726353
SH
SOLE
726353
0
0