0001420506-21-001655.txt : 20211115
0001420506-21-001655.hdr.sgml : 20211115
20211115114914
ACCESSION NUMBER: 0001420506-21-001655
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211115
DATE AS OF CHANGE: 20211115
EFFECTIVENESS DATE: 20211115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Penn Capital Management Company, LLC
CENTRAL INDEX KEY: 0001158202
IRS NUMBER: 222796848
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11296
FILM NUMBER: 211407846
BUSINESS ADDRESS:
STREET 1: 1200 INTREPID AVENUE
STREET 2: SUITE 400
CITY: PHILADELPHIA
STATE: PA
ZIP: 19112
BUSINESS PHONE: 2153021500
MAIL ADDRESS:
STREET 1: 1200 INTREPID AVENUE
STREET 2: SUITE 400
CITY: PHILADELPHIA
STATE: PA
ZIP: 19112
FORMER COMPANY:
FORMER CONFORMED NAME: PENN CAPITAL MANAGEMENT CO INC
DATE OF NAME CHANGE: 20010827
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001158202
XXXXXXXX
09-30-2021
09-30-2021
false
Penn Capital Management Company, LLC
1200 INTREPID AVENUE
SUITE 400
PHILADELPHIA
PA
19112
13F HOLDINGS REPORT
028-11296
N
Andrew Daly
Chief Compliance Officer
2153021500
Andrew Daly, Chief Compliance Officer
PHILADELPHIA
PA
11-15-2021
0
192
991120
false
INFORMATION TABLE
2
Form13F_InfoTable.xml
INFORMATION TABLE FOR PENN CAPITAL MANAGEMENT COMPANY, LLC
AAR CORP
COM
000361105
3001
92549
SH
SOLE
92549
0
0
ACADIA HEALTHCARE COMPANY IN
COM
00404A109
9226
144657
SH
SOLE
144657
0
234
ALLEGIANT TRAVEL CO
COM
01748X102
7597
38862
SH
SOLE
38862
0
63
ALLEGRO MICROSYSTEMS INC
COM
01749D105
2768
86600
SH
SOLE
86600
0
2818
ALLIANCE DATA SYSTEMS CORP
COM
018581108
12167
120597
SH
SOLE
120597
0
872
ALPHATEC HLDGS INC
COM NEW
02081G201
12900
1058255
SH
SOLE
1058255
0
1735
ALTO INGREDIENTS INC
COM
021513106
3247
657255
SH
SOLE
657255
0
0
AMERICAN AXLE & MFG HLDGS IN
COM
024061103
11924
1353471
SH
SOLE
1353471
0
2067
AMERICAN VANGUARD CORP
COM
030371108
3613
240038
SH
SOLE
240038
0
0
AMERICOLD RLTY TR
COM
03064D108
326
11215
SH
SOLE
11215
0
0
AMERIS BANCORP
COM
03076K108
13489
259996
SH
SOLE
259996
0
425
AMETEK INC
COM
031100100
491
3962
SH
SOLE
3962
0
0
ANDERSONS INC
COM
034164103
1251
40569
SH
SOLE
40569
0
0
ARCH CAP GROUP LTD
ORD
G0450A105
2742
71821
SH
SOLE
71821
0
1911
ASPEN GROUP INC
COM NEW
04530L203
3157
566843
SH
SOLE
566843
0
0
AVANTOR INC
COM
05352A100
3946
96488
SH
SOLE
96488
0
3055
AVIENT CORPORATION
COM
05368V106
6814
147005
SH
SOLE
147005
0
246
AXALTA COATING SYS LTD
COM
G0750C108
2368
81126
SH
SOLE
81126
0
2567
BALLYS CORPORATION
COM
05875B106
14434
287869
SH
SOLE
287869
0
483
BANKUNITED INC
COM
06652K103
13766
329163
SH
SOLE
329163
0
600
BAUSCH HEALTH COS INC
COM
071734107
3061
109893
SH
SOLE
109893
0
3287
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
318
4117
SH
SOLE
4117
0
0
BJS WHSL CLUB HLDGS INC
COM
05550J101
7444
135535
SH
SOLE
135535
0
224
BOYD GAMING CORP
COM
103304101
8458
133701
SH
SOLE
133701
0
222
BRAEMAR HOTELS & RESORTS INC
COM
10482B101
966
199150
SH
SOLE
199150
0
0
BRIGHTVIEW HLDGS INC
COM
10948C107
2195
148729
SH
SOLE
148729
0
0
BURLINGTON STORES INC
COM
122017106
2675
9433
SH
SOLE
9433
0
244
CACI INTL INC
CL A
127190304
383
1463
SH
SOLE
1463
0
0
CALERES INC
COM
129500104
13549
609746
SH
SOLE
609746
0
971
CALIFORNIA RES CORP
COM STOCK
13057Q305
10556
257460
SH
SOLE
257460
0
440
CANADA GOOSE HLDGS INC
SHS SUB VTG
135086106
8632
242000
SH
SOLE
242000
0
400
CARPENTER TECHNOLOGY CORP
COM
144285103
9771
298430
SH
SOLE
298430
0
346
CATALENT INC
COM
148806102
3631
27287
SH
SOLE
27287
0
713
CENTURY ALUM CO
COM
156431108
8102
602393
SH
SOLE
602393
0
1012
CF INDS HLDGS INC
COM
125269100
1003
17966
SH
SOLE
17966
0
0
CHAMPIONX CORPORATION
COM
15872M104
10120
452613
SH
SOLE
452613
0
752
CHART INDS INC
COM
16115Q308
11977
62670
SH
SOLE
62670
0
106
CHIMERIX INC
COM
16934W106
834
134769
SH
SOLE
134769
0
0
COLUMBUS MCKINNON CORP N Y
COM
199333105
596
12322
SH
SOLE
12322
0
0
COMMUNITY HEALTH SYS INC NEW
COM
203668108
12924
1104636
SH
SOLE
1104636
0
1856
CONMED CORP
COM
207410101
12048
92086
SH
SOLE
92086
0
875
CRYOLIFE INC
COM
228903100
8958
401896
SH
SOLE
401896
0
485
DAKTRONICS INC
COM
234264109
1191
219294
SH
SOLE
219294
0
0
DANA INC
COM
235825205
7617
342508
SH
SOLE
342508
0
558
DENBURY INC
COM
24790A101
7321
104209
SH
SOLE
104209
0
174
DIAMONDBACK ENERGY INC
COM
25278X109
3276
34601
SH
SOLE
34601
0
1116
DIGITAL RLTY TR INC
COM
253868103
488
3379
SH
SOLE
3379
0
0
DISH NETWORK CORPORATION
NOTE 2.375% 3/1
25470MAD1
1301
1335000
PRN
SOLE
1335000
0
0
DISH NETWORK CORPORATION
NOTE 3.375% 8/1
25470MAB5
2994
2880000
PRN
SOLE
2880000
0
0
DOUGLAS DYNAMICS INC
COM
25960R105
2131
58695
SH
SOLE
58695
0
0
ESSENTIAL PPTYS RLTY TR INC
COM
29670E107
6684
239390
SH
SOLE
239390
0
415
EXELIXIS INC
COM
30161Q104
1929
91263
SH
SOLE
91263
0
2652
FARMER BROS CO
COM
307675108
2264
269243
SH
SOLE
269243
0
0
FB FINL CORP
COM
30257X104
11811
275443
SH
SOLE
275443
0
371
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
2277
50224
SH
SOLE
50224
0
1282
FIRST BANCORP P R
COM NEW
318672706
10010
761181
SH
SOLE
761181
0
1268
FIVE BELOW INC
COM
33829M101
2896
16377
SH
SOLE
16377
0
423
FLOOR & DECOR HLDGS INC
CL A
339750101
2478
20519
SH
SOLE
20519
0
644
FOCUS FINL PARTNERS INC
COM CL A
34417P100
8508
162451
SH
SOLE
162451
0
270
FORTUNA SILVER MINES INC
COM
349915108
1780
452799
SH
SOLE
452799
0
0
FOX CORP
CL B COM
35137L204
2539
68410
SH
SOLE
68410
0
1814
G III APPAREL GROUP LTD
COM
36237H101
3197
112975
SH
SOLE
112975
0
0
GAN LTD
SHS
G3728V109
647
43490
SH
SOLE
43490
0
0
GATES INDUSTRIAL CORPRATIN P
ORD SHS
G39108108
6614
406538
SH
SOLE
406538
0
657
GCP APPLIED TECHNOLOGIES INC
COM
36164Y101
1825
83264
SH
SOLE
83264
0
0
GODADDY INC
CL A
380237107
2591
37167
SH
SOLE
37167
0
982
GOGO INC
COM
38046C109
8252
476984
SH
SOLE
476984
0
767
GOLAR LNG LTD
NOTE 2.750% 2/1
38046YAB7
437
440000
PRN
SOLE
440000
0
0
GOLDEN ENTMT INC
COM
381013101
17050
347315
SH
SOLE
347315
0
581
GOLDEN STAR RES LTD CDA
COM
38119T807
1698
713626
SH
SOLE
713626
0
0
GRAHAM CORP
COM
384556106
1903
153472
SH
SOLE
153472
0
0
GRAY TELEVISION INC
COM
389375106
12065
528717
SH
SOLE
528717
0
891
GXO LOGISTICS INCORPORATED
COMMON STOCK
36262G101
2278
29040
SH
SOLE
29040
0
778
H & E EQUIPMENT SERVICES INC
COM
404030108
14782
425865
SH
SOLE
425865
0
2847
HALOZYME THERAPEUTICS INC
COM
40637H109
11813
290394
SH
SOLE
290394
0
2176
HARSCO CORP
COM
415864107
8826
520689
SH
SOLE
520689
0
866
HAWAIIAN HOLDINGS INC
COM
419879101
2477
114352
SH
SOLE
114352
0
0
HEALTHCARE TR AMER INC
CL A NEW
42225P501
2143
72248
SH
SOLE
72248
0
2257
HERBALIFE NUTRITION LTD
NOTE 2.625% 3/1
42703MAD5
708
700000
PRN
SOLE
700000
0
0
HERITAGE FINL CORP WASH
COM
42722X106
2106
82602
SH
SOLE
82602
0
0
HERSHA HOSPITALITY TR
PR SHS BEN INT
427825500
1697
181909
SH
SOLE
181909
0
0
HESS CORP
COM
42809H107
499
6393
SH
SOLE
6393
0
0
HILLMAN SOLUTIONS CORP
COM
431636109
8015
671870
SH
SOLE
671870
0
1063
HOLLYFRONTIER CORP
COM
436106108
1777
53651
SH
SOLE
53651
0
1486
HURON CONSULTING GROUP INC
COM
447462102
1671
32127
SH
SOLE
32127
0
0
I3 VERTICALS INC
COM CL A
46571Y107
2503
103391
SH
SOLE
103391
0
0
IAA INC
COM
449253103
2100
38491
SH
SOLE
38491
0
927
IAC INTERACTIVECORP NEW
COM NEW
44891N208
2208
16949
SH
SOLE
16949
0
455
INSTALLED BLDG PRODS INC
COM
45780R101
6887
64279
SH
SOLE
64279
0
108
INTERFACE INC
COM
458665304
1261
83235
SH
SOLE
83235
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
508
2324
SH
SOLE
2324
0
0
KIMBALL INTL INC
CL B
494274103
1914
170930
SH
SOLE
170930
0
0
KIRBY CORP
COM
497266106
2520
52550
SH
SOLE
52550
0
1445
KULICKE & SOFFA INDS INC
COM
501242101
12508
214622
SH
SOLE
214622
0
356
LAMB WESTON HLDGS INC
COM
513272104
2059
33543
SH
SOLE
33543
0
652
LENDINGTREE INC NEW
COM
52603B107
1219
8719
SH
SOLE
8719
0
182
LENNOX INTL INC
COM
526107107
2013
6843
SH
SOLE
6843
0
209
LIBERTY MEDIA CORP DEL
COM A SIRIUSXM
531229409
3272
69373
SH
SOLE
69373
0
1940
LIBERTY TRIPADVISOR HLDGS IN
COM SER A
531465102
2998
970127
SH
SOLE
970127
0
0
LINCOLN NATL CORP IND
COM
534187109
3778
54959
SH
SOLE
54959
0
1533
LINDBLAD EXPEDITIONS HLDGS I
COM
535219109
2914
199734
SH
SOLE
199734
0
0
LIVENT CORP
COM
53814L108
9855
426431
SH
SOLE
426431
0
3690
M & T BK CORP
COM
55261F104
459
3072
SH
SOLE
3072
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
3446
10086
SH
SOLE
10086
0
269
MARVELL TECHNOLOGY INC
COM
573874104
538
8924
SH
SOLE
8924
0
0
MASCO CORP
COM
574599106
486
8740
SH
SOLE
8740
0
0
MATCH GROUP INC NEW
COM
57667L107
539
3432
SH
SOLE
3432
0
0
MERCURY SYS INC
COM
589378108
1470
31007
SH
SOLE
31007
0
988
MERITOR INC
NOTE 3.250%10/1
59001KAF7
1840
1755000
PRN
SOLE
1755000
0
0
MGM GROWTH PPTYS LLC
CL A COM
55303A105
2312
60375
SH
SOLE
60375
0
1609
MGM RESORTS INTERNATIONAL
COM
552953101
3655
84712
SH
SOLE
84712
0
2304
MODIVCARE INC
COM
60783X104
11097
61101
SH
SOLE
61101
0
100
NATIONAL CINEMEDIA INC
COM
635309107
1126
316326
SH
SOLE
316326
0
0
NATIONAL VISION HLDGS INC
COM
63845R107
7118
125375
SH
SOLE
125375
0
186
NEUROCRINE BIOSCIENCES INC
COM
64125C109
275
2866
SH
SOLE
2866
0
0
NEWMARK GROUP INC
CL A
65158N102
10685
746694
SH
SOLE
746694
0
1275
NEXSTAR MEDIA GROUP INC
CL A
65336K103
11121
73187
SH
SOLE
73187
0
122
NORTHWEST NAT HLDG CO
COM
66765N105
2870
62403
SH
SOLE
62403
0
0
NORWEGIAN CRUISE LINE HLDG L
SHS
G66721104
3092
115778
SH
SOLE
115778
0
2387
NVENT ELECTRIC PLC
SHS
G6700G107
7676
237436
SH
SOLE
237436
0
2573
O-I GLASS INC
COM
67098H104
8868
621464
SH
SOLE
621464
0
1032
ONEMAIN HLDGS INC
COM
68268W103
659
11911
SH
SOLE
11911
0
0
OPEN LENDING CORP
COM CL A
68373J104
4809
133329
SH
SOLE
133329
0
213
OPTION CARE HEALTH INC
COM NEW
68404L201
10163
418933
SH
SOLE
418933
0
698
OVERSTOCK COM INC DEL
COM
690370101
5866
75285
SH
SOLE
75285
0
0
PAPA JOHNS INTL INC
COM
698813102
7208
56763
SH
SOLE
56763
0
98
PDC ENERGY INC
COM
69327R101
16068
339050
SH
SOLE
339050
0
567
PEBBLEBROOK HOTEL TR
COM
70509V100
1760
78548
SH
SOLE
78548
0
2082
PENNANT GROUP INC
COM
70805E109
1422
50627
SH
SOLE
50627
0
0
PERFORMANCE FOOD GROUP CO
COM
71377A103
10138
218202
SH
SOLE
218202
0
370
PINNACLE FINL PARTNERS INC
COM
72346Q104
4744
50423
SH
SOLE
50423
0
1367
PLANET FITNESS INC
CL A
72703H101
12265
156137
SH
SOLE
156137
0
1288
PLBY GROUP INC
COM
72814P109
2976
126267
SH
SOLE
126267
0
0
POWELL INDS INC
COM
739128106
805
32781
SH
SOLE
32781
0
0
PRIMERICA INC
COM
74164M108
2297
14954
SH
SOLE
14954
0
485
PURE STORAGE INC
CL A
74624M102
11090
440775
SH
SOLE
440775
0
755
PVH CORPORATION
COM
693656100
2912
28333
SH
SOLE
28333
0
763
QUEST DIAGNOSTICS INC
COM
74834L100
2021
13909
SH
SOLE
13909
0
328
R1 RCM INC
COM
749397105
8973
407670
SH
SOLE
407670
0
661
RAMBUS INC DEL
COM
750917106
7228
325605
SH
SOLE
325605
0
573
RAPID7 INC
COM
753422104
9296
82252
SH
SOLE
82252
0
137
RUMBLEON INC
COM CL B
781386305
465
11926
SH
SOLE
11926
0
0
RYMAN HOSPITALITY PPTYS INC
COM
78377T107
11125
132916
SH
SOLE
132916
0
225
SABRE CORP
COM
78573M104
14017
1183862
SH
SOLE
1183862
0
9287
SABRE GLBL INC
NOTE 4.000% 4/1
78573NAE2
758
440000
PRN
SOLE
440000
0
0
SANDSTORM GOLD LTD
COM NEW
80013R206
277
48022
SH
SOLE
48022
0
0
SCIENTIFIC GAMES CORP
COM
80874P109
9571
115216
SH
SOLE
115216
0
197
SCRIPPS E W CO OHIO
CL A NEW
811054402
11335
627623
SH
SOLE
627623
0
1058
SEACOAST BKG CORP FLA
COM NEW
811707801
2691
79588
SH
SOLE
79588
0
0
SEAWORLD ENTMT INC
COM
81282V100
10649
192505
SH
SOLE
192505
0
318
SELECT ENERGY SVCS INC
CL A COM
81617J301
1200
231138
SH
SOLE
231138
0
0
SEMTECH CORP
COM
816850101
9807
125780
SH
SOLE
125780
0
206
SI-BONE INC
COM
825704109
6135
286428
SH
SOLE
286428
0
487
SILICON MOTION TECHNOLOGY CO
SPONSORED ADR
82706C108
11885
172292
SH
SOLE
172292
0
282
SIX FLAGS ENTMT CORP NEW
COM
83001A102
2703
63606
SH
SOLE
63606
0
2021
SKYWATER TECHNOLOGY INC
COM
83089J108
6693
246054
SH
SOLE
246054
0
395
SKYWORKS SOLUTIONS INC
COM
83088M102
2797
16972
SH
SOLE
16972
0
540
SOUTHSTATE CORPORATION
COM
840441109
9042
121094
SH
SOLE
121094
0
204
SPIRIT AEROSYSTEMS HLDGS INC
COM CL A
848574109
10656
241134
SH
SOLE
241134
0
393
STEEL DYNAMICS INC
COM
858119100
3240
55408
SH
SOLE
55408
0
1417
STEELCASE INC
CL A
858155203
16121
1271336
SH
SOLE
1271336
0
6210
SUMMIT HOTEL PPTYS INC
COM
866082100
1776
184415
SH
SOLE
184415
0
0
SYNEOS HEALTH INC
CL A
87166B102
11628
132923
SH
SOLE
132923
0
214
TABULA RASA HEALTHCARE INC
COM
873379101
2095
79930
SH
SOLE
79930
0
0
TECHNIPFMC PLC
COM
G87110105
10871
1443748
SH
SOLE
1443748
0
8454
TELEFLEX INCORPORATED
COM
879369106
324
861
SH
SOLE
861
0
0
TENNANT CO
COM
880345103
1835
24815
SH
SOLE
24815
0
0
TERADYNE INC
COM
880770102
3594
32919
SH
SOLE
32919
0
855
TEXAS CAP BANCSHARES INC
COM
88224Q107
11696
194871
SH
SOLE
194871
0
835
TILRAY INC
NOTE 5.000%10/0
88688TAB6
293
300000
PRN
SOLE
300000
0
0
TITAN INTL INC ILL
COM
88830M102
2076
289913
SH
SOLE
289913
0
0
TRANSUNION
COM
89400J107
3149
28036
SH
SOLE
28036
0
747
TREAN INS GROUP INC
COM
89457R101
1141
110281
SH
SOLE
110281
0
0
TRIPADVISOR INC
COM
896945201
11337
334922
SH
SOLE
334922
0
2583
TURNING PT BRANDS INC
COM
90041L105
1660
34767
SH
SOLE
34767
0
0
TYLER TECHNOLOGIES INC
COM
902252105
3516
7666
SH
SOLE
7666
0
201
UNITED RENTALS INC
COM
911363109
2418
6890
SH
SOLE
6890
0
233
UNITED THERAPEUTICS CORP DEL
COM
91307C102
1604
8692
SH
SOLE
8692
0
282
UPWORK INC
COM
91688F104
7669
170307
SH
SOLE
170307
0
280
VAIL RESORTS INC
COM
91879Q109
2386
7143
SH
SOLE
7143
0
223
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
2613
14327
SH
SOLE
14327
0
818
VIAD CORP
COM
92552R406
10098
222371
SH
SOLE
222371
0
279
VINTAGE WINE ESTATES INC
COM
92747V106
1825
178708
SH
SOLE
178708
0
0
VISTRA CORP
COM
92840M102
363
21223
SH
SOLE
21223
0
0
VOYA FINANCIAL INC
COM
929089100
445
7251
SH
SOLE
7251
0
50
WEATHERFORD INTL PLC
ORD SHS
G48833118
10006
522501
SH
SOLE
522501
0
888
WESTERN ALLIANCE BANCORP
COM
957638109
2764
25400
SH
SOLE
25400
0
810
WESTERN DIGITAL CORP.
COM
958102105
2579
45686
SH
SOLE
45686
0
1205
WESTPORT FUEL SYSTEMS INC
COM NEW
960908309
1175
357130
SH
SOLE
357130
0
0
WIDEOPENWEST INC
COM
96758W101
10505
534612
SH
SOLE
534612
0
911
XPO LOGISTICS INC
COM
983793100
2298
28880
SH
SOLE
28880
0
783
YORK WTR CO
COM
987184108
330
7565
SH
SOLE
7565
0
0