0001683168-24-004271.txt : 20240617
0001683168-24-004271.hdr.sgml : 20240617
20240617160206
ACCESSION NUMBER: 0001683168-24-004271
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240613
FILED AS OF DATE: 20240617
DATE AS OF CHANGE: 20240617
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chang Hung-Lun (Fred)
CENTRAL INDEX KEY: 0001587462
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36083
FILM NUMBER: 241048141
MAIL ADDRESS:
STREET 1: 13139 JESS PIRTLE BLVD.
CITY: SUGAR LAND
STATE: TX
ZIP: 77478
FORMER NAME:
FORMER CONFORMED NAME: Chang Hung-Lun Fred
DATE OF NAME CHANGE: 20130923
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLIED OPTOELECTRONICS, INC.
CENTRAL INDEX KEY: 0001158114
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 760533927
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13139 JESS PIRTLE BLVD
CITY: SUGAR LAND
STATE: TX
ZIP: 77478
BUSINESS PHONE: 281-295-1800
MAIL ADDRESS:
STREET 1: 13139 JESS PIRTLE BLVD
CITY: SUGAR LAND
STATE: TX
ZIP: 77478
FORMER COMPANY:
FORMER CONFORMED NAME: APPLIED OPTOELECTRONICS INC
DATE OF NAME CHANGE: 20010824
4
1
ownership.xml
X0508
4
2024-06-13
0
0001158114
APPLIED OPTOELECTRONICS, INC.
AAOI
0001587462
Chang Hung-Lun (Fred)
C/O APPLIED OPTOELECTRONICS, INC.
13139 JESS PIRTLE BLVD.
SUGAR LAND
TX
77478
0
1
0
0
*** See Remarks
0
Common Stock, $.001 par value
2024-06-13
4
A
0
80910
0.00
A
305732
D
Common Stock, $.001 par value
2024-06-13
4
D
0
40455
10.44
D
265277
D
Common Stock, $.001 par value
2024-06-14
4
F
0
15614
10.44
D
249663
D
Consists of shares earned in settlement of performance vesting restricted stock units for the 2021-2024 performance period that were settled in shares on a one-for-one basis for the target number of shares, and settled in cash for the remaining portion of the shares earned with respect to maximum performance.
Consists of performance vesting restricted stock units settled in cash.
Consists of shares withheld to satisfy applicable tax withholding obligations.
*** Senior Vice President and North America General Manager
/s/ David C. Kuo, attorney in fact for Hung-Lun (Fred) Chang
2024-06-17