0001683168-24-004269.txt : 20240617
0001683168-24-004269.hdr.sgml : 20240617
20240617160204
ACCESSION NUMBER: 0001683168-24-004269
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240613
FILED AS OF DATE: 20240617
DATE AS OF CHANGE: 20240617
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lin Chih-Hsiang (Thompson)
CENTRAL INDEX KEY: 0001587420
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36083
FILM NUMBER: 241048139
MAIL ADDRESS:
STREET 1: 13139 JESS PIRTLE BLVD.
CITY: SUGAR LAND
STATE: TX
ZIP: 77478
FORMER NAME:
FORMER CONFORMED NAME: Lin Chih-Hsiang Thompson
DATE OF NAME CHANGE: 20130923
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLIED OPTOELECTRONICS, INC.
CENTRAL INDEX KEY: 0001158114
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 760533927
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13139 JESS PIRTLE BLVD
CITY: SUGAR LAND
STATE: TX
ZIP: 77478
BUSINESS PHONE: 281-295-1800
MAIL ADDRESS:
STREET 1: 13139 JESS PIRTLE BLVD
CITY: SUGAR LAND
STATE: TX
ZIP: 77478
FORMER COMPANY:
FORMER CONFORMED NAME: APPLIED OPTOELECTRONICS INC
DATE OF NAME CHANGE: 20010824
4
1
ownership.xml
X0508
4
2024-06-13
0
0001158114
APPLIED OPTOELECTRONICS, INC.
AAOI
0001587420
Lin Chih-Hsiang (Thompson)
C/O APPLIED OPTOELECTRONICS, INC.
13139 JESS PIRTLE BLVD.
SUGAR LAND
TX
77478
1
1
0
0
President and CEO
0
Common Stock, $.001 par value
2024-06-13
4
A
0
252844
0.00
A
1538384
D
Common Stock, $.001 par value
2024-06-13
4
D
0
126422
10.44
D
1411962
D
Common Stock, $.001 par value
2024-06-14
4
F
0
49559
10.44
D
1362403
D
Consists of shares earned in settlement of performance vesting restricted stock units for the 2021-2024 performance period that were settled in shares on a one-for-one basis for the target number of shares, and settled in cash for the remaining portion of the shares earned with respect to maximum performance.
Consists of performance vesting restricted stock units settled in cash.
Consists of shares withheld to satisfy applicable tax withholding obligations.
/s/ David C. Kuo, attorney in fact for Chih-Hsiang (Thompson) Lin
2024-06-17