0001683168-24-000147.txt : 20240109
0001683168-24-000147.hdr.sgml : 20240109
20240109160125
ACCESSION NUMBER: 0001683168-24-000147
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240105
FILED AS OF DATE: 20240109
DATE AS OF CHANGE: 20240109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chang Hung-Lun (Fred)
CENTRAL INDEX KEY: 0001587462
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36083
FILM NUMBER: 24523222
MAIL ADDRESS:
STREET 1: 13139 JESS PIRTLE BLVD.
CITY: SUGAR LAND
STATE: TX
ZIP: 77478
FORMER NAME:
FORMER CONFORMED NAME: Chang Hung-Lun Fred
DATE OF NAME CHANGE: 20130923
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLIED OPTOELECTRONICS, INC.
CENTRAL INDEX KEY: 0001158114
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 760533927
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 13139 JESS PIRTLE BLVD
CITY: SUGAR LAND
STATE: TX
ZIP: 77478
BUSINESS PHONE: 281-295-1800
MAIL ADDRESS:
STREET 1: 13139 JESS PIRTLE BLVD
CITY: SUGAR LAND
STATE: TX
ZIP: 77478
FORMER COMPANY:
FORMER CONFORMED NAME: APPLIED OPTOELECTRONICS INC
DATE OF NAME CHANGE: 20010824
4
1
ownership.xml
X0508
4
2024-01-05
0
0001158114
APPLIED OPTOELECTRONICS, INC.
AAOI
0001587462
Chang Hung-Lun (Fred)
C/O APPLIED OPTOELECTRONICS, INC.
13139 JESS PIRTLE BLVD.
SUGAR LAND
TX
77478
0
1
0
0
*** See Remarks
0
Common Stock, $.001 par value
2024-01-05
4
M
0
1100
13.84
A
217481
D
Common Stock, $.001 par value
2024-01-05
4
F
0
922
18.53
D
216559
D
Incentive Stock Option (Right to Buy)
13.84
2024-01-05
4
M
0
1100
0.00
D
2024-01-28
Common Stock, $0.001 par value
1100
0
D
Reflects "net exercise" of outstanding stock options. The reporting person received 178 shares of common stock on net exercise of option to purchase 1,100 shares of common stock. The Company withheld 922 shares of common stock underlying the option for payment of the exercise price and tax withholdings, using the closing price on January 4, 2024 of $18.53, pursuant to the terms of the 2013 Equity Incentive Plan.
Options fully vested.
*** Senior Vice President and North America General Manager
/s/ David C. Kuo, attorney in fact for Hung-Lun (Fred) Chang
2024-01-09