0001683168-24-004458.txt : 20240625
0001683168-24-004458.hdr.sgml : 20240625
20240625160210
ACCESSION NUMBER: 0001683168-24-004458
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240621
FILED AS OF DATE: 20240625
DATE AS OF CHANGE: 20240625
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chen Min-Chu (Mike)
CENTRAL INDEX KEY: 0001587425
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36083
FILM NUMBER: 241068897
MAIL ADDRESS:
STREET 1: 13139 JESS PIRTLE BLVD.
CITY: SUGAR LAND
STATE: TX
ZIP: 77478
FORMER NAME:
FORMER CONFORMED NAME: Chen Min-Chu Mike
DATE OF NAME CHANGE: 20130923
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLIED OPTOELECTRONICS, INC.
CENTRAL INDEX KEY: 0001158114
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 760533927
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13139 JESS PIRTLE BLVD
CITY: SUGAR LAND
STATE: TX
ZIP: 77478
BUSINESS PHONE: 281-295-1800
MAIL ADDRESS:
STREET 1: 13139 JESS PIRTLE BLVD
CITY: SUGAR LAND
STATE: TX
ZIP: 77478
FORMER COMPANY:
FORMER CONFORMED NAME: APPLIED OPTOELECTRONICS INC
DATE OF NAME CHANGE: 20010824
4
1
ownership.xml
X0508
4
2024-06-21
0
0001158114
APPLIED OPTOELECTRONICS, INC.
AAOI
0001587425
Chen Min-Chu (Mike)
C/O APPLIED OPTOELECTRONICS, INC.
13139 JESS PIRTLE BLVD.
SUGAR LAND
TX
77478
1
0
0
0
0
Common Stock, $.001 par value
2024-06-21
4
A
0
16483
0.00
A
174844
D
Common Stock, $.001 par value
15000
I
By Spouse
These shares are granted in the form of Restricted Stock Units (RSUs) under the 2024 Board Compensation Plan. The grant vests as to 1/12th of the total number of shares on the same day every month starting on June 6, 2024, until all shares have vested.
1,914 shares are jointly held as community property under the name of the reporting person's spouse.
Held directly by Yuh-Mei Chung, the spouse of Min-Chu (Mike) Chen. Mr. Chen disclaims beneficial ownership of all securities that may be deemed to be beneficially owned by his spouse, except to the extent of any indirect pecuniary interest therein.
/s/ David C. Kuo, attorney in fact for Min-Chu (Mike) Chen
2024-06-25